Aviation Safety
FAA Has Increased Efforts to Address Runway Incursions Gao ID: GAO-08-1169T September 25, 2008Despite a recent reduction in air traffic due to economic factors, congestion on airport runways remains a safety concern. The nation's aviation system is still expected to grow and become more crowded in the coming years, exacerbating concerns about ground safety issues, including runway incursions, which occur when aircraft enter runways without authorization. This statement addresses (1) recent trends in runway incursions, (2) steps taken to improve runway safety, and (3) what more could be done. This statement is based on GAO's November 2007 report issued to this Subcommittee on runway safety. GAO's work on that report included surveying experts on the causes of runway incidents and accidents and the effectiveness of measures to address them, reviewing safety data, and interviewing agency and industry officials. This statement also contains information from FAA on recent incursions and actions taken since November 2007.
While the number of serious incursions this fiscal year is slightly lower than last year, the rate (measured by the number of incidents per 1 million takeoffs and landings) has increased. The number of serious runway incursions--incidents in which collisions were narrowly or barely avoided--decreased from 24 in fiscal year 2007 to 23 in fiscal year 2008 through September 16, 2008. The rate of serious incursions increased by 5 percent during fiscal year 2008 through September 16, 2008, compared with fiscal year 2007. For all categories of severity, the total number and rate of incursions increased at a slightly slower pace during fiscal year 2008, compared with the prior year. The total number of incursions during the first three quarters of fiscal year 2008 increased by 7 percent and the rate increased by 10 percent, compared with the same period during fiscal year 2007. During fiscal year 2008, FAA has given higher priority to improving runway safety than it did during the previous 2 years when it did not have a permanent director for its Office of Runway Safety, which it created to lead and coordinate the agency's runway safety efforts. FAA's recent actions to improve runway safety include continuing to deploy and test new technology designed to prevent runway collisions; promoting changes in airport layout, markings, signage, and lighting; and issuing new air traffic procedures. FAA could further improve runway safety by ensuring the timely deployment of technology, encouraging the development of new technology, and increasing its focus on human factors issues, which aviation safety experts identified as the primary cause of incursions. For example, experts said that technology such as the FAA's planned installation of runway status lights at 22 major airports and the development of an incursion warning system in the cockpit are promising technologies and that increased training for pilots and air traffic controllers could help address human factors issues.
GAO-08-1169T, Aviation Safety: FAA Has Increased Efforts to Address Runway Incursions
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Testimony:
Before the Subcommittee on Aviation, Committee on Transportation and
Infrastructure, House of Representatives:
United States Government Accountability Office:
GAO:
For Release on Delivery Expected at 10:00 a.m. EDT:
Thursday, September 25, 2008:
Aviation Safety:
FAA Has Increased Efforts to Address Runway Incursions:
Statement of Gerald L. Dillingham, Ph.D. Director, Physical
Infrastructure Issues:
GAO-08-1169T:
GAO Highlights:
Highlights of GAO-08-1169T, a testimony before the Subcommittee on
Aviation, Committee on Transportation and Infrastructure, House of
Representatives.
Why GAO Did This Study:
Despite a recent reduction in air traffic due to economic factors,
congestion on airport runways remains a safety concern. The nation‘s
aviation system is still expected to grow and become more crowded in
the coming years, exacerbating concerns about ground safety issues,
including runway incursions, which occur when aircraft enter runways
without authorization. This statement addresses (1) recent trends in
runway incursions, (2) steps taken to improve runway safety, and (3)
what more could be done. This statement is based on GAO‘s November 2007
report issued to this Subcommittee on runway safety. GAO‘s work on that
report included surveying experts on the causes of runway incidents and
accidents and the effectiveness of measures to address them, reviewing
safety data, and interviewing agency and industry officials. This
statement also contains information from FAA on recent incursions and
actions taken since November 2007.
What GAO Found:
While the number of serious incursions this fiscal year is slightly
lower than last year, the rate (measured by the number of incidents per
1 million takeoffs and landings) has increased. The number of serious
runway incursions”incidents in which collisions were narrowly or barely
avoided”decreased from 24 in fiscal year 2007 to 23 in fiscal year 2008
through September 16, 2008. The rate of serious incursions increased by
5 percent during fiscal year 2008 through September 16, 2008, compared
with fiscal year 2007. For all categories of severity, the total number
and rate of incursions increased at a slightly slower pace during
fiscal year 2008, compared with the prior year. The total number of
incursions during the first three quarters of fiscal year 2008
increased by 7 percent and the rate increased by 10 percent, compared
with the same period during fiscal year 2007.
During fiscal year 2008, FAA has given higher priority to improving
runway safety than it did during the previous 2 years when it did not
have a permanent director for its Office of Runway Safety, which it
created to lead and coordinate the agency‘s runway safety efforts.
FAA‘s recent actions to improve runway safety include continuing to
deploy and test new technology designed to prevent runway collisions;
promoting changes in airport layout, markings, signage, and lighting;
and issuing new air traffic procedures.
FAA could further improve runway safety by ensuring the timely
deployment of technology, encouraging the development of new
technology, and increasing its focus on human factors issues, which
aviation safety experts identified as the primary cause of incursions.
For example, experts said that technology such as the FAA‘s planned
installation of runway status lights at 22 major airports and the
development of an incursion warning system in the cockpit are promising
technologies and that increased training for pilots and air traffic
controllers could help address human factors issues.
Figure:
This figure is an illustrated diagram of a runway incursion.
[See PDF for image]
Source: Lincoln Laboratory, Massachusetts Institute of Technology, and
GAO.
[End of figure]
What GAO Recommends:
In prior work, GAO recommended that FAA take several measures to
enhance runway safety, such as updating its national runway safety
plan, collecting more complete data on runway incidents, and addressing
air traffic controller fatigue. The agency is taking actions to
implement them.
To view the full product, including the scope and methodology, click on
[hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-08-1169T]. For more
information, contact Gerald L. Dillingham, Ph.D., at (202) 512-2834.
[End of section]
Mr. Chairman and Members of the Subcommittee:
Thank you for the opportunity to testify today on runway safety.
Although air traffic has declined as economic factors, among others,
have led airlines to reduce service, congestion on the movement areas-
-runways and taxiways[Footnote 1]--remains a matter of concern. Since
we last testified on runway safety before this Subcommittee, in
February 2008, 11 more serious runway incursions--incidents in which
collisions were narrowly or barely avoided--have occurred at U.S.
airports, including 4 incursions involving commercial aircraft. On
August 28, 2008, for example, a SkyWest commuter jet that was landing
at the Fresno Yosemite International Airport in California came within
15 feet of colliding with a general aviation aircraft that was still on
the runway.
My testimony today focuses on (1) recent trends in runway incursions,
(2) steps FAA has taken to improve runway safety, and (3) what more
could be done. This statement is based on our November 2007 report and
February 2008 testimony on runway safety[Footnote 2] and is updated
with information we gathered in August and September 2008 on recent
incursions and actions taken by FAA. Our work on the November 2007
report included surveying experts on the causes of runway incidents and
accidents, the effectiveness of measures that are being taken to
address them, and additional measures that could be taken. We conducted
this work in accordance with generally accepted government auditing
standards. Those standards require that we plan and perform the audit
to obtain sufficient, appropriate evidence to provide a reasonable
basis for our findings and conclusions based on our audit objectives.
We believe that the evidence obtained provides a reasonable basis for
our findings and conclusions based on our audit objectives.
Summary:
* While the number of serious incursions this fiscal year is slightly
less than last year, the rate (measured by the number of incidents per
1 million takeoffs and landings) has increased because of a decline in
air traffic operations. The number of serious runway incursions--
incidents in which collisions were narrowly or barely avoided--
decreased from 24 in fiscal year 2007 to 23 in fiscal year 2008 as of
September 16, 2008. However, the rate of serious incursions increased
by 5 percent during fiscal year 2008 through September 16, 2008,
compared with fiscal year 2007. For all categories of severity, the
total number and rate of incursions increased by 12 percent from fiscal
year 2006 through fiscal year 2007, but grew at a slightly slower pace
during fiscal year 2008. In fiscal year 2008, FAA started using a new
definition of incursions that captures greater numbers of less serious
types of runway incidents, but even under the previous definition, the
number and rate increased. Using its new definition, FAA had counted
957 incursions during fiscal year 2008 as of September 16, 2008. Under
the previous definition, the total number of incursions during the
first three quarters of fiscal year 2008 increased by 7 percent and the
rate increased by 10 percent, compared with the same period during
fiscal year 2007.
* During fiscal year 2008, FAA has given higher priority to improving
runway safety than it did during the previous 2 years when it did not
have a permanent director for its Office of Runway Safety, which it
created to lead and coordinate the agency's runway safety efforts.
FAA's recent actions to improve runway safety include continuing to
deploy and test new technology designed to prevent runway collisions;
promoting changes in airport layout, markings, signage, and lighting;
and issuing new air traffic procedures. FAA has now deployed technology
at 39 major airports that is designed to provide air traffic
controllers with alerts of potential collisions. In addition, the
agency recently decided to install runway status lights at 22 of those
airports. These lights give pilots a visible warning when runways are
not safe to enter, cross, or depart on. This year, FAA also conducted
safety reviews at 42 airports that were selected on the basis of
incursion data and wrong-runway-departure data. The findings from its
reviews were used to improve signage and markings. In addition, FAA
began testing a voluntary safety reporting program for air traffic
controllers--a program we had recommended that the agency implement.
FAA has also made further progress on addressing runway overruns,
increasing the percentage of commercial service airports that are in
substantial compliance with standards for runway safety areas--
unobstructed areas that surround runways to enhance safety in case an
aircraft overruns, overshoots, or veers off a runway--from 70 percent
in May 2007 to 76 percent in August 2008. Compliance with these
standards reduces the chances of aircraft accidents resulting from
overruns.
* FAA could further improve runway safety by addressing human factors
issues, such as fatigue and distraction, which aviation safety experts
identified as the primary cause of incursions. This could be done by
encouraging the development of new technology, revising additional
procedures, and adopting best practices. Experts said that a
combination of improvements in technology, increased training for
pilots and air traffic controllers, and revised procedures could help
address these human factors issues. For example, experts said that
technology such as FAA's planned installation of runway status lights
and the development of an incursion warning system in the cockpit could
help address these human factors issues.
The Overall Number and Rate of Incursions Increased This Fiscal Year:
Runway safety is a long-standing major aviation safety concern. The
prevention of runway incursions, which are precursors to aviation
accidents, has been on the National Transportation Safety Board's
(NTSB) list of most wanted transportation improvements since 1990
because runway collisions can be catastrophic. The number and
rate[Footnote 3] of incursions reached a peak in fiscal year 2001 and
remained relatively constant for the next 5 years. However, from fiscal
year 2006 through fiscal year 2007, the overall number and rate of
incursions increased by 12 percent and nearly regained the 2001 peak
(see fig. 1).
Figure 1: Number and Rate of Runway Incursions from Fiscal Year 1998
through Fiscal Year 2007:
This figure contains a combination bar and line graph showing the
number and rate of runway incursions from fiscal years 1998 through
2007. The X axis represents the fiscal year, and the Y axis represents
the number of runway incursions. Please refer to the note below for
figure data information.
[See PDF for image]
Source: FAA.
Note: Table 1 in app. I shows the data for fig.1.
[End of figure]
Data for the first three quarters of fiscal year 2008 show that the
number of incursions counted increased substantially after FAA adopted
a definition of incursions developed by the International Civil
Aviation Organization (ICAO), a United Nations specialized
agency.[Footnote 4] Using the ICAO definition, FAA is now counting some
incidents as incursions that the agency formerly classified as surface
incidents.[Footnote 5] Using its new definition, FAA had counted 957
incursions during fiscal year 2008 as of September 16, 2008, 712 of
which occurred during the first three quarters.
If FAA had continued using its previous definition, that data would
have shown an increase in the number and rate of incursions, with the
rate exceeding the earlier peak in 2001. Using the previous definition,
FAA would have counted 293 incursions during the first three quarters
of fiscal year 2008, compared with 275 for the first three quarters of
fiscal year 2007, an increase of 7 percent. Under FAA's previous
incursion definition, the overall rate of incursions for the first
three quarters of fiscal year 2008 was 6.72 per 1 million air traffic
control tower operations, compared with 6.11 for the first three
quarters of fiscal year 2007 and 6.1 for fiscal year 2001. Thus, the
first three quarters of fiscal year 2008 represent a 10 percent
increase in the rate over both the first three quarters of fiscal year
2007 and fiscal year 2001, an earlier peak year for the number and rate
of incursions. Figure 2 shows the number and rate of incursions, by
quarter, during fiscal year 2007 and during the first three quarters of
fiscal year 2008.[Footnote 6]
Figure 2: Incursions, by Quarter, during Fiscal Year 2007 and Fiscal
Year 2008:
This figure is a combination bar and line graph showing incursions, by
quarter, during fiscal year 2007 and fiscal year 2008. The X axis
represents the quarter, the left Y axis represents the number of
incursions, and the right Y axis represents the rate of incursions.
Please refer to the note below for figure data information.
[See PDF for image]
Source: FAA.
Note: Table 2 in app. I provides the data for fig. 2.
[End of figure]
From fiscal year 2001 through fiscal year 2007, the number of serious
incursions--incidents in which collisions are narrowly or barely
avoided--decreased from 53 to 24, or by about 55 percent. The number of
serious incursions,[Footnote 7] which is not affected by FAA's adoption
of a new incursion definition, has decreased from 24 in fiscal year
2007 to 23 in fiscal year 2008 as of September 16, 2008,[Footnote 8]
but the rate has increased. The rate of serious incursions for fiscal
year 2008 through September 16, 2008 was 0.41 per 1 million tower
operations, compared with 0.39 for fiscal year 2007, an increase of 5
percent. The number and rate of serious incursions, by quarter, during
fiscal year 2007 and fiscal year 2008 are shown in figure 3.
Figure 3: Serious Incursions, by Quarter, during Fiscal Year 2007 and
Fiscal Year 2008:
This figure is a combination line and bar graph showing serious
incursions, by quarter, during fiscal year 2007 and fiscal year 2008.
The X axis represents the quarter, the left Y axis represents the
number of serious incursions, and the right Y axis represents the rate
of serious incursions. Please refer to the note below for figure data
information.
[See PDF for image]
Source: FAA.
Note: The number of serious incursions during the fourth quarter of
fiscal year 2008 is through September 16, 2008. The rate of serious
incursions for the fourth quarter of fiscal year 2008 is not yet
available. FAA's adoption of the ICAO definition of incursions during
the first quarter of fiscal year 2008 did not affect the number or rate
of serious incursions. Table 2 in app. I provides data for fig.3.
[End of figure]
Most runway incursions involve general aviation aircraft. According to
FAA, about 67 percent of incursions from fiscal year 2005 through
August 2008 involved at least one general aviation aircraft. However,
about one-third of the most serious incursions during fiscal year 2002
through August 2008--about 9 per year--involved at least one commercial
aircraft. The involvement of commercial aircraft in incursions is of
particular concern because they can carry many passengers. For example,
on April 6, 2008, a Boeing 777, which was being towed from a
maintenance facility at the Dallas-Fort Worth International Airport,
entered a runway where an American Airlines MD-80 had just landed, and
the two aircraft missed each other by about 25 feet.[Footnote 9] As of
September 16, 2008, there have been 7 serious incursions involving
commercial aircraft in fiscal year 2008, compared with 8 in fiscal year
2007. (See table 3 in app. I for additional information about serious
incursions involving commercial aircraft during fiscal years 2007 and
2008.) Figure 4 shows the number of serious incursions involving
commercial aircraft from fiscal year 2001 through fiscal year 2008.
Figure 4: Total Number of Serious Incursions and Number of Serious
Incursions Involving at Least One Commercial Aircraft, Fiscal Year 2001
through Fiscal Year 2008 to Date:
This figure is a combination bar graph showing total number of serious
incursions and number of serious incursions involving at least one
commercial aircraft, fiscal year 2001 through fiscal year 2008 to data.
The X axis represents fiscal year, and the Y axis represents the number
of serious incursions. Please refer to the note below for figure data
information.
[See PDF for image]
Source: FAA.
Note: Table 4 in app. I provides the data for fig. 4. Fiscal year 2008
data on serious incursions are through September 16, 2008.
[End of figure]
In the United States, most incursions have occurred at major commercial
airports, where the volume of air traffic is greater. Chicago O'Hare
International and Los Angeles International Airports had the most
runway incursions from fiscal year 2001 through August 18, 2008, as
shown in figure 5.
Figure 5: U.S. Airports that Experienced the Most Runway Incursions
from Fiscal Year 2001 through August 2008:
This figure is a bar graph showing U.S. airports that experienced the
most runway incursions from fiscal year 2001 through August 2008. The X
axis represents the number of incursions, and the Y axis represents the
airports. Please refer to the note below for figure data information.
[See PDF for image]
Source: GAO analysis of FAA data.
Notes: Table 5 in app. I provides the data for fig. 5. The above
numbers combine data using FAA's previous definition of incursions from
fiscal year 2001 through fiscal year 2007 and the ICAO definition of
incursions during fiscal year 2008.
[End of figure]
The primary causes of incursions, according to experts we surveyed and
some airport officials, are human factors issues, which can include
miscommunication between air traffic controllers and pilots, a lack of
situational awareness on the airfield by pilots, and performance and
judgment errors by air traffic controllers and pilots. According to
FAA, in fiscal year 2007, 57 percent of incursions were caused by pilot
errors, 28 percent by air traffic controller errors, and 15 percent by
vehicle operator or pedestrian errors (see fig.6). Air traffic
controller errors are a particular concern because, as we noted in our
June 2008 testimony before this Subcommittee,[Footnote 10] FAA is
hiring large numbers of new air traffic controllers to replace those
who are retiring and the proportion of new hires is increasing over
time. Our analysis of FAA's hiring and retirement projections indicates
that by 2011, up to 59 percent of the controller workforce will have
less than 5 years of experience. Newly certified controllers may be
less efficient than experienced controllers in handling the high
volumes of traffic that occur at large and congested airports, and any
loss in efficiency could affect runway safety.
Figure 6: Causes of Incursions during Fiscal Year 2007:
This figure is a pie chart showing the causes of incursions during
fiscal year 2007.
Pilot errors: 57%;
Controller errors: 28%;
Vehicle driver/pedestrian errors: 15.
[See PDF for image]
Source: FAA.
[End of figure]
FAA Has Increased Efforts to Oversee Runway Safety, but Collision Risk
Remains:
During fiscal year 2008, FAA has given higher priority to improving
runway safety than it did during the previous 2 years, when the agency
did not have a permanent director for its Office of Runway Safety.
FAA's recent actions to improve runway safety include continuing to
deploy and test new technology designed to prevent runway collisions;
promoting changes in airport layout, markings, signage, and lighting;
and issuing new air traffic procedures. However, NTSB officials and
some aviation safety experts said that the risk of a runway collision
is still high.
Efforts to develop and deploy technology have been among FAA's major
actions to improve runway safety. To provide ground surveillance on the
airfield, FAA has deployed the Airport Movement Area Safety System
(AMASS), which uses the Airport Surface Detection Equipment (ASDE-3)
radar,[Footnote 11] at 34 of the nation's busiest airports and is
deploying an updated system, the Airport Surface Detection Equipment,
Model X (ASDE-X), at 35 major airports. According to its current plans,
FAA will complete the deployment of ASDE-X by 2010, and a total of 44
airports will then have AMASS, ASDE-X, or both (see table 6 in app. I).
FAA is also testing low-cost surface surveillance systems in Spokane,
Washington, and has solicited industry proposals to acquire and install
low-cost ground surveillance systems at 6 additional airports that are
not scheduled to receive ASDE-3 or ASDE-X. Both ASDE-3 and ASDE-X are
designed to alert controllers when they detect a potential collision on
the ground. As of August 29, 2008, FAA had commissioned ASDE-X at 13
airports, up from 11 in August 2007. According to FAA, all ASDE-X-
commissioned airports now have safety logic, which generates visible
and audible signals to air traffic controllers of potential runway
collisions. In our February 2008 testimony, we indicated that 2 ASDE-X-
commissioned airports did not yet have safety logic. According to FAA,
for all future systems, safety logic will be implemented when ASDE-X
system is installed.
Despite ongoing efforts, FAA risks not meeting its current plans to
complete the deployment of ASDE-X by 2010. FAA plans to finish
installing ASDE-X at New York LaGuardia, Memphis International, and Las
Vegas McCarran International Airports, where the agency is coordinating
the implementation of ASDE-X with the completion of new air traffic
control towers, after the fall of 2010. In addition, although it took
about 4 years for ASDE-X to be installed at the first 11 airports and
ASDE-X was commissioned at 2 airports during the first 11 months of
fiscal year 2008, FAA plans to install the system at 19 additional
airports by the end of fiscal year 2010. In commenting on whether the
19 remaining installations can be completed on schedule, FAA's ASDE-X
program manager said that the installations at all 19 airports have
already begun, that the system installations are not done one airport
at a time, and that the agency is working hard to push local
governments and airports to obtain the needed approvals and leases.
In November 2007, we reported operational difficulties with ASDE-X's
alerting functions. For example, some ASDE-X-commissioned airports were
experiencing false alerts, which occur when the system incorrectly
predicts an impending collision, and false targets, which occur when
the system incorrectly identifies something on the airfield, such as an
aircraft or vehicle, that could generate a false alert. We reported
that the control tower at Hartsfield-Jackson Atlanta International
Airport reported the most problems with false alerts and that the
control tower at Seattle-Tacoma International Airport reported the most
problems with false targets. However, FAA recently provided
documentation indicating that the number of false alerts at Hartsfield-
Jackson Atlanta International Airport had declined by 84 percent during
2008 and that the number of false alerts at Seattle-Tacoma
International Airport had declined by 90 percent after the airport
received a software upgrade in March 2008.
Another technology for improving runway safety that FAA recently
decided to install at 22 airports is a runway status lights system.
This technology, which gives pilots a visible warning when runways are
not safe to enter, cross, or depart on, has already been tested and has
received positive evaluations at Dallas-Fort Worth International and
San Diego International Airports (see table 7 in app. I for a list of
airports to receive runway status lights). Proposed
legislation[Footnote 12] to reauthorize FAA would authorize $74 million
to acquire and install runway status lights. In November 2007, we
reported that 10 of 17 experts we surveyed indicated that FAA's testing
of runway status lights was very or extremely effective in addressing
runway incursions. In addition, the Department of Transportation's
Inspector General reported in January 2008 that runway incursions on
the test runway at Dallas-Fort Worth International Airport decreased by
70 percent during the 29 months of testing, compared with the 29 months
before testing.[Footnote 13] In addition, FAA and NTSB officials said
that runway status lights prevented a serious incursion from occurring
at Dallas-Fort Worth International Airport on May 15, 2008, involving
an MD-80 aircraft and a regional jet. According to FAA, the MD-80
aborted its takeoff after seeing the status lights turn red when the
regional jet was crossing that runway farther ahead. However, runway
status lights need a surface surveillance system such as ASDE-3/AMASS
or ASDE-X to operate, making the timely deployment of ASDE-X at the
remaining 19 airports even more important.
Still another runway safety technology that FAA is testing is the Final
Approach Occupancy Signal (FAROS) at Long Beach-Daugherty Field airport
in California. FAROS activates a flashing light visible to aircraft on
approach as a warning to pilots when a runway is occupied and hazardous
for landing. FAA is also planning to install and evaluate an enhanced
version of FAROS at Dallas-Fort Worth International Airport. According
to FAA, the additional information on runway traffic provided by FAROS
can improve the pilot's situational awareness and help reduce the
severity of an incursion. However, nationwide deployment of FAROS is
years away. Furthermore, FAA is still testing a low-cost surface
surveillance system that already is being used at 44 airports outside
the United States. FAA has also offered to provide up to $5 million to
test in-cockpit displays that inform pilots where they are located on
runways or electronic flight bags, which are electronic display systems
that provide pilots with a variety of aviation data. In addition, in
the longer term, deployment of the Automatic Dependent Surveillance-
Broadcast (ADS-B) system, a satellite-based technology that broadcasts
aircraft identification, position, and speed with once-per-second
updates, will provide pilots with greater situational awareness and
help to keep aircraft at safe distances from each other on the runways.
Besides deploying and testing technology, FAA has taken other actions
to improve runway safety, including:
* issuing new air traffic procedures requiring controllers to give
explicit instructions to pilots on precise routes to take from the gate
to the runway;
* conducting safety reviews at 42 airports based on incursion and wrong-
runway-departure data, the findings from which were used to improve
signage and markings, as well as implement training programs for
airport personnel (see table 8 in app. I for a list of the airports
reviewed);
* establishing the Runway Safety Council, consisting of FAA and
aviation industry representatives, to analyze the root causes of
serious incursions and recommend runway safety improvements; and:
* testing a voluntary safety reporting program for air traffic
controllers at facilities in the Chicago area--a program we had
recommended in our November 2007 report that FAA implement.
In June 2008, FAA also completed an internal review of runway
incursions at Boston Logan International Airport with a team of experts
from FAA, the airport, and a major airline to identify best practices
to prevent incursions. FAA is currently reviewing runway incursions at
Hartsfield-Jackson Atlanta International Airport and is planning
reviews at 8 additional airports based on the frequency of runway
incursions. In addition, FAA plans to work with a contractor to
validate the alerting perimeters of AMASS and ASDE-X to ensure that
controllers receive warnings in time to act on them and relay the
warnings to pilots. Furthermore, according to an FAA official, the
agency is drafting a new national runway safety plan, which we
recommended in our November 2007 report. In addition, in July 2008, FAA
submitted, as requested by this Subcommittee, its first quarterly
progress report on how it was handling serious incursions.
Several aviation safety stakeholders, including officials from
associations representing airlines and pilots, said that FAA has
increased its attention to runway safety during the past year. For
example, an official from the Air Transport Association (ATA), which
represents the airline industry, said that FAA's level of attention to
runway safety is noticeably better than last year, there is more
communication, and FAA leadership at the highest levels is focused on
the issue. In addition, an official from the Air Line Pilots
Association (ALPA) said that the new air traffic procedures requiring
controllers to give explicit instructions to pilots on precise routes
to take from the gate to the runway were a substantial improvement,
resulting in less confusion. However, an official from the National Air
Traffic Controllers Association (NATCA) said that FAA had not made
progress in addressing air traffic controller overtime and fatigue
issues over the last year. In November 2007, we reported that, as of
May 2007, at least 20 percent of the controllers at 25 air traffic
control facilities, including towers at several major airports, were
regularly working 6-day weeks, which could cause fatigue. We also
recommended that FAA develop a mitigation plan for addressing
controller overtime. FAA officials said that this year, the agency had
offered relocation and retention incentives for controllers, targeting
major facilities experiencing high rates of overtime. The officials
said that 80 controllers had been selected to receive the relocation
bonuses and that 100 controllers had accepted retention bonuses in
exchange for 2 more years of service. An FAA official said that it was
too early to tell what impact those actions would have on the frequency
of overtime. To address controller fatigue issues, FAA officials said
that the agency held a summit on the subject in June 2008 and is
considering shift scheduling changes for controllers.
In commenting on the voluntary safety reporting program for air traffic
controllers being tested in the Chicago area, FAA officials said that
since the test program began last month, controllers have submitted
about 40 reports, 4 of which involved runway incidents. Senior NATCA
officials said that although controllers are participating, some are
concerned that FAA will take disciplinary actions against them for
reporting safety incidents. However, FAA officials said that it is not
agency policy to discipline controllers for reporting incidents through
the program except under the circumstances specified in the memorandum
of understanding with NATCA involving criminal activity, substance
abuse, controlled substances, alcohol, or intentional falsification.
According to FAA, airlines have also taken actions to improve runway
safety. For example, FAA indicated that all 112 active air carriers
have reported that they (1) provide pilots with simulator or other
training that incorporates scenarios from aircraft pushback through
taxi and (2) have reviewed cockpit procedures to identify and develop a
plan to address elements that contribute to pilot distraction while
taxiing. Verification of these actions during FAA's inspections will
ensure that these activities are fully implemented.
With the help of FAA funding, several airports have made recent changes
to their runways and taxiways to reduce the risk of collisions. In June
2008, Los Angeles International Airport opened a new center taxiway
that requires aircraft to reduce speed before exiting. Previously,
aircraft used high-speed taxiways in that area of the airfield,
resulting in runway incursions when aircraft did not stop in time
before approaching active runways. In our February 2008 testimony, we
reported that Los Angeles International Airport had experienced the
most runway incursions in fiscal years 2001 through 2007. However, the
new taxiway may have been a contributing factor in reducing the number
of incursions at Los Angeles International Airport this fiscal year,
compared with last year. Using FAA's previous definition of incursions
to compare both years, the Los Angeles International Airport had 3
incursions during fiscal year 2008 through September 16, 2008, and none
were serious, compared with 8 during fiscal year 2007, including 2
serious ones. When data through August 2008 are included, Chicago
O'Hare International Airport has experienced the most runway incursions
since fiscal year 2001. In October 2008, Dallas-Fort Worth
International Airport plans to open a perimeter taxiway (also called an
end-around taxiway) that gives aircraft access to gates without
crossing active runways. Crossing active runways is one of the many
causes of incursions. In April 2007, Hartsfield-Jackson Atlanta
International Airport also opened a perimeter taxiway. According to an
airport official, the perimeter taxiway eliminates about 560 runway
crossings per day, or about one-third of the airport's total daily
runway crossings.
In November 2007, we reported that FAA's Office of Runway Safety had
not carried out its leadership role to coordinate and monitor the
agency's runway safety efforts. Until FAA hired a permanent director at
the senior executive service (SES) level for the Office of Runway
Safety in August 2007, that office had been without a permanent
director for the previous 2 years. Since a permanent director was
hired, the number of full-time staff in the Office of Runway Safety has
increased, up to 41[Footnote 14] as of August 2008 from about 37,
including contractors, led by a non-SES-level acting director in May
2007. Although we did not determine what the appropriate level of
staffing for the Office of Runway Safety would be, we note that before
2004, when FAA provided a high level of attention to runway safety, the
office had 66 full-time staff, including contractors.
NTSB officials and some aviation safety experts said that, despite the
numerous actions taken by FAA to improve runway safety, the risk of a
runway collision is still high. NTSB officials, for example, cited two
nonfatal runway collisions that occurred this year--one at an untowered
airport in Pawtucket, Rhode Island, where two general aviation aircraft
collided on a runway, substantially damaging both aircraft, and another
accident at the airport in Reading, Pennsylvania, where a landing
general aviation aircraft collided with a tractor that was at the
intersection of a runway and a taxiway, breaking off part of the
aircraft's left wing. In addition, an official from the Flight Safety
Foundation said that although the probability of a runway collision is
very low, the severity of such an accident means that the risk is high.
The low probability of a runway collision is supported by the fact that
FAA controls the takeoff, landing, and flights of about 50,000 aircraft
every day, but the most recent fatal runway collision at a towered
airport involving commercial aircraft occurred 14 years ago, in 1994,
when a Trans World Airlines MD-82 collided with a general aviation
aircraft on a runway at Lambert-St. Louis International Airport,
killing 2 people. However, the worst accident in aviation history
involved a runway collision, in 1977, when two Boeing 747s collided on
a runway in Tenerife, the Canary Islands, killing 583 passengers and
crew. Moreover, despite recent reductions in air traffic, by 2025, air
traffic is projected to increase two-to threefold, equating to about
100,000 to 150,000 flights a day, making airports even more congested
than they are today.
To address runway overruns, FAA and airports have increased the
percentage of runways that are in compliance with FAA standards for
runway safety areas--unobstructed areas that surround runways to
enhance safety in the event that an aircraft overruns, overshoots, or
veers off a runway. As of August 2008, 76 percent of 1,015 runways at
561 commercial service airports were in substantial compliance with
runway safety area standards, up from 70 percent in May 2007. FAA
considers runway safety areas that meet 90 percent of the standards to
be in substantial compliance. Increased compliance with runway safety
area standards reduces the chances of aviation accidents resulting from
overruns. In addition, as of August 2008, the Engineered Materials
Arresting System (EMAS), a bed of crushable concrete designed to stop
overrunning aircraft, was installed at 35 runway ends at 24 U.S.
airports, up from 24 runway ends at 19 U.S. airports during June 2007.
Furthermore, as of August 2008, there were plans to install 15
additional EMAS systems at 11 additional airports. (Table 9 in app. I
lists the airports with EMAS installations.) In our November 2007
report, we recommended that FAA develop and implement a plan to collect
data on runway overruns that do not result in damage or injury for
analyses of trends and causes of overruns. In response, FAA indicated
that a working group will be established to assess what additional
runway overrun data could be collected and to make recommendations by
the end of this year.
Addressing Human Factors Issues Could Help Improve Runway Safety:
FAA could further improve runway safety by addressing human factors
issues, which aviation safety experts identified as the primary cause
of incursions. To address these issues, FAA could encourage the
development of new technology, revise additional procedures, and adopt
best practices. Proposed legislation[Footnote 15] to reauthorize FAA
would support additional efforts to improve runway safety by
authorizing $114 million to develop runway incursion reduction programs
and to deploy technology.
In November 2007, we reported that, according to experts we surveyed,
encouraging the development of a runway incursion warning system in the
cockpit would be among the most effective actions that FAA could take
to improve runway safety. In addition, in 2000, NTSB recommended, among
other things, that FAA require airports to deploy a ground movement
safety system to prevent runway incursions and develop a direct
incursion warning capability for flight crews. A system that provides a
direct warning to the cockpit being developed by Honeywell and the
Sensis Corporation, called the Runway Incursion Cockpit Alerting
System, is designed to work at airports equipped with ASDE-X and
functioning safety logic. A demonstration of the system was conducted
with FAA and NTSB officials at Syracuse Hancock International Airport
in August 2007. NTSB officials said that FAA could move faster to
approve technology that provides runway incursion warnings directly to
the cockpit. However, FAA officials said the cockpit warning system
would need to be thoroughly reviewed before being approved for use, a
process they said could take at least 2 years.
Also to improve runway safety, ATA and ALPA officials suggested FAA
could standardize air traffic control phraseology. Future FAA air
traffic procedures will cover clearances for runway crossings,
takeoffs, and multiple landings and will include the adoption of
international phraseology such as "line up and wait" instead of
"position and hold." A senior ALPA official said that adopting
international standards for air traffic control phraseology could be
particularly useful at airports that handle a large volume of foreign
airline traffic, such as Los Angeles International Airport. However,
senior NATCA officials said they are concerned about FAA's adoption of
international taxiing phraseology because of the complexity of handling
the high volume of air traffic in the United States. These officials
also said that FAA could do more to reduce air traffic controller
overtime and take additional actions to address controller fatigue. In
the meantime, NATCA plans to start its own fatigue management
initiative, according to senior NATCA officials. In addition, a NATCA
official said that FAA's focus on reporting the number of serious
incursions should not distract attention from less serious incursions,
which the official said are also important. A human factors expert we
contacted agreed, saying that serious incursions are only the "tip of
the iceberg," that less serious incursions can lead to more serious
ones, and that the entire scope of incidents should be examined.
Adopting best practices for runway safety, such as ones that FAA has
compiled, also could help address human factors issues. These include
practices such as conducting runway safety training for controllers,
pilots, and airport personnel; checking the accuracy of airport
diagrams and updating them as needed; encouraging pilots to turn
aircraft lights on during landing and departure; and eliminating
distractions in the control tower.
In closing, although FAA has increased its efforts to improve runway
safety through a multilayered approach, the current high level of
attention must be sustained to reduce the risk of potentially
catastrophic runway accidents. Although the number of serious
incursions has declined since 2001, the continuing incidence of near
collisions involving commercial aircraft and the continuing increase in
the overall number and rate of incursions suggest that a significant
risk of catastrophic runway collisions still exists. A significant
reduction in the number and rate of incursions may not be realized
until the development and installation of runway safety technology is
complete. Therefore, FAA must continue to provide a high level of
attention to further reduce the number of serious incursions and
reverse the upward trend in the overall number of runway incursions
through the timely deployment of technology, sustained leadership, and
other means.
Mr. Chairman, this concludes my prepared statement. I would be pleased
to respond to any questions from you or other Members of the
Subcommittee.
GAO Contact and Staff Acknowledgments:
For further information on this testimony, please contact Dr. Gerald L.
Dillingham at (202) 512-2834 or dillinghamg@gao.gov. Individuals making
key contributions to this testimony include Teresa Spisak, Bob Homan,
and Pamela Vines.
[End of section]
Appendix I: Data on Runway Incursions and Deployment of Related Safety
Technology:
Table 1: Number and Rate of Runway Incursions from Fiscal Year 1998
through the Third Quarter of Fiscal Year 2008:
Fiscal year: 1998;
Number of incursions: 304;
Rate per 1 million tower operations: 4.66.
Fiscal year: 1999;
Number of incursions: 329;
Rate per 1 million tower operations: 4.83.
Fiscal year: 2000;
Number of incursions: 405;
Rate per 1 million tower operations: 5.9.
Fiscal year: 2001;
Number of incursions: 407;
Rate per 1 million tower operations: 6.1.
Fiscal year: 2002;
Number of incursions: 339;
Rate per 1 million tower operations: 5.2.
Fiscal year: 2003;
Number of incursions: 323;
Rate per 1 million tower operations: 5.1.
Fiscal year: 2004;
Number of incursions: 326;
Rate per 1 million tower operations: 5.2.
Fiscal year: 2005;
Number of incursions: 327;
Rate per 1 million tower operations: 5.2.
Fiscal year: 2006;
Number of incursions: 330;
Rate per 1 million tower operations: 5.4.
Fiscal year: 2007;
Number of incursions: 370;
Rate per 1 million tower operations: 6.05.
Fiscal year: 2008 (first 3 quarters) using the Federal Aviation
Administration's (FAA) previous definition of incursions;
Number of incursions: 293;
Rate per 1 million tower operations: 6.72.
Fiscal year: 2008 (first 3 quarters) using the International Civil
Aviation Organization's (ICAO) definition of incursions;
Number of incursions: 712;
Rate per 1 million tower operations: 16.33.
Source: FAA.
[End of table]
Table 2: Number and Rate of Incursions, by Quarter, during Fiscal Year
2007 and Fiscal Year 2008:
Quarter and fiscal year: First quarter 2007;
Number of incursions: 90;
Incursion rate per 1 million tower operations: 6.03;
Number of serious incursions: 2;
Rate of serious incursions per 1 million tower operations: 0.134.
Quarter and fiscal year: Second quarter 2007;
Number of incursions: 79;
Incursion rate per 1 million tower operations: 5.533;
Number of serious incursions: 5;
Rate of serious incursions per 1 million tower operations: 0.3502.
Quarter and fiscal year: Third quarter 2007;
Number of incursions: 106;
Incursion rate per 1 million tower operations: 6.709;
Number of serious incursions: 10;
Rate of serious incursions per 1 million tower operations: 0.6329.
Quarter and fiscal year: Fourth quarter 2007;
Number of incursions: 95;
Incursion rate per 1 million tower operations: 5.891;
Number of serious incursions: 7;
Rate of serious incursions per 1 million tower operations: 0.4341.
Quarter and fiscal year: First quarter 2008, using previous FAA
incursion definition;
Number of incursions: 94;
Incursion rate per 1 million tower operations: 6.434;
Number of serious incursions: 10;
Rate of serious incursions per 1 million tower operations: 0.685.
Quarter and fiscal year: First quarter 2008, using ICAO incursion
definition;
Number of incursions: 226;
Incursion rate per 1 million tower operations: 15.744;
Number of serious incursions: 10;
Rate of serious incursions per 1 million tower operations: 0.685.
Quarter and fiscal year: Second quarter 2008, using previous FAA
incursion definition;
Number of incursions: 93;
Incursion rate per 1 million tower operations: 6.62;
Number of serious incursions: 5;
Rate of serious incursions per 1 million tower operations: 0.36.
Quarter and fiscal year: Second quarter 2008, using ICAO incursion
definition;
Number of incursions: 217;
Incursion rate per 1 million tower operations: 15.62;
Number of serious incursions: 5;
Rate of serious incursions per 1 million tower operations: 0.36.
Quarter and fiscal year: Third quarter 2008, using previous FAA
incursion definition;
Number of incursions: 108;
Incursion rate per 1 million tower operations: 7.149;
Number of serious incursions: 4;
Rate of serious incursions per 1 million tower operations: 0.265.
Quarter and fiscal year: Third quarter 2008, using ICAO incursion
definition;
Number of incursions: 269;
Incursion rate per 1 million tower operations: 17.807;
Number of serious incursions: 4;
Rate of serious incursions per 1 million tower operations: 0.265.
Quarter and fiscal year: Fourth quarter 2008, using previous FAA
incursion definition;
Number of incursions: [A];
Incursion rate per 1 million tower operations: [A];
Number of serious incursions: 4;
Rate of serious incursions per 1 million tower operations: [A].
Quarter and fiscal year: Fourth quarter 2008, using ICAO incursion
definition;
Number of incursions: [A];
Incursion rate per 1 million tower operations: [A];
Number of serious incursions: 4;
Rate of serious incursions per 1 million tower operations: [A].
Source: FAA.
Note: Fourth quarter fiscal year 2008 data on serious incursions are
through September 16, 2008.
[A] Not yet available.
[End of table]
Table 3: Serious Incursions Involving at Least One Commercial Aircraft
from Fiscal Year 2007 through September 16, 2008:
Date: January 5, 2007;
Location: Denver International;
Airline(s) and aircraft involved: Key Lime Air Swearingen SW4 and
Frontier Airbus A319;
Number of air passengers: 50.
Date: February 2, 2007;
Location: Denver International;
Airline(s) and aircraft involved: United Boeing 737 and snowplow;
Number of air passengers: 101.
Date: May 4, 2007;
Location: Cyril E. King Airport, Charlotte Amalie, VI;
Airline(s) and aircraft involved: American Airlines Boeing 757 and
Cessna C208;
Number of air passengers: [A].
Date: May 6, 2007;
Location: Los Angeles International;
Airline(s) and aircraft involved: Skywest Embraer 120 and Virgin Air
Airbus A340;
Number of air passengers: [A].
Date: May 26, 2007;
Location: San Francisco International;
Airline(s) and aircraft involved: Republic Airlines Embraer 170 and
Skywest Airlines Embraer 120;
Number of air passengers: 27.
Date: July 11, 2007;
Location: Fort Lauderdale-Hollywood International, FL;
Airline(s) and aircraft involved: Delta Air Lines Boeing 757 and United
Airlines Airbus A320;
Number of air passengers: 172.
Date: July 19, 2007;
Location: Chicago O'Hare International;
Airline(s) and aircraft involved: United Airlines Boeing 737 and US
Airways Boeing 737;
Number of air passengers: [A].
Date: August 16, 2007;
Location: Los Angeles International;
Airline(s) and aircraft involved: WestJet Boeing 737 and Northwest
Airlines Airbus A320;
Number of air passengers: 296.
Date: December 2, 2007;
Location: Baltimore-Washington International;
Airline(s) and aircraft involved: US Airways/America West Airbus A320
and Comair Canadair CRJ-100;
Number of air passengers: [A].
Date: December 6, 2007;
Location: Newark Liberty International;
Airline(s) and aircraft involved: Continental Airlines Boeing 737 and
Continental Express Embraer E145;
Number of air passengers: [A].
Date: January 16, 2008;
Location: San Diego International;
Airline(s) and aircraft involved: Southwest Airlines Boeing 737 and
Hawker H25B;
Number of air passengers: [A].
Date: April 6, 2008;
Location: Dallas-Fort Worth International;
Airline(s) and aircraft involved: American Airlines MD-80 and Boeing
777;
Number of air passengers: [A].
Date: July 21, 2008;
Location: Chicago O'Hare International;
Airline(s) and aircraft involved: American Eagle Embraer E145 and
Learjet LJ25;
Number of air passengers: 4.
Date: July 28, 2008;
Location: Cleveland Hopkins International;
Airline(s) and aircraft involved: SkyWest Canadair CRJ-200 and Air
Canada Jazz DeHavilland Dash 8;
Number of air passengers: [A].
Date: August 28, 2008;
Location: Fresno Yosemite International;
Airline(s) and aircraft involved: SkyWest Canadair CRJ-200 and Piper
Malibu;
Number of air passengers: [A].
Source: GAO analysis of FAA and National Transportation Safety Board
(NTSB) data.
Note: Fiscal year 2008 data through September 16, 2008.
[A] Information not contained in the NTSB incident reports.
[End of table]
Table 4: Total Number of Incursions and Number of Serious Incursions
Involving at Least One Commercial Aircraft, Fiscal Year 2001 through
September 16, 2008:
Fiscal year: 2001;
Number of serious incursions: 53;
Serious incursions involving at least one commercial aircraft: 26.
Fiscal year: 2002;
Number of serious incursions: 37;
Serious incursions involving at least one commercial aircraft: 11.
Fiscal year: 2003;
Number of serious incursions: 32;
Serious incursions involving at least one commercial aircraft: 9.
Fiscal year: 2004;
Number of serious incursions: 28;
Serious incursions involving at least one commercial aircraft: 9.
Fiscal year: 2005;
Number of serious incursions: 29;
Serious incursions involving at least one commercial aircraft: 9.
Fiscal year: 2006;
Number of serious incursions: 31;
Serious incursions involving at least one commercial aircraft: 10.
Fiscal year: 2007;
Number of serious incursions: 24;
Serious incursions involving at least one commercial aircraft: 8.
Fiscal year: 2008 (through Sept. 16, 2008);
Number of serious incursions: 23;
Serious incursions involving at least one commercial aircraft: 7.
Source: FAA.
[End of table]
Table 5: U.S. Airports that Experienced the Most Runway Incursions from
Fiscal Year 2001 through August 2008:
Airport: Chicago O'Hare International;
Number of serious incursions: 9;
Number of total incursions[A]: 66.
Airport: Los Angeles International;
Number of serious incursions: 10;
Number of total incursions[A]: 64.
Airport: North Las Vegas;
Number of serious incursions: 5;
Number of total incursions[A]: 61.
Airport: Hartsfield-Jackson Atlanta International;
Number of serious incursions: 3;
Number of total incursions[A]: 61.
Airport: Philadelphia International;
Number of serious incursions: 2;
Number of total incursions[A]: 49.
Airport: John Wayne-Orange County, Santa Ana, CA;
Number of serious incursions: 0;
Number of total incursions[A]: 49.
Airport: Dallas-Fort Worth International;
Number of serious incursions: 4;
Number of total incursions[A]: 47.
Airport: Boston Logan International;
Number of serious incursions: 2;
Number of total incursions[A]: 44.
Airport: Long Beach-Daugherty Field, CA;
Number of serious incursions: 2;
Number of total incursions[A]: 41.
Airport: Las Vegas McCarran International;
Number of serious incursions: 1;
Number of total incursions[A]: 39.
Airport: General Mitchell International, Milwaukee, WI;
Number of serious incursions: 2;
Number of total incursions[A]: 38.
Airport: San Francisco International;
Number of serious incursions: 1;
Number of total incursions[A]: 36.
Airport: Ted Stevens Anchorage International;
Number of serious incursions: 1;
Number of total incursions[A]: 35.
Airport: Phoenix Sky Harbor International;
Number of serious incursions: 4;
Number of total incursions[A]: 34.
Airport: Newark Liberty International;
Number of serious incursions: 4;
Number of total incursions[A]: 32.
Airport: Lambert-St. Louis International;
Number of serious incursions: 2;
Number of total incursions[A]: 33.
Airport: Detroit Wayne County International;
Number of serious incursions: 3;
Number of total incursions[A]: 30.
Airport: Miami International;
Number of serious incursions: 3;
Number of total incursions[A]: 30.
Airport: Cleveland Hopkins International;
Number of serious incursions: 1;
Number of total incursions[A]: 28.
Airport: Teterboro, NJ;
Number of serious incursions: 3;
Number of total incursions[A]: 26.
Source: FAA.
[A] Excludes 30 incursions that FAA had not yet classified as of August
18, 2008. The above numbers combine data using FAA's previous
definition of incursions from fiscal year 2001 through fiscal year 2007
and the ICAO definition of incursions during fiscal year 2008. The
number of serious incursions is not affected by FAA's adoption of the
ICAO definition.
[End of table]
Table 6: Airports with Airport Surface Detection Equipment Model 3
(ASDE-3)/Airport Movement Area Safety Systems (AMASS) or Airport
Surface Detection Equipment Model X (ASDE-X) or Scheduled to Receive
ASDE-X:
Airport: Baltimore-Washington International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: April 2010.
Airport: Boston Logan International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: July 2009.
Airport: Bradley International, Windsor Locks, CT;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Camp Springs Andrews Air Force Base;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Charlotte Douglas International;
ASDE-3/AMASS: [Empty];
ASDE- X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Chicago Midway;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: June 2010.
Airport: Chicago O'Hare International;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Cleveland Hopkins International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Covington/Cincinnati Northern Kentucky International;
ASDE-3/ AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Dallas-Fort Worth International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: April 2010.
Airport: Denver International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: November 2009.
Airport: Detroit Metro Wayne County;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Fort Lauderdale-Hollywood International, FL;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: April 2009.
Airport: General Mitchell International, Milwaukee, WI;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: George Bush Intercontinental, Houston, TX;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: November 2009.
Airport: Hartsfield-Jackson Atlanta International;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Honolulu International-Hickam Air Force Base;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: May 2010.
Airport: John F. Kennedy International, New York, NY;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: August 2008[B].
Airport: John Wayne-Orange County, Santa Ana, CA;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: February 2010.
Airport: Kansas City International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Lambert-St. Louis International;
ASDE-3/AMASS: [Empty];
ASDE- X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Las Vegas McCarran International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: April 2011.
Airport: Los Angeles International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: September 2008.
Airport: Louis Armstrong New Orleans International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Louisville International-Standiford Field;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Memphis International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: April 2011.
Airport: Miami International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: March 2010.
Airport: Minneapolis-St. Paul International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: March 2010.
Airport: New York LaGuardia;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: October 2010.
Airport: Newark Liberty International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: July 2009.
Airport: Orlando International;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Philadelphia International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: December 2009.
Airport: Phoenix Sky Harbor International;
ASDE-3/AMASS: [Empty];
ASDE- X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: September 2008.
Airport: Pittsburgh International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Portland International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Ronald Reagan Washington National;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: June 2010.
Airport: Salt Lake City International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: May 2010.
Airport: San Diego International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: August 2010.
Airport: San Francisco International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Seattle-Tacoma International;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Ted Stevens Anchorage International;
ASDE-3/AMASS: x;
ASDE-X commissioned: [Empty];
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Theodore Francis Green State, Providence, RI;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: Washington Dulles International;
ASDE-3/AMASS: [Empty];
ASDE- X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Airport: William P. Hobby, Houston, TX;
ASDE-3/AMASS: [Empty];
ASDE-X commissioned: x;
Scheduled ASDE-X deployment[A]: [Empty].
Source: FAA.
Note: Schedule as of August 25, 2008.
[A] Scheduled deployment dates are as of Aug. 25, 2008, and represent
when the facility first declares the system ready for conditional use.
Once the system is formally accepted by the facility, the system is
commissioned. FAA's draft accelerated schedule, shown in this table,
targets completing ASDE-X deployment by the fall of 2010, except at New
York LaGuardia, Memphis International, and Las Vegas McCarran
International Airports, where the agency is coordinating ASDE-X
implementation with the completion of new air traffic control towers.
[B] Expected to be commissioned by late September 2008.
Note: As indicated above, 26 airports currently have ASDE-3/AMASS.
Eight additional airports (Charlotte Douglas International, Chicago
O'Hare International, Detroit Metro Wayne County, Hartsfield-Jackson
Atlanta International, Lambert St.-Louis International, Louisville
International-Standiford Field, Seattle-Tacoma International, and
Washington Dulles International) originally had ASDE-3/AMASS, but the
equipment has since been upgraded to ASDE-X.
[End of table]
Table 7: Airports to Receive Runway Status Lights:
Airport: Baltimore-Washington International;
Airport: Boston Logan International;
Airport: Charlotte Douglas International;
Airport: Chicago O'Hare International;
Airport: Dallas-Fort Worth International[A];
Airport: Denver International;
Airport: Detroit Metro Wayne County;
Airport: Fort Lauderdale-Hollywood International, FL;
Airport: Hartsfield-Jackson Atlanta International;
Airport: George Bush Intercontinental, Houston, TX;
Airport: John F. Kennedy International;
Airport: Las Vegas McCarran International;
Airport: Los Angeles International;
Airport: Minneapolis-St. Paul International;
Airport: New York LaGuardia;
Airport: Newark Liberty International;
Airport: Orlando International;
Airport: Philadelphia International;
Airport: Phoenix Sky Harbor International;
Airport: San Diego International[A];
Seattle-Tacoma International;
Airport: Washington Dulles International.
Source: FAA.
Note: The runway status lights deployment schedule was not yet
available as of August 2008.
[A] Currently being tested at these locations.
[End of table]
Table 8: Airports that Received Safety Reviews in 2008:
Airport: Adams Field, Little Rock, AR;
Albuquerque International Sunport, NM;
Boston Logan International;
Charlotte Douglas International;
Chicago Midway;
Chicago O'Hare International;
Cleveland Hopkins International;
Dallas-Fort Worth International;
Daytona Beach International;
Dekalb Peachtree, Atlanta, GA;
Denver International;
Falcon Field, Mesa, AZ;
Fort Lauderdale Executive;
Fort Lauderdale-Hollywood International;
General Mitchell International, Milwaukee, WI;
Hartsfield-Jackson Atlanta International;
John F. Kennedy International, New York, NY;
John Wayne-Orange County, Santa Ana, CA;
Kendall-Tamiami Executive, Miami, FL;
Lambert-St. Louis International;
Las Vegas McCarran International;
Long Beach-Daugherty Field, CA;
Los Angeles International;
Lubbock Preston Smith International;
Miami International;
Midland International, TX;
Nashville International;
New York LaGuardia;
Norman Y. Mineta San Jose International;
North Las Vegas, NV;
Orlando International;
Philadelphia International;
Reno-Tahoe International, NV;
Rocky Mountain Metropolitan, Denver, CO;
San Antonio International;
San Francisco International;
Santa Barbara Municipal, CA;
Seattle-Tacoma International Airport;
Ted Stevens Anchorage International;
Teterboro, NJ;
Washington Dulles International;
William P. Hobby, Houston, TX.
Source: FAA.
[End of table]
Table 9: Airports with the Engineered Materials Arresting System:
Airport: John F. Kennedy International Airport, New York;
Number of systems: 2;
Installation date: 1996, 2007.
Airport: Minneapolis-St. Paul International;
Number of systems: 1;
Installation date: 1999.
Airport: Adams Field, Little Rock;
Number of systems: 2;
Installation date: 2000, 2003.
Airport: Greater Rochester International, NY;
Number of systems: 1;
Installation date: 2001.
Airport: Bob Hope, Burbank, CA;
Number of systems: 1;
Installation date: 2002.
Airport: Baton Rouge Metropolitan;
Number of systems: 1;
Installation date: 2002.
Airport: Greater Binghamton, NY;
Number of systems: 2;
Installation date: 2002.
Airport: Greenville Downtown, SC[A];
Number of systems: 1;
Installation date: 2003.
Airport: Barnstable Municipal, Hyannis, MA;
Number of systems: 1;
Installation date: 2003.
Airport: Roanoke Regional, VA;
Number of systems: 1;
Installation date: 2004.
Airport: Fort Lauderdale-Hollywood International;
Number of systems: 2;
Installation date: 2004.
Airport: Dutchess County, Poughkeepsie, NY;
Number of systems: 1;
Installation date: 2004.
Airport: New York LaGuardia;
Number of systems: 2;
Installation date: 2005.
Airport: Boston Logan International;
Number of systems: 2;
Installation date: 2005, 2006.
Airport: Laredo International, TX;
Number of systems: 1;
Installation date: 2006.
Airport: San Diego International;
Number of systems: 1;
Installation date: 2006.
Airport: Teterboro, NJ;
Number of systems: 1;
Installation date: 2006.
Airport: Chicago Midway;
Number of systems: 4;
Installation date: 2006, 2007.
Airport: Merle K. (Mudhole) Smith, Cordova, AK;
Number of systems: 1;
Installation date: 2007.
Airport: Charleston Yeager, WV;
Number of systems: 1;
Installation date: 2007.
Airport: Manchester, NH;
Number of systems: 1;
Installation date: 2007.
Airport: Wilkes-Barre/Scranton International, PA;
Number of systems: 1;
Installation date: 2008.
Airport: San Luis Obispo, CA;
Number of systems: 2;
Installation date: 2008.
Airport: Chicago O'Hare International;
Number of systems: 2;
Installation date: 2008.
[A] General aviation airport.
[End of table]
[End of section]
Footnotes:
[1] Taxiways are routes that aircraft follow to and from runways.
[2] GAO, Aviation Runway and Ramp Safety: Sustained Efforts to Address
Leadership, Technology, and Other Challenges Needed to Reduce Accidents
and Incidents, GAO-08-29 (Washington, D.C.: Nov. 20, 2007) and Runway
Safety: Progress on Reducing Runway Incursions Impeded by Leadership,
Technology, and Other Challenges, GAO-08-481T (Washington, D.C.: Feb.
13, 2008).
[3] FAA determines the rate of incursions by calculating the number of
incursions per 1 million air traffic control tower operations (takeoffs
and landings).
[4] ICAO's definition of an incursion is any occurrence at an airport
involving the incorrect presence of an aircraft, vehicle, or person on
the protected area of a surface designated for the landing or takeoff
of aircraft. Through September 2007, FAA defined a runway incursion as
"any occurrence in the runway environment involving an aircraft,
vehicle, person, or object on the ground that creates a collision
hazard or results in a loss of required separation when an aircraft is
taking off, intending to take off, landing, or intending to land."
[5] Runway incidents that were classified as surface incidents can be
serious, including an August 2006 crash of a Comair regional jet in
Lexington, Kentucky. That aircraft crashed after taking off on a runway
that was too short for the aircraft, killing 49 of the 50 people on
board. FAA had defined a surface incident as any event in which
authorized or unapproved movement occurs within a movement area
associated with the operation of an aircraft that affects or could
affect the safety of flight.
[6] The number of air traffic control tower operations declined from 45
million operations during the first three quarters of fiscal year 2007
to 43.6 million during the first three quarters of fiscal year 2008, a
decline of 3 percent.
[7] FAA currently classifies the severity of runway incursions into
four categories. Category A is defined as a serious incident in which a
collision was narrowly avoided; category B, an incident in which
separation decreases and there is a significant potential for a
collision, which may result in a time-critical corrective or evasive
response to avoid a collision; category C, an incident characterized by
ample time and/or distance to avoid a collision; and category D, an
incident that meets the definition of a runway incursion such as the
incorrect presence of a single vehicle, person, or aircraft on the
protected area of a surface designated for the landing and takeoff of
aircraft, but with no immediate consequences.
[8] An FAA official said that an additional potentially serious
incursion occurred on September 19, 2008, in Allentown, Pennsylvania,
involving a Mesa regional jet and a general aviation aircraft.
According to NTSB, the Mesa crew estimated that they missed colliding
with the general aviation aircraft by about 10 feet. FAA has not yet
formally classified the severity of this incident.
[9] A Dallas-Fort Worth International Airport official said that since
the incident, tug operations crossing active runways have been
suspended indefinitely pending a review by the airport and the airline.
[10] GAO, Federal Aviation Administration: Efforts to Hire, Staff, and
Train Air Traffic Controllers Are Generally on Track, but Challenges
Remain, GAO-08-908T (Washington, D.C.: June 11, 2008).
[11] AMASS is essentially safety logic, which is designed to detect
potential collisions, using ASDE-3 data. This combined technology is
usually referred to as ASDE-3/AMASS.
[12] FAA Reauthorization Act of 2007, H.R. 2881, 110th Congress (2007).
[13] Department of Transportation Office of Inspector General, FAA's
Implementation of Runway Status Lights, AV-2008-021 (Washington, D.C.:
Jan. 14, 2008).
[14] This includes 17 full-time staff, 21 contractors, and the
equivalent of 3 staff years that are assigned to other offices, but
provide assistance to the Office of Runway Safety.
[15] FAA Reauthorization Act of 2007, H.R. 2881, 110th Congress (2007).
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