Drug Abuse Treatment

Efforts Under Way to Determine Effectiveness of State Programs Gao ID: HEHS-00-50 February 15, 2000

The federal governments spends hundreds of millions of dollars on drug abuse treatment through the substance abuse prevention and treatment block grant program. Although the Substance Abuse and Mental Health Services Administration (SAMHSA) monitors state expenditures to determine whether block grant funds are used in accordance with statutory requirements, this type of monitoring is not designed to determine what impact state drug abuse treatment programs are having on the lives of clients. Some states are assessing the effectiveness of their treatment programs by using outcome indicators. SAMHSA officials believe that collecting uniform data on client outcomes at the state level is essential to determine the effectiveness of drug abuse treatment programs supported with federal money and to report the information to Congress. SAMHSA is trying to determine the availability of client outcome data from all states, and it has awarded grants to some states to help them improve their data collection systems. These efforts should help identify states' views on and some of the complexities associated with collecting and reporting outcome data. SAMHSA's efforts should help determine what additional actions are needed to get uniform reporting on the results of drug abuse treatment programs supported by the block grant program. GAO summarized this report in testimony before Congress; see: Drug Abuse: Efforts Under Way to Determine Treatment Outcomes, by Janet Heinrich, Associate Director for Health Financing and Public Health Issues, before the Subcommittee on Criminal Justice, Drug Policy, and Human Resources, House Committee on Government Reform. GAO/T-HEHS-00-60, Feb. 17 (11 pages).

GAO noted that: (1) about $581 million in SAMHSA's fiscal year (FY) 1996 grant funds was spent on drug abuse treatment activities; (2) more than $478 million was spent by all states for treatment services funded through the SAPT block grant program; (3) the 16 states GAO surveyed reported that SAPT funds supported both residential and outpatient drug abuse treatment services, including detoxification and methadone maintenance; (4) for half of the states in GAO's survey, outpatient drug abuse treatment services accounted for 57 to 85 percent of their block grant expenditures; (5) all of the states GAO surveyed reported providing methadone treatment services almost exclusively on an outpatient basis; (6) SAMHSA spent another $25 million of the SAPT block grant for technical assistance and evaluation activities related to drug abuse treatment; (7) the remaining $78 million of SAMHSA's FY 1996 grants were KDA funds provided to community-based organizations, universities, and state and local government agencies to develop and disseminate information on promising drug abuse treatment practices; (8) to monitor grantees' use of SAPT and KDA program funds, SAMHSA uses on-site reviews, reviews of independent financial audit reports, and application reviews; (9) these mechanisms are primarily used to monitor grantees' compliance with program requirements, identify grantees' technical assistance needs, and provide grantees guidance for improving program operations; (10) the accountability system for the SAPT block grant is mostly based on a review of state expenditures; (11) SAMHSA primarily monitors states' compliance with certain statutory requirements for use of funds; (12) the states also monitor SAPT block grant funds using mechanisms similar to SAMHSA's; (13) they used the results of their monitoring efforts, in part, to make drug abuse treatment funding allocation decisions and determine technical assistance needs; (14) several state and SAMHSA efforts are under way to determine the effectiveness of drug abuse treatment programs using client outcome measures, such as drug use, employment, criminal activity and living arrangement; (15) nine of the 16 states that GAO surveyed have conducted such assessments, but the results vary from state to state; (16) SAMHSA officials believe that collecting uniform state-level client outcome and other performance data are critical to determining the effectiveness of state programs supported with SAPT block grant funds; and (17) however, this effort is not likely to result in uniform state data because some of the states reported that they would not be able to submit all of the requested data.



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