Tactical Aircraft
Air Force Fighter Reports Generally Addressed Congressional Mandates, but Reflected Dated Plans and Guidance, and Limited Analyses
Gao ID: GAO-11-323R February 24, 2011
The Air Force expects to invest over $230 billion to operate, maintain, modernize, and recapitalize its tactical air forces during fiscal years 2011 through 2015. This makes up nearly 70 percent of the Department of Defense's (DOD) total expected tactical aircraft investment over that time. Despite this large investment, the Air Force continues to project that its inventory of fighter and attack aircraft will drop below required levels and that those shortfalls will persist through at least 2030. However, the timing and magnitude of projected shortfalls continue to fluctuate. In April 2008, senior Air Force leaders testified before Congress that they expected the Air Force fighter shortfall to peak at about 800 aircraft in the mid-2020s. Since that time the Air Force has reduced its overall requirement and adjusted its assumptions about Joint Strike Fighter (JSF) procurement and the viability of legacy aircraft. As a result, the Air Force now expects its shortfall to peak at about 200 aircraft. Still, this poses a challenge as the Air Force must effectively balance its investments between the JSF program and efforts to keep legacy aircraft viable for longer periods than originally planned. In 2009, Congress directed the Air Force to provide three reports addressing the service's fighter force structure plans in light of its projected fighter aircraft shortfall. One report was to detail the Air Force's rationale for retiring about 250 aircraft in light of the pending shortfall, while the other two reports were to address alternative investment options for mitigating the shortfall, including the interim procurement of new so-called "4.5 generation" fighter aircraft, and upgrades service life extension programs for current legacy aircraft. Congress defined new 4.5 generation fighter aircraft as including F-15, F-16, and F-18 aircraft that have advanced radar, data-link, and avionics capabilities and the capability to deploy advanced armaments. The Air Force delivered the first report in January 2010 and last two in April 2010. and the concluded that: In general, the Air Force concluded that: (1) It could reduce its total fighter and attack aircraft inventory by about 250 aircraft and still effectively perform its missions with slightly increased risk; (2) Effective management of the JSF program coupled with investments in modernizing and upgrading legacy F-16 aircraft would mitigate the projected shortfall; (3) Procuring 4.5 generation aircraft to mitigate the projected shortfall would not support the Air Force's overall fleet modernization plans for an all-stealth future fighter force and therefore is not supported; (4) Extending the service life and upgrading current fighters would be 10 to 15 percent of the cost of procuring new upgraded legacy aircraft and provide essentially the same capability; and (5) The Air Force would still be able to perform its homeland defense mission. The Ike Skelton National Defense Authorization Act (NDAA) for Fiscal Year 2011 directed GAO to evaluate the sufficiency, adequacy, and conclusions in the three Air Force reports. In response, this report assesses (1) whether the Air Force reports addressed the topics and issues required by Congress, (2) the currency and relevance of service plans and strategic level guidance that informed the Air Force's conclusions, and (3) the robustness of the data and analyses underpinning those conclusions.
While the three Air Force fighter reports generally covered the topics and issues identified by Congress, the conclusions reflected previously established service plans and strategic level guidance that was dated by the time the reports were issued. In addition, the robustness of the analyses done to support the conclusions in the reports was limited by JSF program instability and the absence of F-16 durability and fleet viability data. The reports presented limited new analyses and primarily summarized the Air Force's long-standing plan to transition to an all-stealth 5th generation fighter force and the desire therefore to avoid large investments in legacy, non-stealth fighters that could divert funds from this plan. Analyses underpinning shortfall projections and future force requirements were based on strategic level guidance, threat scenarios, and force planning constructs that had changed by the time the three reports were issued. The Air Force's conclusions were also dependent on assumptions about JSF program performance and the feasibility of extending the life of legacy F-16s beyond 8,000 hours, but key data were either in flux or were not available when the reports were prepared. Since then, JSF costs significantly increased and its schedule slipped; important data regarding the feasibility and cost of extending the F-16's service life are still not available. Air Force officials acknowledge that many things have changed since their analyses were completed, but note that they used the best data available to them at the time and, based on more recent analyses, they are confident that 5th generation aircraft will continue to be essential to the Air Force's future success. As a result, they do not expect there to be any major changes to Air Force fighter recapitalization plans and thus believe that the basic conclusions in the three force structure reports remain valid. However, better information on the JSF restructured program and on the F-16 fleet is expected to become available in 2011; this could enable a more informed analysis, comparing and contrasting the various alternatives for mitigating the projected aircraft shortfalls.
GAO-11-323R, Tactical Aircraft: Air Force Fighter Reports Generally Addressed Congressional Mandates, but Reflected Dated Plans and Guidance, and Limited Analyses
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GAO-11-323R:
United States Government Accountability Office:
Washington, DC 20548:
February 24, 2011:
The Honorable Carl Levin:
Chairman:
The Honorable John McCain:
Ranking Member:
Committee on Armed Services:
United States Senate:
The Honorable Howard P. McKeon:
Chairman:
The Honorable Adam Smith:
Ranking Member:
Committee on Armed Services:
House of Representatives:
Subject: Tactical Aircraft: Air Force Fighter Reports Generally
Addressed Congressional Mandates, but Reflected Dated Plans and
Guidance, and Limited Analyses:
The Air Force expects to invest over $230 billion to operate,
maintain, modernize, and recapitalize its tactical air forces during
fiscal years 2011 through 2015.[Footnote 1] This makes up nearly 70
percent of the Department of Defense's (DOD) total expected tactical
aircraft investment over that time. Despite this large investment, the
Air Force continues to project that its inventory of fighter and
attack aircraft will drop below required levels and that those
shortfalls will persist through at least 2030. However, the timing and
magnitude of projected shortfalls continue to fluctuate. In April
2008, senior Air Force leaders testified before Congress that they
expected the Air Force fighter shortfall to peak at about 800 aircraft
in the mid-2020s. Since that time the Air Force has reduced its
overall requirement and adjusted its assumptions about Joint Strike
Fighter (JSF) procurement and the viability of legacy aircraft. As a
result, the Air Force now expects its shortfall to peak at about 200
aircraft. Still, this poses a challenge as the Air Force must
effectively balance its investments between the JSF program and
efforts to keep legacy aircraft viable for longer periods than
originally planned.[Footnote 2]
In 2009, Congress directed the Air Force to provide three reports
addressing the service's fighter force structure plans in light of its
projected fighter aircraft shortfall.[Footnote 3] One report was to
detail the Air Force's rationale for retiring about 250 aircraft in
light of the pending shortfall, while the other two reports were to
address alternative investment options for mitigating the shortfall,
including the interim procurement of new so-called "4.5 generation"
fighter aircraft, and upgrades and service life extension programs for
current legacy aircraft. Congress defined new 4.5 generation fighter
aircraft as including F-15, F-16, and F-18 aircraft that have advanced
radar, data-link, and avionics capabilities and the capability to
deploy advanced armaments. The Air Force delivered the first report in
January 2010 and the last two in April 2010.[Footnote 4] In general,
the Air Force concluded that:
* It could reduce its total fighter and attack aircraft inventory by
about 250 aircraft and still effectively perform its missions with
slightly increased risk;
* Effective management of the JSF program coupled with investments in
modernizing and upgrading legacy F-16 aircraft would mitigate the
projected shortfall;
* Procuring 4.5 generation aircraft to mitigate the projected
shortfall would not support the Air Force's overall fleet
modernization plans for an all-stealth future fighter force and
therefore is not supported;
* Extending the service life and upgrading current fighters would be
10 to 15 percent of the cost of procuring new upgraded legacy aircraft
and provide essentially the same capability; and:
* The Air Force would still be able to perform its homeland defense
mission.
The Ike Skelton National Defense Authorization Act (NDAA) for Fiscal
Year 2011 directed GAO to evaluate the sufficiency, adequacy, and
conclusions in the three Air Force reports.[Footnote 5] In response,
this report assesses (1) whether the Air Force reports addressed the
topics and issues required by Congress, (2) the currency and relevance
of service plans and strategic level guidance that informed the Air
Force's conclusions, and (3) the robustness of the data and analyses
underpinning those conclusions. Therefore, we reviewed the Air Force
reports for their sufficiency with the reporting requirements
established in the respective congressional mandates. To assess the
analyses, data, and assumptions underpinning the conclusions we
conducted detailed interviews with DOD and Air Force officials that
were responsible for performing the analyses, and the officials
responsible for writing the reports. During those interviews we
discussed the dates and sources of key data and assumptions
underpinning the Air Force's analyses, and reviewed the analytical
tools and methods used to conduct those analyses. We also examined the
Air Force's ongoing efforts to address structural deficiencies in
legacy F-16s through the Falcon Structural Augmentation Roadmap
(Falcon STAR)[Footnote 6] program, and drew extensively on our July
2010 report examining DOD's tactical aircraft requirements, force
structure, and investment plans.[Footnote 7]
We conducted this performance audit from August 2010 to March 2011 in
accordance with generally accepted government auditing standards.
Those standards require that we plan and perform the audit and obtain
sufficient, appropriate evidence to provide a reasonable basis for our
findings and conclusions based on our audit objectives. We believe
that the evidence obtained provides a reasonable basis for our
findings and conclusions based on our audit objectives.
Summary:
While the three Air Force fighter reports generally covered the topics
and issues identified by Congress, the conclusions reflected
previously established service plans and strategic level guidance that
was dated by the time the reports were issued. In addition, the
robustness of the analyses done to support the conclusions in the
reports was limited by JSF program instability and the absence of F-16
durability and fleet viability data. The reports presented limited new
analyses and primarily summarized the Air Force's long-standing plan
to transition to an all-stealth 5th generation fighter force and the
desire therefore to avoid large investments in legacy, non-stealth
fighters that could divert funds from this plan. Analyses underpinning
shortfall projections and future force requirements were based on
strategic level guidance, threat scenarios, and force planning
constructs that had changed by the time the three reports were issued.
The Air Force's conclusions were also dependent on assumptions about
JSF program performance and the feasibility of extending the life of
legacy F-16s beyond 8,000 hours, but key data were either in flux or
were not available when the reports were prepared. Since then, JSF
costs significantly increased and its schedule slipped; important data
regarding the feasibility and cost of extending the F-16's service
life are still not available. Air Force officials acknowledge that
many things have changed since their analyses were completed, but note
that they used the best data available to them at the time and, based
on more recent analyses, they are confident that 5th generation
aircraft will continue to be essential to the Air Force's future
success. As a result, they do not expect there to be any major changes
to Air Force fighter recapitalization plans and thus believe that the
basic conclusions in the three force structure reports remain valid.
However, better information on the JSF restructured program and on the
F-16 fleet is expected to become available in 2011; this could enable
a more informed analysis, comparing and contrasting the various
alternatives for mitigating the projected aircraft shortfalls.
Air Force Reports Generally Addressed the Topics and Issues Required
by Congress:
Our comparison of the contents of the three reports with the related
direction provided in the relevant statute and House reports found
that the three Air Force reports generally addressed the established
congressional reporting requirements, including the specific issues
and topics identified by Congress. For example, in the report
specifically examining the potential procurement of new upgraded
legacy fighters--namely Procurement of 4.5 Generation Fighter
Aircraft--the Air Force discussed its analysis of both multiyear and
single-year procurement costs for various quantities of new upgraded
aircraft, as directed by Congress in the 2010 National Defense
Authorization Act. The Air Force's report on the projected fighter
force structure shortfall discusses various strengths and weaknesses
related to specific options that Congress had identified for
addressing the shortfall, including procurement of new upgraded legacy
aircraft and service life extension of current legacy aircraft.
Likewise, the report on the Air Force's combat air force restructuring
proposal included information about the various topics Congress had
identified, including an explanation of the current threat environment
and current capabilities as well as the criteria used for selecting
the affected bases and the particular fighters that were chosen for
retirement. The report also explained that the Air Force's proposal to
accelerate the retirement of about 250 aircraft was primarily in
response to guidance from the Office of the Secretary of Defense (OSD)
that directed the services to eliminate excess force structure
capability and increase risk, if necessary, to free up funding for
other priorities.
Air Force Reports Reflected Previously Established Service Plans and
Dated Strategic Level Guidance:
For many years, defense threat assessments and capability analyses
have led the Air Force to believe that 5th generation capabilities,
including stealth characteristics, fused sensor data, and advanced
radars, will be essential to counter the increasingly sophisticated
air defense systems of potential future adversaries. Therefore, the
Air Force's recapitalization plans have focused almost all funding and
priority on replacing legacy fighter aircraft with 5th generation F-
22As and JSFs. In December 2005, OSD added $1 billion to the F-22A
program to extend production for 2 years to ensure a 5th generation
fighter aircraft production line would remain in operation in case the
JSF experienced delays or problems. However, OSD later chose to end
procurement of the F-22A in 2010, leaving the Air Force to rely
exclusively on the JSF to complete its recapitalization plans.
The Air Force's overarching force management approach requires that
all of the aircraft in the service's inventory, including Air National
Guard and Air Force Reserve aircraft, be capable of integrating with
each other. Air Force officials note that this force management
concept does not support having "niche" legacy forces that are
dedicated to specific missions that do not require stealth capability,
such as homeland defense, and are incapable of participating in more
difficult anti-access scenarios. Therefore, the Air Force believes
that all future fighter and attack aircraft have to be capable of
operating in both anti-access and uncontested airspace.
The Air Force acknowledges that various alternatives, such as
purchasing new upgraded legacy aircraft or modernizing existing
aircraft, could mitigate some of the projected force structure
shortfall. However, the reports emphasize that none of the
alternatives, apart from those related to the JSF, would provide the
5th generation capabilities that the Air Force believes are needed.
Officials noted that the Air Force views alternatives that would
reduce JSF funding or quantities as unacceptable, particularly in
light of the expectation that future defense budgets will be limited.
Service officials note that the Air Force had already determined that
it did not need any new legacy aircraft before the congressional
mandates were issued. They emphasized that buying new upgraded legacy
aircraft was determined to be undesirable because the Air Force
believed that the upfront acquisition cost would negatively impact JSF
procurement funding, current legacy aircraft could be upgraded to
provide essentially the same capabilities at lower estimated cost, and
new upgraded legacy aircraft would not be supportable or effective
over the long term.
The analyses supporting the Air Force's conclusions reflected
strategic level threat scenarios and force planning constructs that
were dated by the time the reports were issued. According to Air Force
officials, the service recognized that it was facing a force structure
shortfall and began to assess options for addressing it well before
the congressional reporting mandates were issued in 2009. The Air
Force viewed the reports as a historical look at the analyses that had
already been completed to develop its aircraft recapitalization plans
and support its fiscal year 2010 budget request. Most of the
underlying analyses were conducted in 2007 and 2008 and thus reflected
the assumptions and force planning construct in place at that time.
That construct largely focused on fighting and winning two nearly
simultaneous major combat operations against adversaries possessing
high-end, anti-access air defense capabilities. Figure 1 provides a
time line comparing the dates of strategic level force planning
documents, including the National Security Strategy and the
Quadrennial Defense Review (QDR), with the timing of the Air Force's
2010 budget analysis and the issuance of the three fighter force
structure reports. As indicated by the gray bar in the figure, the
majority of the Air Force's analysis was conducted before the 2010
National Security Strategy and the 2010 QDR were finalized.
Figure 1: Time Line of Force Planning Guidance and Air Force Analysis:
[Refer to PDF for image: illustrated time line]
February 2006:
Quadrennial Defense Review (QDR).
March 2006:
National Security Strategy.
Approximate Period of Air Force Analysis:
Late 2007 through mid-2009.
April 2008:
Guidance for Development of the Force (GDF).
June 2008:
National Security Strategy.
July 2009:
GDF Update.
Air Force reports issued:
Early 2010.
February 2010:
QDR.
May 2010:
National Security Strategy.
Source: DOD data; GAO analysis and presentation.
[End of figure]
The Air Force made its force structure and budget decisions using
computer models to identify the "best force"--one that would meet
operational requirements within expected budget constraints.[Footnote
8] The primary model is intended to optimize investments across the
Air Force portfolio while addressing OSD's strategic guidance and war
fighting scenarios. At the time the Air Force analyses were performed,
the guidance and scenarios called for the military services to fight
and win two nearly simultaneous major combat operations against
adversaries possessing advanced, high-end capabilities. Air Force
officials note that they intentionally excluded certain types of
systems when they ran their computer models to formulate their 2010
budget. They emphasized that in some cases this had to be done because
those systems had been identified as high-priority items, but they
would not be recognized by the computer models as having adequate
capabilities to address the high-end threat scenarios. Unmanned
aircraft were among those systems. In the end, the Air Force
reaffirmed its plans to acquire all 5th generation fighter aircraft.
Since the Air Force's analyses were completed, DOD's view of future
national security challenges has changed, which could impact tactical
fighter requirements and the mix of capabilities needed. Although
affirming the force planning constructs for the near term, the 2010
QDR signaled a change in force planning by noting that "U.S. forces
today and in the years to come can be plausibly challenged by a range
of threats that extend far beyond the familiar 'major regional
conflicts' that have dominated U.S. planning since the end of the Cold
War." The QDR conveys DOD's assessment of the force structure and
capabilities needed to meet many types of demands by presenting three
scenario combinations that reflect both current and projected security
environments. According to DOD officials, this provides a more
realistic picture of the future, but makes quantifying long-term
requirements difficult. In addition to evolving security requirements,
DOD's emerging plans for acquiring long range strike capabilities
could also impact future fighter requirements.
The Air Force is still in the process of updating its analyses and
tactical aircraft requirements to address the new QDR guidance and
assumptions. Air Force officials agree that much has changed since the
reports were prepared but are confident that the changes will not
obviate the need for 5th generation aircraft. In fact, they believe
that 5th generation aircraft might actually be needed sooner than
previously projected. However, while the F-22A and the JSF possess 5th
generation characteristics, the use of these assets may be limited by
the other factors during the early stages of a conflict, particularly
if access to foreign air bases is restricted, flights over neutral
countries are restricted, and the Navy's carrier-based forces are
pushed further from the enemy's shore for protection.
Data and Analyses Supporting the Air Force Reports Were Limited:
The Air Force's data and assumptions relating to the JSF program did
not fully reflect the restructured program. Instead, the analyses
supporting the three fighter reports incorporated cost and schedule
estimates for the JSF that supported the fiscal year 2010 budget.
Since the analyses were conducted, worsening JSF program outcomes have
resulted in a major restructuring announced in February 2010 and, in
June 2010, the department officially certified the JSF program after a
critical breach of unit cost baselines. JSF restructuring decisions
and actions are not yet complete. Most recently the Secretary of
Defense directed a reduction in near-term JSF procurement quantities
which slows down the pace of aircraft deliveries. A fully updated JSF
baseline is expected to be finalized in 2011. Once the new baseline is
available the Air Force will then have the critical data it needs to
make better-informed aircraft investment decisions.
Continuing JSF program setbacks in costs, deliveries, and performance
directly affect the Air Force's overall modernization plans, legacy
fighter fleet management and retirement schedules, and the relative
attractiveness of alternative options to mitigate shortfalls. Without
a valid updated JSF program baseline, the Air Force's ability to
accurately plan for and invest in its fighter fleet is limited, in
large part because there is little assurance that the JSF will deliver
sufficient quantities of capable aircraft to mitigate the fighter gap
and support a moderate risk fighter force structure. At the time the
reports were issued, Air Force plans assumed that JSF procurement will
peak at 80 aircraft per year. The reports note that achieving this
peak JSF production rate is necessary for mitigating the Air Force's
projected shortfall.
In addition, key F-16 data were not available to inform the Air Force
analyses. The Air Force concluded that small investments in older F-
16s, and extending the service lives and enhancing the capability of
approximately 300 newer F-16s would help mitigate the projected
shortfall through 2030. Air Force officials noted that the proposed
service life extension would allow its newer F-16s to remain in
service for 2,000 additional hours beyond their expected service life
of 8,000 hours. The Air Force's conclusions were not supported by a
detailed cost-benefit analysis but instead reflected rough order of
magnitude estimates that were done before key data about the
feasibility and cost of the proposed efforts were available. The Air
Force's Falcon STAR program that focused on addressing various
structural deficiencies in legacy F-16 aircraft to allow those
aircraft to achieve 8,000 flight hours was still ongoing at the time
of the Air Force's analysis. The Falcon STAR program began in fiscal
year 2003 and is projected to be complete in fiscal year 2014. Other
critical data, including the results of the Air Force Fleet Viability
Board assessment of the F-16, robust engineering data related to wing
cracks and other structural problems on legacy F-16s, and the results
of the F-16 full-scale durability test, were also not available to
support a comprehensive cost estimate. Information received after the
Air Force reports were issued, indicating that the wings on older F-
16s are in better condition than originally anticipated, has led
service officials to change their assumptions, and they now believe
that the near-term shortfall that had been projected to begin as soon
as 2012 has been mitigated.
Air Force Fleet Viability Board assessments of both older and newer F-
16s were not yet available at the time the Air Force did its analyses.
The Fleet Viability Board provides an integrated analysis of a fleet's
technical fitness, associated aircraft availability, and cost of
continued ownership for specific aircraft. This analysis provides Air
Force senior leadership with information on a range of topics relevant
to the continued viability of a specific aircraft fleet, including
potential costs, benefits and risks of the best options. The
assessments cover various time frames, expected supportability and
sustainability issues, and the relative utility of offensive and
defensive aircraft systems and avionics. They are a valuable source of
planning and investment information.
The Air Force's assumptions about the need to invest in its older F-
16s have now changed. At the time the reports were issued, Air Force
data projections indicated that many of the older F-16 aircraft were
going to encounter wing cracks and other structural problems that
would require them to be retired early if no corrective action was
taken. As a result, the Air Force anticipated that the fighter
shortfall would begin in the near term unless the problems were
addressed. However, as more data have become available through
examining legacy aircraft wings during routine maintenance actions,
Air Force officials have revised their projections and now believe
that the wing cracking problem is not as severe as originally
projected. As a result, they believe that the near-term fighter
shortfall has been mitigated without an additional investment. The new
wing crack data, however, have not yet been officially validated by
the Fleet Viability Board. The Viability Board's final assessment of
the older F-16 fleet is expected to be released to Air Force senior
leadership in February 2011.
The Air Force conclusion that the service lives of the newer F-16
aircraft could be extended by 4 to 5 years, and that their
capabilities could be upgraded to help mitigate the projected fighter
shortfall, was not informed by a Fleet Viability Board assessment or
key durability test results. The Viability Board's assessment of the
newer F-16 fleet is expected to be delivered to Air Force senior
leadership around June 2011. The full-scale durability test for the
newer F-16s is expected to begin sometime in 2011. According to
service officials the test will take approximately 3 years from setup
to reporting, although data will be reported throughout the duration
of the test. The final results of these two assessments are needed in
order to gain a definitive understanding of the full cost and
technical feasibility of extending the service life and enhancing the
capabilities of newer F-16 aircraft. The Air Force has not yet
determined the exact number of newer F-16s that it will modernize and
upgrade, but service officials emphasize that the near-term shortfall
has been mitigated by the better than anticipated condition of the
older F-16s, so the final number will not have to be determined until
they begin developing the fiscal year 2016 budget.
Although F-16 fleet viability analyses and durability testing were not
yet complete, the Air Force relied on program office and contractor
estimates, along with preliminary warfighting analysis, to conclude
that extending the service life and upgrading current F-16 aircraft
was a better option than procuring new upgraded aircraft. In large
part, this conclusion was based on Air Force calculations that
estimated that modernizing and upgrading current F-16s would cost
about $9 million per aircraft and could provide essentially the same
capabilities as procuring new upgraded aircraft, but at about 10 to 15
percent the cost. According to service officials, this option would
minimize the impact on JSF program funding. The Air Force estimated
that the cost of buying new upgraded aircraft could range from roughly
$55 million (F-16) to roughly $90 million (F-15) per aircraft.
However, the Air Force noted that these estimated unit costs were at a
rough order of magnitude and could be 20 percent above or 20 percent
below the actual costs.
The Air Force's analysis did not reflect the differences in the amount
of aircraft service life that each alternative offered. For example,
the Air Force estimates that modernizing and upgrading operational F-
16s will increase the service life of each aircraft by 2,000 flight
hours, while a new aircraft would provide at least 8,000 flight hours.
Using the Air Force's $9 million per aircraft estimate, we calculate
the cost to modernize and upgrade newer F-16s would be about $4,500
per additional flight hour, while procuring new F-16s would cost
$6,875 per additional flight hour. Viewed from this perspective the
percentage difference between the two options would be smaller.
[Footnote 9] We also note that F-15 and F-16 aircraft are currently in
production for foreign militaries, while key analyses and durability
testing for the F-16 service-life extension have not yet been
completed by the Air Force. Although procuring new F-15 or F-16
aircraft would likely require some research and development
investment, the procurement costs, schedule and risks of acquiring
them may be more reliably predicted at this time than extending
service lives of operational F-16s. However, as previously mentioned,
Air Force officials have concluded that procuring new upgraded legacy
aircraft is undesirable largely because they would not provide 5th
generation capability, the upfront acquisition cost would likely
divert funding from JSF procurement, and the Air Force does not
believe that new upgraded legacy aircraft would be supportable or
effective over the long term.
Agency Comments:
DOD reviewed a draft of this report, but had no formal written
comments. DOD did, however, provide technical comments, which we
incorporated as appropriate.
We are sending copies of this report to the Secretary of Defense;
Secretary of the Air Force; and Director of the Office of Management
and Budget. The report is also available at no charge on the GAO Web
site at [hyperlink, http://www.gao.gov].
If you or your staff have any questions about this report, please
contact me at (202) 512-4841 or sullivanm@gao.gov. Contact points for
our Offices of Congressional Relations and Public Affairs may be found
on the last page of this report. Staff members making key
contributions to this report were Bruce Fairbairn, Assistant Director;
Travis Masters; Sean Seales; Marie Ahearn; Jean McSween; and Carol
Petersen.
Signed by:
Michael J. Sullivan, Director:
Acquisition and Sourcing Management:
[End of section]
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Tactical Aircraft: DOD's Ability to Meet Future Requirements is
Uncertain, with Key Analyses Needed to Inform Upcoming Investment
Decisions. [hyperlink, http://www.gao.gov/products/GAO-10-789].
Washington, D.C.: July 29, 2010.
Quadrennial Defense Review: 2010 Report Addressed Many but Not All
Required Items. [hyperlink, http://www.gao.gov/products/GAO-10-575R].
Washington, D.C.: April 30, 2010.
Defense Acquisitions: Assessments of Selected Weapon Programs.
[hyperlink, http://www.gao.gov/products/GAO-10-388SP]. Washington,
D.C.: March 30, 2010.
Joint Strike Fighter: Additional Costs and Delays Risk Not Meeting
Warfighter Requirements on Time. [hyperlink,
http://www.gao.gov/products/GAO-10-382]. Washington, D.C.: March 19,
2010.
Joint Strike Fighter: Significant Challenges Remain as DOD
Restructures Program. [hyperlink,
http://www.gao.gov/products/GAO-10-520T]. Washington, D.C.: March 11,
2010.
Joint Strike Fighter: Strong Risk Management Essential as Program
Enters Most Challenging Phase. [hyperlink,
http://www.gao.gov/products/GAO-09-711T]. Washington, D.C.: May 20,
2009.
Joint Strike Fighter: Accelerating Procurement before Completing
Development Increases the Government's Financial Risk. [hyperlink,
http://www.gao.gov/products/GAO-09-303]. Washington D.C.: March 12,
2009.
Homeland Defense: Actions Needed to Improve Management of Air
Sovereignty Alert Operations to Protect U.S. Airspace. [hyperlink,
http://www.gao.gov/products/GAO-09-184]. Washington, D.C.: Jan. 27,
2009.
Defense Acquisitions: Better Weapon Program Outcomes Require
Discipline, Accountability, and Fundamental Changes in the Acquisition
Environment. [hyperlink, http://www.gao.gov/products/GAO-08-782T].
Washington, D.C.: June 3, 2008.
Joint Strike Fighter: Recent Decisions by DOD Add to Program Risks.
[hyperlink, http://www.gao.gov/products/GAO-08-388]. Washington, D.C.:
March 11, 2008.
Tactical Aircraft: DOD Needs a Joint and Integrated Investment
Strategy. [hyperlink, http://www.gao.gov/products/GAO-07-415].
Washington, D.C.: April 2, 2007.
Tactical Aircraft: Recapitalization Goals Are Not Supported by
Knowledge-Based F-22A and JSF Business Cases. [hyperlink,
http://www.gao.gov/products/GAO-06-487T]. Washington, D.C.: March 16,
2006.
[End of section]
Footnotes:
[1] The Air Force's tactical aircraft investment cited here reflects
projected funding for research, development, test and evaluation,
procurement, operations and maintenance, military construction, and
military personnel specifically tied to tactical aircraft in DOD's
2011 Future Years Defense Program. Tactical aircraft are fixed-wing
fighters and ground attack/strike aircraft.
[2] The Air Force's legacy fighter and attack fleet is made up of F-
16s, F-15s, and A-10s, many of which were purchased in the 1970s and
1980s.
[3] The Air Force reporting requirements were contained in the
following: (1) H.R. Rep. No. 111-166, at 101 (2009); (2) the National
Defense Authorization Act (NDAA) for Fiscal Year 2010, Pub. L. No. 111-
84 (NDAA for Fiscal Year 2010) § 131 (2009); and (3) H.R. Conf. Rep.
No. 111-288, at 290-291 and 814 (2009), which is the same requirement
contained in NDAA for Fiscal Year 2010 §1075.
[4] Combat Air Forces Restructuring (Jan. 2010), Fighter Force
Structure Shortfalls (April 2010), and Procurement of "4.5 Generation
Fighter" Aircraft (April 2010). The reports are classified.
[5] Pub. L. No. 111-383 § 1053.
[6] Falcon STAR (Structural Augmentation Roadmap) is an F-16 upgrade
program that was initiated in 2003 to replace or rework various
aircraft structural components to preclude the onset of widespread
fatigue damage, maintain safety of flight, enhance aircraft
availability, and allow the F-16s to achieve their full 8,000 flight
hour service lives.
[7] GAO, Tactical Aircraft: DOD's Ability to Meet Future Requirements
Is Uncertain, with Key Analyses Needed to Inform Upcoming Investment
Decisions, [hyperlink, http://www.gao.gov/products/GAO-10-789]
(Washington, D.C.: July 29, 2010).
[8] The Air Force's primary model is known as the Combat Forces
Assessment Model (CFAM), and is used to identify the optimal mix of
fighters, bombers, tankers, and other assets for addressing the
established scenarios within projected resource constraints. CFAM can
also be run to simply identify the overall optimal force mix if
resources were not constrained.
[9] The cost per flight hour figures only reflect the Air Force's
estimated acquisition costs. Operation, support, and disposal costs
were unavailable and are not included. Our analysis was done using
data from the Air Force's estimate of acquisition costs and
assumptions regarding flight hours. The analysis is only intended to
illustrate perspectives that could have been highlighted if different
analyses had been done, and does not represent a rigorous,
comprehensive cost estimate by GAO.
[End of section]
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