Agency Telework Methodologies
Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission
Gao ID: GAO-05-1055R September 27, 2005
Telecommuting, or telework--meaning work that is performed at an employee's home or at a work location other than a traditional office--has gained widespread attention over the past decade in both the public and private sectors, offering a variety of potential benefits to employers, employees, and society. On July 29, 2005, we briefed Congress on the results of our review of telework methodologies at the Departments of Commerce (DOC), Justice (DOJ), State, the Small Business Administration (SBA), and the Securities and Exchange Commission (SEC). This report transmits the information provided during that briefing. Specifically, Congress had asked us to provide information on and analysis of the methodology that each of the five agencies used to define employees eligible to telecommute, the methods each agency used to make telecommuting opportunities available to eligible employees and what those opportunities are, and how each agency defines and measures telecommuting participation rates.
We found that at DOC, DOJ, and State, groups of employees are not eligible to telework because of their positions, while SEC and SBA make all positions eligible. For example, at State, employees are excluded if they have to handle classified information in their positions. All five agencies exclude individual employees from teleworking on the basis of other criteria, such as employee performance. However, when the agencies recently reported the total number of employees who are eligible to telework, they did not subtract the number of individuals who were excluded on the basis of these criteria. All five agencies used at least some active methods to make telework opportunities available to employees who were eligible. These methods ranged from sending each eligible employee an individual notification to sending all employees a broadcast message from the agency head. We could not confirm, however, whether all of the units in two of the agencies did more than post telework information on their internal Web sites. None of the agencies could report the actual number of employees who telework and how often they do so because none had fully implemented the capability to track this through their time and attendance systems, although DOC and DOJ are implementing such a system. Instead, DOJ has reported the number of participants based on a survey of supervisors who are expected to track teleworkers; the other four agencies have reported the number of participants based on the number of employees with signed telework agreements in place. At DOC, however, these agreements do not include ad hoc teleworkers because they are not required to have telework agreements. Some of the agencies had additional initiatives under way. For example, SBA and DOC required that employees be trained before participating. SEC and DOJ officials said that the agencies were currently working to address managerial resistance to participation by providing supervisors and managers with awareness training to help them see how telework can work. Because of the lack of consistency among the five agencies with regard to how they determine eligibility to telework, make opportunities available, and measure employee participation, Congress should determine ways to promote more consistent definitions and measures related to telework. In addition, Congress should continue to consider ways to encourage agencies to promote telework.
GAO-05-1055R, Agency Telework Methodologies: Departments of Commerce, Justice, State, the Small Business Administration, and the Securities and Exchange Commission
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September 27, 2005:
The Honorable Frank R. Wolf:
Chairman:
Subcommittee on Science, the Departments of State, Justice, and
Commerce, and Related Agencies:
Committee on Appropriations:
House of Representatives:
Subject: Agency Telework Methodologies: Departments of Commerce,
Justice, State, the Small Business Administration, and the Securities
and Exchange Commission:
Dear Mr. Chairman:
Telecommuting, or telework--meaning work that is performed at an
employee's home or at a work location other than a traditional office-
-has gained widespread attention over the past decade in both the
public and private sectors, offering a variety of potential benefits to
employers, employees, and society. On July 29, 2005, we briefed your
office on the results of our review of telework methodologies at the
Departments of Commerce (DOC), Justice (DOJ), State, the Small Business
Administration (SBA), and the Securities and Exchange Commission (SEC).
This report transmits the information provided during that briefing.
(See enclosure.) Specifically, you had asked us to provide information
on and analysis of the methodology that each of the five agencies used
to define employees eligible to telecommute, the methods each agency
used to make telecommuting opportunities available to eligible
employees and what those opportunities are, and how each agency defines
and measures telecommuting participation rates.
Background:
The Fiscal Year 2005 Appropriations Act for the Departments of
Commerce, Justice, State, the Judiciary, and Related Agencies[Footnote
1] required the five agencies--DOC, DOJ, State, SBA, and SEC--to
certify that telecommuting opportunities were made available to 100
percent of the eligible workforce. Of the total amounts appropriated to
each agency, $5 million was to be available only upon such
certification. The legislation further required that each of those
agencies provide the House and Senate:
Committees on Appropriations with quarterly reports on the status of
their telecommuting programs, including the number of employees
eligible for, and participating in, such programs. You asked us to
provide information on and analysis of the five agencies' telework
programs to help the subcommittee in its review of these legislatively
required certifications and quarterly reports.
Results in Brief:
We found that at DOC, DOJ, and State, groups of employees are not
eligible to telework because of their positions, while SEC and SBA make
all positions eligible. For example, at State, employees are excluded
if they have to handle classified information in their positions. All
five agencies exclude individual employees from teleworking on the
basis of other criteria, such as employee performance. However, when
the agencies recently reported the total number of employees who are
eligible to telework, they did not subtract the number of individuals
who were excluded on the basis of these criteria.
All five agencies used at least some active methods to make telework
opportunities available to employees who were eligible. These methods
ranged from sending each eligible employee an individual notification
to sending all employees a broadcast message from the agency head. We
could not confirm, however, whether all of the units in two of the
agencies did more than post telework information on their internal Web
sites.
None of the agencies could report the actual number of employees who
telework and how often they do so because none had fully implemented
the capability to track this through their time and attendance systems,
although DOC and DOJ are implementing such a system. Instead, DOJ has
reported the number of participants based on a survey of supervisors
who are expected to track teleworkers; the other four agencies have
reported the number of participants based on the number of employees
with signed telework agreements in place. At DOC, however, these
agreements do not include ad hoc teleworkers because they are not
required to have telework agreements.
Some of the agencies had additional initiatives under way. For example,
SBA and DOC required that employees be trained before participating.
SEC and DOJ officials said that the agencies were currently working to
address managerial resistance to participation by providing supervisors
and managers with awareness training to help them see how telework can
work.
Because of the lack of consistency among the five agencies with regard
to how they determine eligibility to telework, make opportunities
available, and measure employee participation, Congress should
determine ways to promote more consistent definitions and measures
related to telework. In addition, Congress should continue to consider
ways to encourage agencies to promote telework.
Scope and Methodology:
The presentation we prepared (see enclosure) was based on our review
and analysis of the Fiscal Year 2005 Appropriations Act's legislative
requirements, agency documentation, other official documents, and
statements by agency officials. For our presentation, we obtained and
reviewed each agency's telework policy as well as the certifications
and quarterly telework status reports submitted to the appropriations
committees, as required by law. We also interviewed the telework
coordinators at each of the five agencies. We did not independently
verify the information provided by the agencies.
We conducted our work from May through July 2005 in accordance with
generally accepted government auditing standards. We provided the five
agencies with a draft of the information included in the enclosure and
incorporated their comments as appropriate.
We will make copies of this report available to other interested
parties upon request. The report is also available at no charge on the
GAO Web site at http://www.gao.gov.
If you or your staff have any questions or need additional information
about this report, please contact me at (202) 512-6510 or at
larencee@gao.gov. Contact points for our Offices of Congressional
Relations and Public Affairs may be found on the last page of this
report. Key contributors to this report were William Doherty, Assistant
Director; Joyce Corry; and Sonya Phillips.
Sincerely yours,
Signed by:
Eileen R. Larence:
Director, Homeland Security and Justice:
Enclosure:
[See PDF for images]
[End of slide presentation]
[End of section]
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FOOTNOTES
[1] Pub. L. No. 108-447, Division B, Section 622