Agency Telework Methodologies

Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission Gao ID: GAO-05-1055R September 27, 2005

Telecommuting, or telework--meaning work that is performed at an employee's home or at a work location other than a traditional office--has gained widespread attention over the past decade in both the public and private sectors, offering a variety of potential benefits to employers, employees, and society. On July 29, 2005, we briefed Congress on the results of our review of telework methodologies at the Departments of Commerce (DOC), Justice (DOJ), State, the Small Business Administration (SBA), and the Securities and Exchange Commission (SEC). This report transmits the information provided during that briefing. Specifically, Congress had asked us to provide information on and analysis of the methodology that each of the five agencies used to define employees eligible to telecommute, the methods each agency used to make telecommuting opportunities available to eligible employees and what those opportunities are, and how each agency defines and measures telecommuting participation rates.

We found that at DOC, DOJ, and State, groups of employees are not eligible to telework because of their positions, while SEC and SBA make all positions eligible. For example, at State, employees are excluded if they have to handle classified information in their positions. All five agencies exclude individual employees from teleworking on the basis of other criteria, such as employee performance. However, when the agencies recently reported the total number of employees who are eligible to telework, they did not subtract the number of individuals who were excluded on the basis of these criteria. All five agencies used at least some active methods to make telework opportunities available to employees who were eligible. These methods ranged from sending each eligible employee an individual notification to sending all employees a broadcast message from the agency head. We could not confirm, however, whether all of the units in two of the agencies did more than post telework information on their internal Web sites. None of the agencies could report the actual number of employees who telework and how often they do so because none had fully implemented the capability to track this through their time and attendance systems, although DOC and DOJ are implementing such a system. Instead, DOJ has reported the number of participants based on a survey of supervisors who are expected to track teleworkers; the other four agencies have reported the number of participants based on the number of employees with signed telework agreements in place. At DOC, however, these agreements do not include ad hoc teleworkers because they are not required to have telework agreements. Some of the agencies had additional initiatives under way. For example, SBA and DOC required that employees be trained before participating. SEC and DOJ officials said that the agencies were currently working to address managerial resistance to participation by providing supervisors and managers with awareness training to help them see how telework can work. Because of the lack of consistency among the five agencies with regard to how they determine eligibility to telework, make opportunities available, and measure employee participation, Congress should determine ways to promote more consistent definitions and measures related to telework. In addition, Congress should continue to consider ways to encourage agencies to promote telework.



GAO-05-1055R, Agency Telework Methodologies: Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission This is the accessible text file for GAO report number GAO-05-1055R entitled 'Agency Telework Methodologies: Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission' which was released on September 28, 2005. This text file was formatted by the U.S. Government Accountability Office (GAO) to be accessible to users with visual impairments, as part of a longer term project to improve GAO products' accessibility. Every attempt has been made to maintain the structural and data integrity of the original printed product. Accessibility features, such as text descriptions of tables, consecutively numbered footnotes placed at the end of the file, and the text of agency comment letters, are provided but may not exactly duplicate the presentation or format of the printed version. The portable document format (PDF) file is an exact electronic replica of the printed version. We welcome your feedback. Please E-mail your comments regarding the contents or accessibility features of this document to Webmaster@gao.gov. This is a work of the U.S. government and is not subject to copyright protection in the United States. It may be reproduced and distributed in its entirety without further permission from GAO. Because this work may contain copyrighted images or other material, permission from the copyright holder may be necessary if you wish to reproduce this material separately. September 27, 2005: The Honorable Frank R. Wolf: Chairman: Subcommittee on Science, the Departments of State, Justice, and Commerce, and Related Agencies: Committee on Appropriations: House of Representatives: Subject: Agency Telework Methodologies: Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission: Dear Mr. Chairman: Telecommuting, or telework--meaning work that is performed at an employee's home or at a work location other than a traditional office- -has gained widespread attention over the past decade in both the public and private sectors, offering a variety of potential benefits to employers, employees, and society. On July 29, 2005, we briefed your office on the results of our review of telework methodologies at the Departments of Commerce (DOC), Justice (DOJ), State, the Small Business Administration (SBA), and the Securities and Exchange Commission (SEC). This report transmits the information provided during that briefing. (See enclosure.) Specifically, you had asked us to provide information on and analysis of the methodology that each of the five agencies used to define employees eligible to telecommute, the methods each agency used to make telecommuting opportunities available to eligible employees and what those opportunities are, and how each agency defines and measures telecommuting participation rates. Background: The Fiscal Year 2005 Appropriations Act for the Departments of Commerce, Justice, State, the Judiciary, and Related Agencies[Footnote 1] required the five agencies--DOC, DOJ, State, SBA, and SEC--to certify that telecommuting opportunities were made available to 100 percent of the eligible workforce. Of the total amounts appropriated to each agency, $5 million was to be available only upon such certification. The legislation further required that each of those agencies provide the House and Senate: Committees on Appropriations with quarterly reports on the status of their telecommuting programs, including the number of employees eligible for, and participating in, such programs. You asked us to provide information on and analysis of the five agencies' telework programs to help the subcommittee in its review of these legislatively required certifications and quarterly reports. Results in Brief: We found that at DOC, DOJ, and State, groups of employees are not eligible to telework because of their positions, while SEC and SBA make all positions eligible. For example, at State, employees are excluded if they have to handle classified information in their positions. All five agencies exclude individual employees from teleworking on the basis of other criteria, such as employee performance. However, when the agencies recently reported the total number of employees who are eligible to telework, they did not subtract the number of individuals who were excluded on the basis of these criteria. All five agencies used at least some active methods to make telework opportunities available to employees who were eligible. These methods ranged from sending each eligible employee an individual notification to sending all employees a broadcast message from the agency head. We could not confirm, however, whether all of the units in two of the agencies did more than post telework information on their internal Web sites. None of the agencies could report the actual number of employees who telework and how often they do so because none had fully implemented the capability to track this through their time and attendance systems, although DOC and DOJ are implementing such a system. Instead, DOJ has reported the number of participants based on a survey of supervisors who are expected to track teleworkers; the other four agencies have reported the number of participants based on the number of employees with signed telework agreements in place. At DOC, however, these agreements do not include ad hoc teleworkers because they are not required to have telework agreements. Some of the agencies had additional initiatives under way. For example, SBA and DOC required that employees be trained before participating. SEC and DOJ officials said that the agencies were currently working to address managerial resistance to participation by providing supervisors and managers with awareness training to help them see how telework can work. Because of the lack of consistency among the five agencies with regard to how they determine eligibility to telework, make opportunities available, and measure employee participation, Congress should determine ways to promote more consistent definitions and measures related to telework. In addition, Congress should continue to consider ways to encourage agencies to promote telework. Scope and Methodology: The presentation we prepared (see enclosure) was based on our review and analysis of the Fiscal Year 2005 Appropriations Act's legislative requirements, agency documentation, other official documents, and statements by agency officials. For our presentation, we obtained and reviewed each agency's telework policy as well as the certifications and quarterly telework status reports submitted to the appropriations committees, as required by law. We also interviewed the telework coordinators at each of the five agencies. We did not independently verify the information provided by the agencies. We conducted our work from May through July 2005 in accordance with generally accepted government auditing standards. We provided the five agencies with a draft of the information included in the enclosure and incorporated their comments as appropriate. We will make copies of this report available to other interested parties upon request. The report is also available at no charge on the GAO Web site at http://www.gao.gov. If you or your staff have any questions or need additional information about this report, please contact me at (202) 512-6510 or at larencee@gao.gov. Contact points for our Offices of Congressional Relations and Public Affairs may be found on the last page of this report. Key contributors to this report were William Doherty, Assistant Director; Joyce Corry; and Sonya Phillips. Sincerely yours, Signed by: Eileen R. Larence: Director, Homeland Security and Justice: Enclosure: [See PDF for images] [End of slide presentation] [End of section] (450416): FOOTNOTES [1] Pub. L. No. 108-447, Division B, Section 622

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