Issues Related to Navy Battleships
Gao ID: GAO-06-279R December 13, 2005
Until World War II U.S. Navy battleships provided an impressive show of force and outgunned and outmaneuvered their ocean-going enemies. From World War II until the Persian Gulf War in 1991, the Navy's Iowa class battleships provided Naval Surface Fire Support capabilities with their 16-inch guns. Naval Surface Fire Support, together with land- and air-based components, makes up the joint "fires triad", which is used to support Marine Corps amphibious assault operations. The last Iowa class battleship was decommissioned in 1992. In 1996, congressional authorizers became concerned that the Navy would not be able to produce a replacement Naval Surface Fire Support capability comparable to the battleships until well into the twenty-first century and directed the Secretary of the Navy to restore at least two Iowa class battleships to the naval vessel registry until the Secretary of the Navy certified that a capability had been developed equal to or greater than that provided by the battleships. Two Iowa class battleships--the U.S.S. Wisconsin and the U.S.S. Iowa--remain on the naval vessel registry in inactive status. Both ships are considered "in reserve", meaning they are being retained for reactivation in case of full mobilization or future need. Since 1995 we have reported several times on the status of battleships and their role in meeting future Naval Surface Fire Support requirements. In November 2004, we reported that the Navy and Marine Corps had only recently begun the process to establish validated Naval Surface Fire Support requirements that address the overall capabilities needed, that the cost and schedule for reactivating and modernizing two Iowa class battleships had not been fully developed, and that fielding of a replacement Naval Surface Fire Support capability has been delayed. An issue confronting Congress in finalizing the National Defense Authorization bill for Fiscal Year 2006 is whether or not to allow the two remaining battleships to be removed from the naval registry and be donated. Decision makers have at least three alternatives to removing the two remaining battleships from the naval vessel registry. The Navy could (1) sustain the battleships in inactive status; (2) reactivate the battleships to their original warfighting capabilities, with some improvements to bring them up to current ship standards for habitability and interoperability; or (3) modernize the battleships, their fire support capabilities, and other supporting capabilities significantly beyond their original capabilities. Congress requested that we review requirements for fire support and whether or not these requirements could be met with Navy battleships. We agreed to focus our work on two objectives. Specifically, we identified (1) mission requirements established by the Department of Defense (DOD) for fire support to expeditionary operations and how DOD officials view these needs and the ability of the battleships and current and planned capabilities to meet these requirements, and (2) cost factors that should be considered in evaluating whether to sustain, reactivate, modernize or delist the battleships.
DOD is in the process of reviewing a draft joint fires requirements document for expeditionary operations in the littorals which was developed primarily by the Marine Corps in May 2005. The draft requirements document shows that planned capabilities will help to mitigate existing gaps in joint fires capabilities if programs such as the advanced gun system for the new DD(X) destroyer and the extended-range munitions for existing DDG destroyers are implemented as currently planned. However, current and planned DOD capabilities for joint fires will not fully meet DOD's needs because they will not provide sufficient capabilities such as engaging moving targets in restricted weather conditions or providing a sufficient quantity of fires over a short period of time. DOD officials believe that although some gaps in joint fires capabilities exist now and will continue to exist in the future, the risk associated with these gaps is acceptable and will not significantly affect the combatant commanders' ability to execute war plans. Moreover, they do not believe that keeping or modernizing battleships would be cost effective nor would the modernized battleships significantly reduce the risk in comparison with other planned capabilities that DOD is funding. While the Navy maintains annual costs to sustain these battleships, the Navy has not developed any specific cost estimates for reactivating battleships to their original warfighting capabilities or for modernizing them beyond these capabilities. Numerous cost factors would have to be considered to assess such options including the cost of personnel to operate the ship, materials and labor to improve operating systems and habitability, and restoration or improvement of munitions and their delivery systems. Moreover, the capabilities and costs of reactivating or upgrading battleships would need to be compared to those of other ongoing DOD programs to enhance fire support capabilities such as the DD(X) program. Our prior work has shown that decisions on acquisition alternatives should be based on analyses of total ownership costs during a system's lifecycle, which include the costs to research, develop, acquire, own, and operate systems.
GAO-06-279R, Issues Related to Navy Battleships
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December 13, 2005:
The Honorable Roscoe G. Bartlett:
Chairman, Subcommittee on Projection Forces:
Committee on Armed Services:
House of Representatives:
Subject: Issues Related to Navy Battleships:
Dear Mr. Chairman:
Until World War II U.S. Navy battleships provided an impressive show of
force and outgunned and outmaneuvered their ocean-going enemies. From
World War II until the Persian Gulf War in 1991, the Navy's Iowa class
battleships provided Naval Surface Fire Support capabilities with their
16-inch guns. Naval Surface Fire Support, together with land-and air-
based components, makes up the joint "fires triad", which is used to
support Marine Corps amphibious assault operations. The last Iowa class
battleship was decommissioned in 1992. In 1996, congressional
authorizers became concerned that the Navy would not be able to produce
a replacement Naval Surface Fire Support capability comparable to the
battleships until well into the twenty-first century and directed the
Secretary of the Navy to restore at least two Iowa class battleships to
the naval vessel registry until the Secretary of the Navy certified
that a capability had been developed equal to or greater than that
provided by the battleships.[Footnote 1] Two Iowa class battleships--
the U.S.S. Wisconsin and the U.S.S. Iowa--remain on the naval vessel
registry in inactive status. Both ships are considered "in reserve",
meaning they are being retained for reactivation in case of full
mobilization or future need.
Since 1995 we have reported several times on the status of battleships
and their role in meeting future Naval Surface Fire Support
requirements.[Footnote 2] In November 2004, we reported that the Navy
and Marine Corps had only recently begun the process to establish
validated Naval Surface Fire Support requirements that address the
overall capabilities needed, that the cost and schedule for
reactivating and modernizing two Iowa class battleships had not been
fully developed, and that fielding of a replacement Naval Surface Fire
Support capability has been delayed.[Footnote 3]
An issue confronting Congress in finalizing the National Defense
Authorization bill for Fiscal Year 2006 is whether or not to allow the
two remaining battleships to be removed from the naval registry and be
donated. Decision makers have at least three alternatives to removing
the two remaining battleships from the naval vessel registry. The Navy
could (1) sustain the battleships in inactive status; (2) reactivate
the battleships to their original warfighting capabilities, with some
improvements to bring them up to current ship standards for
habitability and interoperability; or (3) modernize the battleships,
their fire support capabilities, and other supporting capabilities
significantly beyond their original capabilities.
You requested that we review requirements for fire support and whether
or not these requirements could be met with Navy battleships. We agreed
to focus our work on two objectives. Specifically, we identified (1)
mission requirements established by the Department of Defense (DOD) for
fire support to expeditionary operations and how DOD officials view
these needs and the ability of the battleships and current and planned
capabilities to meet these requirements, and (2) cost factors that
should be considered in evaluating whether to sustain, reactivate,
modernize or delist the battleships. On November 10, 2005, we provided
you with a briefing on our observations regarding battleships and fire
support issues. This letter summarizes our observations and transmits
the briefing slides as requested. (See enclosure I.)
To determine DOD requirements for fire support for expeditionary
operations in the littorals, we reviewed DOD requirements documents and
identified current and planned capabilities. We also held discussions
with officials from the Office of the Secretary of Defense, Joint
Staff, Chief, Naval Operations, Marine Corps Combat Development
Command, the Navy's Inactive Ships Management Office, and the U.S.
Joint Forces Command to obtain their views on existing and planned
joint fires capabilities, the adequacy of these plans, and the ability
of battleships to perform the fire support mission. In addition, we
obtained combatant command views on the sufficiency of DOD fire support
capabilities to carry out operational plans from officials at the U.S.
Central Command and the U.S. Pacific Command. We also toured the
battleship U.S.S. Wisconsin to observe its current condition. While on
board, we discussed the ship's maintenance schedule, inspection
procedures, annual funding, and cost factors for options to sustain,
reactivate, and modernize the battleships. We also discussed these
issues with Navy officials and determined whether they have completed
any recent analysis on the cost of reactivating or modernizing the
battleships. We did not assess the cost-effectiveness of options to
reactivate or upgrade battleships because the Navy has not determined
what enhancements would be required for these options or developed cost
estimates. We performed our work from July through October 2005 in
accordance with generally accepted government auditing standards.
Observations:
DOD is in the process of reviewing a draft joint fires requirements
document for expeditionary operations in the littorals[Footnote 4]
which was developed primarily by the Marine Corps in May 2005. The
draft requirements document shows that planned capabilities will help
to mitigate existing gaps in joint fires capabilities if programs such
as the advanced gun system for the new DD(X) destroyer and the extended-
range munitions for existing DDG destroyers are implemented as
currently planned. However, current and planned DOD capabilities for
joint fires will not fully meet DOD's needs because they will not
provide sufficient capabilities such as engaging moving targets in
restricted weather conditions or providing a sufficient quantity of
fires over a short period of time. DOD officials believe that although
some gaps in joint fires capabilities exist now and will continue to
exist in the future, the risk associated with these gaps is acceptable
and will not significantly affect the combatant commanders' ability to
execute war plans. Moreover, they do not believe that keeping or
modernizing battleships would be cost effective nor would the
modernized battleships significantly reduce the risk in comparison with
other planned capabilities that DOD is funding.
While the Navy maintains annual costs to sustain these battleships, the
Navy has not developed any specific cost estimates for reactivating
battleships to their original warfighting capabilities or for
modernizing them beyond these capabilities. Numerous cost factors would
have to be considered to assess such options including the cost of
personnel to operate the ship, materials and labor to improve operating
systems and habitability, and restoration or improvement of munitions
and their delivery systems. Moreover, the capabilities and costs of
reactivating or upgrading battleships would need to be compared to
those of other ongoing DOD programs to enhance fire support
capabilities such as the DD(X) program. Our prior work has shown that
decisions on acquisition alternatives should be based on analyses of
total ownership costs during a system's lifecycle, which include the
costs to research, develop, acquire, own, and operate systems.[Footnote
5]
DOD is reviewing joint requirements for fire support for expeditionary
operations in the littorals:
Since May 2005 when the Marine Corps Combat Development Command
submitted a draft requirements document for Joint Staff review, Naval
Surface Fire Support requirements have become part of joint fires
requirements and are currently being reviewed by DOD.[Footnote 6] Joint
fires include a system of weapons delivered from two or more
components--aircraft, ships/submarines, and ground assets--toward a
common objective. In order to comply with DOD's new Joint Capabilities
Integration and Development System process, the Joint Staff directed
the Marine Corps to submit the draft Initial Capabilities Document to
determine joint fires requirements in support of expeditionary
operations in coastal areas. The Initial Capabilities Document
identified four gaps in existing and planned joint fires capabilities:
(1) integrated joint command and control are not well-defined, (2)
existing and future acquisition systems do not provide sufficient
capability to engage moving targets under restricted weather
conditions,.(3) existing and future acquisition systems do not provide
sufficient capability to limit collateral damage, and (4) existing and
planned systems do not deliver a sufficient volume of fires on multiple
targets simultaneously or over a short period of time. The draft
document is in the process of being reviewed by subject matter experts
within DOD. Prior to the development of this joint requirements
document, the Marine Corps had established requirements in a document
titled "Naval Surface Fire Support Requirements for Expeditionary
Maneuver Warfare" in March 2002. This document established specific
near-term, mid-term and far-term requirements for factors such as
system response time, accuracy and precision, and range.
New capabilities being developed will enhance DOD's joint fires
capabilities for expeditionary warfare, but some gaps will remain:
Current capabilities to provide joint fires in support of expeditionary
operations in the littorals include the 5-inch 54-or 62-caliber guns
for the DDG destroyers and cruisers with 5-inch 54-caliber guns. The
two battleships in inactive reserve, if reactivated, would provide 16-
inch 50-caliber guns. Other joint fires capabilities include tactical
aviation, surface-to-surface rocket systems, and Army and Marine Corps
105 millimeter and 155 millimeter artillery. Planned capabilities such
as weapons systems and/or ships currently under development are
expected to largely meet near-and mid-term requirements and partially
mitigate multiple capabilities gaps if implemented as planned. Planned
capabilities include the DD(X) destroyers with an advanced gun system
firing long range land attack projectiles. Another planned capability
is extended-range guided munitions for existing DDG destroyers. The DDG
with extended-range guided munitions largely meets near-and mid-term
Naval Surface Fire Support requirements, while the DD(X) meets mid-term
requirements and may meet far-term requirements depending on the
ultimate range of the projectiles. However, neither of these
capabilities may be available until early next decade. As we have
reported, both the DD(X) and extended-range guided munitions programs
have experienced some technical and funding challenges.[Footnote 7] In
addition, neither current nor planned Naval Surface Fire Support
capabilities fully mitigate joint fires gaps identified in the Initial
Capabilities Document such as the ability to engage moving targets in
restricted weather conditions and the ability to provide a sufficient
quantity of fires over a short period of time. However, the DD(X) with
the advanced gun system could mitigate those gaps and the DDG firing
extended-range guided munitions somewhat addresses them. Land-and air-
based systems, such as long-range bombers, may also help to mitigate
these gaps.
DOD officials believe risk associated with current and planned
capabilities is acceptable if programs are implemented as planned:
DOD officials believe the level of risk associated with current fire
support capabilities is acceptable given that other joint capabilities
such as tactical aviation and long-range bombers could also contribute
to providing joint fires to support theater commanders' war plans. For
example, combatant command representatives told us they would be able
to execute war plans with acceptable risk using current fires support
capabilities. Also, DOD officials from the joint staff, combatant
commands, Navy, and Marine Corps do not believe that reactivating
battleships would be cost effective nor would the modernized
battleships significantly reduce those risks or provide the best means
to meet long-term joint fires capability requirements. Navy officials
stated that the battleships would be expensive to operate, have
munitions that lack accuracy, and are manpower intensive. Both Navy and
Marine Corps officials stated that planned capabilities, including the
DD(X) destroyers with the advanced gun system firing long-range land
attack projectiles and extended-range guided munitions for existing
DDGs, will help to mitigate existing joint fires gaps if executed as
planned. However, Marine Corps officials support purchasing a larger
number of DD(X) ships than are included in current Navy plans.
Analysis of battleship alternatives would need to consider many types
of costs:
Decision makers have at least three alternatives to removing the two
remaining battleships from the naval vessel registry. The Navy could
(1) sustain the battleships in inactive status; (2) reactivate the
battleships to their original warfighting capabilities, with some
improvements to bring them up to current ship standards for
habitability and interoperability; or (3) modernize the battleships,
their fire support capabilities, and other supporting capabilities
significantly beyond their original capabilities. In addition to
weighing the military capabilities associated with these alternatives,
numerous cost factors would need to be considered for each option
including the extent to which DOD would incur costs for:
* mechanical and/or technological systems such as the propulsion system
or communications systems;
* weapons and munitions such as fire control systems and ordnance and
propellant safety; and:
* personnel to operate the battleships (e.g., military personnel or
contractor support), and training required to operate the various types
of systems.
However, the capabilities and costs associated with these options would
also need to be weighed and compared to those of DOD's other programs
to enhance fire support capabilities, such as the DD(X) program with
the advanced gun system and extended-range guided munitions for
existing DDGs. Moreover, our past work has shown that an effective
comparison of costs should focus on total ownership costs during a
system's lifecycle. Total ownership costs include estimated operations
and support cost in addition to research, development and procurement
costs. The cost of a ship's crew is generally the single largest
expense incurred over a ship's lifecycle.[Footnote 8]
Cost factors involved in sustaining the battleships in inactive ship
status include the cost of contractor support to maintain the ships for
such things as preservation painting, interior dehumidification, and
maintaining the fire and flood alarm systems. The Navy currently incurs
expenses of about $1.5 million per year to sustain both battleships in
inactive status. Of this amount, about $1 million covers additional
annual preservation maintenance and ongoing paint preservation work on
the Wisconsin. The ships are inspected twice a year to document
electrical, safety, hull and general ship conditions. In addition, the
deck of the Iowa must be repaired to ensure its safety. According to
Navy officials, this would cost about $1.6 million spread over two
fiscal years.
Costs to reactivate the battleships to their original warfighting
capabilities with some enhancements for habitability and
interoperability would include costs to bring the battleships up to
current ship standards. For example, the Navy would have to replace the
analog communications system with digital systems so that they will be
interoperable with other ships; improve the propulsion system, and
update chemical and biological protection capabilities, and improve
personnel habitability with additions such as sit-up berthing and
accommodations for women at sea. Moreover, Navy officials estimate they
would need about 1,500 military personnel to operate a reactivated
battleship. The fire control system would need to be improved and the
propellant powder bags for the 16-inch guns, stored off the ships,
would need to be replaced due to age and deterioration. In addition,
the damaged number two gun turret on the Iowa would need to be
repaired.
Cost factors that would need to be considered to modernize and
reactivate the battleships beyond their original warfighting
capabilities could include replacing the propulsion system with a gas
turbine system and developing guided munitions that could be launched
from the battleships. Ultimately, the costs and time to modernize and
reactivate the battleships would depend upon the specific missions and
capabilities desired. However, in addition to the cost of more modern
munitions, numerous enhancements to upgrade communications, the ship's
deck, mechanics, chemical biological protection capabilities, living
quarters, and other systems would also be required.
Agency Comments:
We received technical comments from DOD which we incorporated as
appropriate.
If you or your staff has any questions about this report, please
contact me at (202) 512-4402 or stlaurentj@gao.gov. Contact information
for our offices of Congressional Relations and Public Affairs can be
found on the last page of this report. Key contributors to this report
were Richard Payne, Susan Ditto, David Marroni, Brian Mateja, Donna
Rogers, and Malvern Saavedra.
Sincerely yours,
Signed by:
Janet A. St. Laurent:
Director, Defense Capabilities and Management:
Enclosure:
[See PDF for images]
[End of slide presentation]
[End of section]
FOOTNOTES
[1] National Defense Authorization Act for Fiscal Year 1996, Pub. L.
No. 104-106, Sec. 1011, H.R. Conf. Rep. No. 104-450, at 835 (1996).
[2] U.S. General Accounting Office, DEFENSE ACQUISITIONS: Evaluation of
the Navy's 1999 Naval Surface Fire Support Assessment, GAO/NSIAD-99-225
(Washington, D.C.: Sept. 14, 1999); FORCE STRUCTURE: Navy Is Complying
with Battleship Readiness Requirements, GAO/NSIAD-99-62 (Washington,
D.C.: Apr. 12, 1999); DEFENSE ACQUISITIONS: Naval Surface Fire Support
Program Plans and Costs, GAO/NSIAD-99-91 (Washington, D.C.: June 11,
1999); PROGRAM STATUS: Naval Surface Fire Support, GAO/NSIAD-97-179R
(Washington, D.C.: Aug. 6, 1997).
[3] U.S. Government Accountability Office, Information on Options for
Naval Surface Fire Support,
GAO-05-39R (Washington, D.C.: Nov. 9, 2004).
[4] The littoral includes an area extending from a transition point
from open ocean, e.g., the sea base, to more constrictive and shallower
waters, to the shore, and onward to those inland areas that can be
attacked, supported and defended from the sea.
[5] U.S. Government Accountability Office, Best Practices: Setting
Requirements Differently Could Reduce Weapon Systems' Total Ownership
Costs, GAO-03-57 (Washington, D.C. Feb. 11, 2003).
[6] Marine Corps Combat Development Command, Initial Capabilities
Document for Joint Fires in Support of Expeditionary Operations in the
Littorals, May 31, 2005.
[7] U.S. Government Accountability Office, DEFENSE ACQUISITIONS:
Progress and Challenges Facing the DD(X) Surface Combatant Program, GAO-
05-924T (Washington, D.C.: July 19, 2005; U.S. Government
Accountability Office, DEFENSE ACQUISITIONS: Assessments of Selected
Major Weapon Programs, GAO-05-301 (Washington, D.C.: March 31, 2005).
[8] U.S. Government Accountability Office, MILITARY PERSONNEL: Navy
Actions Needed to Optimize Ship Crew Size and Reduce Total Ownership
Costs, GAO-03-520 (Washington, D.C.: June 9, 2003).
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