Electronic Waste
Strengthening the Role of the Federal Government in Encouraging Recycling and Reuse
Gao ID: GAO-06-47 November 10, 2005
Advances in technology have led to rapidly increasing sales of new electronic devices. With this increase comes the dilemma of managing these products at the end of their useful lives. Some research suggests that the disposal of used electronics could cause a number of environmental problems. Research also suggests that such problems are often exacerbated by the export of used electronics to countries without protective environmental regulations. Given that millions of used electronics become obsolete each year with only a fraction of them being recycled, GAO was asked to (1) summarize information on the volumes of, and problems associated with, used electronics; (2) examine the factors affecting their recycling and reuse; and (3) examine federal efforts to encourage recycling and reuse of these products.
Available estimates suggest that over 100 million computers, monitors, and televisions become obsolete each year, and this number is growing. If improperly managed, these used electronics can harm the environment and human health. Available data suggest that most used electronics are probably stored in garages, attics, or warehouses, with the potential to be recycled, reused, or disposed of in landfills, either in the United States or overseas. If disposed of in landfills, valuable resources, such as copper, gold, and aluminum, are lost for future use. Additionally, some research shows that toxic substances with known adverse health effects, such as lead, have the potential to leach from discarded electronics in landfills. Although one study suggests that this leaching does not occur in modern U.S. landfills, it appears that many used electronics are exported to countries without modern landfills or with regulations less protective of human health and the environment. Economic factors inhibit the recycling and reuse of used electronics. Consumers generally have to pay fees and drop off their used electronics at often inconvenient locations to have them recycled or refurbished for reuse. Recyclers and refurbishers charge these fees because their costs exceed the revenue they receive from selling recycled commodities or refurbishing units. In addition to these economic factors, federal regulatory requirements provide little incentive for environmentally preferable management of used electronics. First, the governing statute, the Resource Conservation and Recovery Act, allows individuals and households to dispose of hazardous waste, including many used electronics, in landfills. Second, federal regulations do not provide a financing system to overcome the economic factors deterring recycling and reuse. Third, federal regulations do not prevent the exportation of used electronics to countries where disassembly takes place at far lower cost, but where disassembly practices may threaten human health and the environment. In the absence of federal actions to address these concerns, an emerging patchwork of state requirements to encourage recycling and reuse may place a substantial burden on manufacturers, retailers, and recyclers, who incur additional costs and face an uncertain regulatory landscape as a result. In response to these challenges, EPA has spent about $2 million on several promising programs to encourage recycling and reuse of used electronics. Participation in one program--the Federal Electronics Challenge--has already led the Bonneville Power Administration to substantial cost savings through the procurement of environmentally friendly and energy efficient electronic products. To date, however, federal participation in this and other EPA electronics recycling programs has been minimal because--unlike other successful federal procurement programs (such as EPA's and the Department of Energy's Energy Star program)--participation is not required.
Recommendations
Our recommendations from this work are listed below with a Contact for more information. Status will change from "In process" to "Open," "Closed - implemented," or "Closed - not implemented" based on our follow up work.
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GAO-06-47, Electronic Waste: Strengthening the Role of the Federal Government in Encouraging Recycling and Reuse
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Report to Congressional Requesters:
November 2005:
Electronic Waste:
Strengthening the Role of the Federal Government in Encouraging
Recycling and Reuse:
[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-06-47]
GAO Highlights:
Highlights of GAO-06-47, a report to congressional requesters:
Why GAO Did This Study:
Advances in technology have led to rapidly increasing sales of new
electronic devices. With this increase comes the dilemma of managing
these products at the end of their useful lives. Some research suggests
that the disposal of used electronics could cause a number of
environmental problems. Research also suggests that such problems are
often exacerbated by the export of used electronics to countries
without protective environmental regulations.
Given that millions of used electronics become obsolete each year with
only a fraction of them being recycled, GAO was asked to (1) summarize
information on the volumes of, and problems associated with, used
electronics; (2) examine the factors affecting their recycling and
reuse; and (3) examine federal efforts to encourage recycling and reuse
of these products.
What GAO Found:
Available estimates suggest that over 100 million computers, monitors,
and televisions become obsolete each year, and this number is growing.
If improperly managed, these used electronics can harm the environment
and human health. Available data suggest that most used electronics are
probably stored in garages, attics, or warehouses, with the potential
to be recycled, reused, or disposed of in landfills, either in the
United States or overseas. If disposed of in landfills, valuable
resources, such as copper, gold, and aluminum, are lost for future use.
Additionally, some research shows that toxic substances with known
adverse health effects, such as lead, have the potential to leach from
discarded electronics in landfills. Although one study suggests that
this leaching does not occur in modern U.S. landfills, it appears that
many used electronics are exported to countries without modern
landfills or with regulations less protective of human health and the
environment.
Economic factors inhibit the recycling and reuse of used electronics.
Consumers generally have to pay fees and drop off their used
electronics at often inconvenient locations to have them recycled or
refurbished for reuse. Recyclers and refurbishers charge these fees
because their costs exceed the revenue they receive from selling
recycled commodities or refurbishing units. In addition to these
economic factors, federal regulatory requirements provide little
incentive for environmentally preferable management of used
electronics. First, the governing statute, the Resource Conservation
and Recovery Act, allows individuals and households to dispose of
hazardous waste, including many used electronics, in landfills. Second,
federal regulations do not provide a financing system to overcome the
economic factors deterring recycling and reuse. Third, federal
regulations do not prevent the exportation of used electronics to
countries where disassembly takes place at far lower cost, but where
disassembly practices may threaten human health and the environment. In
the absence of federal actions to address these concerns, an emerging
patchwork of state requirements to encourage recycling and reuse may
place a substantial burden on manufacturers, retailers, and recyclers,
who incur additional costs and face an uncertain regulatory landscape
as a result.
In response to these challenges, EPA has spent about $2 million on
several promising programs to encourage recycling and reuse of used
electronics. Participation in one program”the Federal Electronics
Challenge”has already led the Bonneville Power Administration to
substantial cost savings through the procurement of environmentally
friendly and energy efficient electronic products. To date, however,
federal participation in this and other EPA electronics recycling
programs has been minimal because”unlike other successful federal
procurement programs (such as EPA‘s and the Department of Energy‘s
Energy Star program)”participation is not required.
What GAO Recommends:
GAO recommends that EPA strengthen the federal role in encouraging
recycling and reuse of used electronics by (1) proposing options to the
Congress for overcoming the factors deterring recycling and reuse, (2)
promoting wider federal agency participation in promising EPA programs,
and (3) taking steps to ensure safe handling of these products if
exported. EPA agreed with most of GAO‘s findings, but disagreed with
the first and second recommendations.
www.gao.gov/cgi-bin/getrpt?GAO-06-47.
To view the full product, including the scope and methodology, click on
the link above. For more information, contact John Stephenson at (202)
512-3841 or Stephensonj@gao.gov.
[End of section]
Contents:
Letter:
Results in Brief:
Background:
Growing Volume of Used Electronics May Pose Environmental and Health
Problems If Not Managed Properly:
Cost and Regulatory Factors Deter Recycling and Reuse of Used
Electronics:
Federal Efforts to Increase Recycling and Reuse of Used Electronics Can
Be Strengthened:
Conclusions:
Recommendations:
Agency Comments and Our Evaluation:
Appendixes:
Appendix I: Scope and Methodology:
Appendix II: Survey of Selected Stakeholders on Recycling Used
Electronics:
Appendix III: Comments from the Environmental Protection Agency:
Appendix IV: GAO Contact and Staff Acknowledgments:
Figure:
Figure 1: A Woman in Guiyu, China, Disassembling a CRT Monitor:
Abbreviations:
ARF: advanced recycling fee:
BPA: Bonneville Power Administration:
CRT: cathode ray tube:
DOE: Department of Energy:
EPA: Environmental Protection Agency:
EPEAT: Electronic Product Environmental Assessment Tool:
EPR: extended producer responsibility:
EU: European Union:
FEC: Federal Electronics Challenge:
NEPSI: National Electronic Product Stewardship Initiative:
RCRA: Resource Conservation and Recovery Act:
Letter November 10, 2005:
The Honorable James M. Jeffords:
Ranking Minority Member:
Committee on Environment and Public Works:
United States Senate:
The Honorable John Thune:
Chairman:
Subcommittee on Superfund and Waste Management:
Committee on Environment and Public Works:
United States Senate:
The Honorable Barbara Boxer:
Ranking Minority Member:
Subcommittee on Superfund and Waste Management:
Committee on Environment and Public Works:
United States Senate:
The Honorable Lincoln Chafee:
The Honorable Olympia Snowe:
The Honorable James Talent:
The Honorable Ron Wyden:
United States Senate:
Rapid advances in technology have led to increasing sales of new
electronic devices, particularly televisions, computers, and computer
monitors. Approximately 62 percent of U.S. households had computers in
2003, compared with only 37 percent just 6 years earlier. With this
increase comes the dilemma of how to manage these products when they
reach the end of their useful lives. The National Safety Council
forecast that in 2003 alone, about 70 million existing computers became
obsolete, but it also forecast that only 7 million were recycled.
Disposal of used electronics poses a number of potential environmental
problems.[Footnote 1] For example, concerns have been raised because
toxic substances such as lead, which have well-documented adverse
health effects, can potentially leach from these products, especially
if disposed improperly. Concerns have also been raised over used
electronics that are exported from the United States to countries with
less stringent environmental regulations because disposal in these
countries can more easily have adverse environmental and human health
effects. In addition to toxic substances, computers contain precious
metals, such as gold, silver, and platinum, which require substantial
amounts of energy and land to extract. These metals can often be
extracted with less environmental impact from used electronics than
from the environment. The U.S. Geological Survey, for instance, reports
that 1 metric ton of computer scrap contains more gold than 17 tons of
ore and much lower levels of harmful elements common to ores, such as
arsenic, mercury, and sulfur.
Under the Resource Conservation and Recovery Act (RCRA), the
Environmental Protection Agency's (EPA) Office of Solid Waste provides
regulatory oversight of the disposal of certain hazardous used
electronic products. The office tightly regulates hazardous waste from
generation to disposal; but also under RCRA, for other solid wastes, it
promotes waste reduction, recycling, and responsible disposal through
national voluntary and educational programs. Individual states must
meet minimum national standards for the management of municipal solid
waste in landfills, but they operate their own waste management
programs, develop their own recycling and reuse programs, and are free
to implement more stringent waste management policies.
Given the growing number of computers and other electronic products
becoming obsolete, you asked that we (1) summarize existing information
on the volumes of, and problems associated with, used electronics; (2)
examine the factors affecting the nation's ability to recycle and reuse
these products; and (3) examine federal efforts to encourage recycling
and reuse of used electronics and determine what, if anything, can be
done to improve them.
To address these issues, we reviewed scientific studies and reports
conducted by government agencies, nonprofits, trade organizations, and
academics. We also interviewed federal, state, local, nonprofit, and
industry officials, as well as academic and research organization
experts. For studies that we cite in this report, we reviewed their
methodology, assumptions, limitations, and conclusions to ensure that
we properly represented the validity and reliability of their results
and conclusions. To examine the factors that affect the nation's
ability to recycle and reuse used electronics, we examined current
federal laws, regulations, and guidance regarding solid and hazardous
waste disposal as they relate to the disposal of used electronics. We
also reviewed pertinent state and local laws, regulations, and
guidance. In particular, we reviewed the electronic waste legislation
passed in California, Maine, Maryland, Massachusetts, and Minnesota. We
visited states and localities that have implemented programs or passed
legislation to responsibly manage used electronics, including
California, Maine, Massachusetts, Oregon, and Washington. Further, we
examined EPA-sponsored federal, state, and local pilot programs that
attempt to encourage recycling of electronic products. In addition, to
obtain the views of informed stakeholders regarding the factors that
affect the nation's ability to recycle and reuse used electronics, we
conducted a survey of participants in the National Electronics Product
Stewardship Initiative (NEPSI) and other key stakeholders. We received
42 responses from our survey population of 49. For additional
information on our scope and methodology, see appendix I. Our work was
conducted in accordance with generally accepted government auditing
standards, which include an assessment of data reliability and internal
controls.
Results in Brief:
Available research suggests that the volume of used electronics is
large and growing and, if improperly managed, can harm the environment
and human health. While data and research are limited, some data
suggest that over 100 million computers, monitors, and televisions
become obsolete each year and that this amount is growing. These
obsolete products can be recycled, reused, disposed of in landfills, or
stored by users in places such as basements, garages, and company
warehouses. Data we reviewed suggest that most used electronics are
probably stored, and therefore have the potential to be recycled or
reused, disposed of in landfills, or exported overseas. If ultimately
disposed in landfills, either in the United States or overseas,
valuable resources, such as copper, gold, and aluminum, are lost for
future use. In addition to concerns over losing valuable resources,
some research shows that certain toxic substances with known adverse
health effects, such as lead, have the potential to leach into
landfills. Although one study suggests that leaching is not a concern
in modern U.S. landfills, it appears that many of these products end up
in countries without modern landfills or environmental regulations
comparable to those in the United States. Finally, even with
uncertainty surrounding the risks associated with toxic substances in
used electronics, EPA has identified a number of these substances as
priority toxic chemicals for reduction because they do not break down
when released into the environment and can be dangerous even in small
quantities.
Despite the large volume of used electronics and the valuable resources
contained within them, economic and regulatory factors discourage these
products' recycling and reuse. Specifically:
* Consumers generally have to pay fees and drop off their used
electronics at often inconvenient locations to have them recycled or
refurbished for reuse. Consumers in Snohomish County, Washington, for
instance, may have to travel more than an hour to the nearest drop-off
location, which then charges between $10 and $27 per unit, depending on
the type and size of the product. Consumers in the Portland, Oregon
area pay one local recycler 50 cents per pound to have their used
computers recycled, which is about $28 for an average-sized desktop
computer. Recyclers and refurbishers charge these fees because costs
associated with recycling and refurbishing outweigh the revenue
received from recycled commodities or refurbished units. This point was
underscored by the International Association of Electronics Recyclers,
which reported that the value of commodities recovered from computer
equipment (such as shredded plastic, copper, and aluminum) is only
between $1.50 and $2.00 per unit. It was further underscored by our
interviews with eight electronics recyclers, who were unanimous in
emphasizing that they could not cover costs without charging fees.
* Federal regulatory requirements also provide little incentive for
environmentally preferable management of used electronics. First, some
used electronics are considered hazardous waste under RCRA, and RCRA
bars entities that generate more than 220 pounds per month of hazardous
waste (including some used electronics) from depositing it in
landfills. However, RCRA does not bar households and entities that
generate less than 220 pounds of hazardous waste per month from this
practice. Consequently, since only four states currently ban disposal
of used electronics in landfills, most consumers in the remaining 46
states (and the District of Columbia) are allowed to do so--and have
little incentive to do otherwise. Not surprisingly, data we reviewed
suggest that states and localities without landfill bans have
dramatically lower levels of recycling than the four states that have
enacted landfill bans. Second, federal law does not provide a financing
system to recycle used electronics. Absent a consistent financing
system to make recycling less costly and more convenient for consumers,
a patchwork of potentially conflicting state requirements is emerging
that may ultimately place a substantial burden on recyclers, retailers,
and manufacturers. The lack of a national financing mechanism has also
led to an array of legislative proposals that take very different
approaches to address the problem. Third, federal regulations do not
provide adequate oversight of these products when exported. This is a
particular problem in the case of some developing countries, where
risks to the environment and human health may be more likely because
less stringent environmental regulations often do not ensure that
exported used electronics--supposedly destined for reuse--are not
instead being disposed of improperly. Together, these factors hinder
EPA's ability to reach its stated goal that within 10 years, it will be
as convenient for consumers to take a discarded television or computer
for recycling or reuse as it is to purchase a new product.
EPA has spent about $2 million on several voluntary programs to help
overcome some of the factors discouraging recycling and reuse of used
electronics. For example, the "Plug-In To eCycling" campaign sponsors
partnerships with industry and state and local governments to make
recycling used electronics less expensive and more convenient for
consumers. In 2004, Plug-In To eCycling sponsored four pilot projects
involving collection events at retailers such as Best Buy, Good Guys,
Office Depot, and Staples, in which over 11 million pounds of used
electronics were collected. Another program--the Federal Electronics
Challenge--leverages U.S. government purchasing power to promote
environmentally preferable management of used electronics throughout
their life cycle: procurement, operation and maintenance, and end-of-
life management. Through its participation in this program, the
Bonneville Power Administration has already documented cost savings
associated with longer life spans for the agency's computers and
through purchases of computer monitors that contain less toxic
substances and are therefore cheaper to recycle. To date, however, only
61 out of thousands of federal facilities participate in the Federal
Electronics Challenge. A major reason for the limited federal
participation in this and other EPA electronics recycling programs is
that, unlike other successful federal procurement programs (such as
EPA's and the Department of Energy's Energy Star program),
participation is not required.
We are recommending that the Administrator of EPA develop a legislative
proposal that addresses some of the economic and regulatory factors
discouraging recycling and reuse of used electronics. In addition, we
are recommending that the agency take several administrative steps to
(1) increase federal agency participation in promising EPA electronics
recycling programs and (2) help ensure that used electronics exported
overseas are destined for reuse, as intended, and not disposed of
improperly.
In responding to a draft of this report, EPA generally agreed with our
findings but disagreed with our recommendations that it develop a
legislative proposal, and that it take additional steps to engender
wider federal agency participation in promising EPA electronics
recycling programs. Regarding the first of these two recommendations,
EPA commented that it does not believe it is appropriate for the agency
to propose options for a nationwide financing system to overcome the
barriers to recycling and reuse because there is no consensus among
manufacturers as to the optimal solution. We disagree that this lack of
consensus provides a compelling reason for EPA to abstain from acting
because there are ample precedents for EPA's involvement in addressing
complex financing issues affecting solutions to key environmental
problems. Furthermore, our survey results show that there is
overwhelming agreement that legislation will be needed to deal with
used electronics and a national financing system must be a part of it.
In commenting on the recommendation to engender wider federal agency
participation in its electronics recycling programs, EPA disagreed with
our view that participation in the Federal Electronics Challenge is
limited, noting that the 12 federal agencies participating in the
program to date "represent over 80 percent of the Information
Technology purchasing in the government." The figure, however,
overstates federal agency adherence to the goals of the program.
Participation simply means these agencies have identified their current
practices for managing electronic products and set goals to improve
them. However, the participating agencies and facilities are not
required to meet their goals. As a practical matter, 61 out of
thousands of federal facilities participate in the program, and only 5
of these are meeting electronic product management criteria that the
program's steering committee has asked them to attain. We continue to
believe this track record falls short of EPA's own goal that the
federal government "lead by example" in promoting recycling, reducing
the use of toxic chemicals, and conserving energy and materials in its
lifecycle management of electronic products.
Background:
Few people are aware of recycling options for their old televisions and
personal computers. Because of the perceived value of used electronics,
some pass their used equipment to family members or friends before
eventually storing these units in their attics, basements, or garages.
Eventually, though, consumers need to dispose of these units in some
manner. By choosing to have these products recycled, consumers ensure
the recovery of resources like copper, iron, aluminum, and gold, which
would otherwise be procured through less environmentally friendly
practices such as mining. Likewise, consumers who choose to recycle
also reduce the amount of waste entering the nation's landfills and
incinerators. Since used electronics typically contain toxic substances
like lead, mercury, and cadmium, recycling or refurbishing will prevent
or delay such toxic substances from entering landfills.
The Congress affirmed its commitment to reducing waste and encouraging
recycling, first through enactment of the Resource Conservation and
Recovery Act (RCRA) of 1976, and then again with passage of the
Pollution Prevention Act of 1990. Both RCRA and the Pollution
Prevention Act address alternatives to waste disposal. RCRA promotes
the use of resource recovery, either through facilities that convert
waste to energy or through recycling. To promote recycling, RCRA
required EPA to develop guidelines for identifying products that are or
can be produced with recovered materials. RCRA also required federal
agencies to procure items that are, to the maximum extent practicable,
produced with recovered materials.
The Pollution Prevention Act provided that pollution that cannot be
prevented should be recycled or treated in a safe manner, and disposal
or other releases should be used only as a last resort. The act
specified that pollution prevention can include such practices as
modifying equipment, technology, and processes; redesigning products;
and substituting less-toxic raw materials. Executive Order 13101,
issued September 14, 1998, also affirmed the federal government's
commitment to encourage recycling by directing federal agencies to
consider procuring products that, among other things, use recovered
materials, can be reused, facilitate recycling, and include fewer toxic
substances. The Federal Environmental Executive, who is appointed by
and reports to the President, is responsible for recommending
initiatives for government-wide procurement preference programs for
environmentally preferable products.
EPA's Office of Solid Waste regulates hazardous waste and nonhazardous
waste, including discarded used electronics, under RCRA. RCRA
established explicit hazardous waste management requirements overseen
by the Office of Solid Waste, but for nonhazardous waste management,
also under RCRA, the Office's policies rely heavily on national
voluntary and education programs for waste reduction that emphasize
materials recycling and reuse, toxic chemical reduction, and resource
conservation.[Footnote 2] Several of these voluntary programs are
tailored specifically for environmentally preferable management of used
electronics. The Office of Solid Waste also collaborates with EPA's
Office of Pollution Prevention and Toxics to conserve valuable
resources and reduce wastes--particularly toxic wastes--before they are
generated. These efforts are administered under the Resource
Conservation Challenge, which is an institutional strategy combining
the strengths of the two offices to ultimately minimize waste and toxic
substances and conserve energy and resources. According to EPA, the
overarching goal of the Resource Conservation Challenge is to move the
nation from a waste-oriented to a life-cycle management way of thinking
about resources.
Growing Volume of Used Electronics May Pose Environmental and Health
Problems If Not Managed Properly:
The information we reviewed suggests strongly that the volume of used
electronics is large and growing. For example, in a 1999 study, the
National Safety Council forecast that almost 100 million computers and
monitors (70 million of which would be computers) would become obsolete
in 2003--a three-fold increase over the 33 million obsolete computers
and monitors in 1997.[Footnote 3] Additionally, a 2003 International
Association of Electronics Recyclers report estimated that 20 million
televisions become obsolete each year--a number that is expected to
increase as cathode ray tube (CRT) technology[Footnote 4] is replaced
by new technologies such as plasma screens.[Footnote 5]
Thus far, it appears that relatively few used electronics have found
their way into either landfills or recycling centers. Available EPA
data indicate that less than 4 million monitors and 8 million
televisions are disposed of annually in U.S. landfills--only a fraction
of the amount estimated to become obsolete annually, according to
EPA.[Footnote 6] Additionally, the 1999 National Safety Council report
forecast that only 19 million computers, monitors, and televisions
would be recycled in 2005. Hence, the gap between the enormous quantity
of used electronics that are obsolete (or becoming obsolete), and the
quantity either in landfills or sent to recycling centers, suggests
that most are still in storage--such as attics, basements, and garages,
and that their ultimate fate is still uncertain--or have been exported
for recycling and reuse overseas.
Conventional disposal of used electronics in landfills raises two
primary concerns, according to research we reviewed: the loss of
natural resources and the potential release of toxic substances in the
environment. By disposing of these products in landfills or
incinerators, valuable resources are lost for future use. For example,
computers typically contain precious metals, such as gold, silver,
palladium, and platinum, as well as other useful metals like aluminum
and copper. The U.S. Geological Survey reports that one metric ton of
computer circuit boards contains between 40 and 800 times the
concentration of gold contained in gold ore and 30 to 40 times the
concentration of copper, while containing much lower levels of harmful
elements common to ores, such as arsenic, mercury, and sulfur.[Footnote
7] The research we reviewed also suggests that the energy saved by
recycling and reusing used electronics is significant. The author of
one report by the United Nations University states that perhaps as much
as 80 percent of the energy used in the life cycle of a computer, which
includes manufacturing, can be saved through refurbishment and reuse
instead of producing a new unit from raw materials.[Footnote 8]
Regarding the issue of toxicity, the research we reviewed is unclear on
the extent to which toxic substances may leach from used electronics in
landfills. According to a standard regulatory test RCRA requires to
determine whether a solid waste is subject to federal hazardous waste
regulations, lead (a substance with known adverse health affects)
leaches from some used electronics under laboratory conditions. Some
tests conducted at the University of Florida indicate that lead
leachate from color computer monitors and televisions with CRTs exceeds
the regulatory limit and, as a result could, according to EPA, be
considered hazardous waste under RCRA.[Footnote 9] On the other hand,
the author of this study told us that these findings are not
necessarily predictive of what could occur in a modern landfill. A
report by the Solid Waste Association of North America also suggests
that while the amount of lead from used electronics appears to be
increasing in municipal solid waste landfills, these landfills provide
safe management of used electronics without exceeding toxicity limits
that have been established to protect human health and the
environment.[Footnote 10]
Nonetheless, regardless of uncertainty surrounding the environmental
risks associated with toxic substances commonly found in used
electronics, EPA has identified lead, mercury, and cadmium (which are
typically found in computers or monitors), as priority toxic chemicals
for reduction under the agency's Resource Conservation Challenge.
According to EPA, these toxic substances do not break down when
released into the environment and can be dangerous, even in small
quantities.
Cost and Regulatory Factors Deter Recycling and Reuse of Used
Electronics:
The costs associated with recycling and reuse, along with limited
regulatory requirements or incentives, discourage environmentally
preferable management of used electronics. Generally, consumers have to
pay fees and take their used electronics to locations that are often
inconvenient to have them recycled or refurbished for reuse. Recyclers
and refurbishers charge fees to cover the costs of their operations. In
most states, consumers have an easier and cheaper alternative--they can
take them to the local landfill. This easy and inexpensive alternative
helps, in part, explain why so little recycling of used electronics has
thus far taken place in the United States. Moreover, this economic
reality, together with federal regulations that do little to preclude
disposal of used electronics along with other wastes, have led a
growing number of states to enact their own laws to encourage
environmentally preferable management of these products.
Cost and Consumer Inconvenience Discourage Recycling and Reuse of Used
Electronics:
Consumers who seek to recycle or donate their used electronics for
reuse generally pay a fee and face inconvenient drop-off locations.
Unlike their efforts for other solid waste management and recycling
programs, most local governments do not provide curbside collection for
recycling of used electronics because it is too expensive. Instead,
some localities offer used electronics collection services, for a fee,
at local waste transfer stations. These localities send consumers' used
electronics to recyclers for processing.[Footnote 11] For example,
transfer stations in Snohomish County, Washington, charge consumers
between $10 and $27 per unit for collecting and transporting used
electronics to recyclers and, ultimately, paying the recycler to
responsibly handle the products.
Moreover, such transfer stations are generally not conveniently
located, and rural residents, such as those in parts of Snohomish
County, may need to drive more than an hour to get to the nearest drop-
off station. Our survey respondents recognize this challenge for the
recycling infrastructure--over 70 percent believe that existing
collection options for recycling used electronics are inconvenient for
households. However, in some localities, consumers can also take their
used electronics directly to a recycler, where they are typically
charged a fee. In the Portland, Oregon area, for instance, one recycler
charges consumers 50 cents per pound to recycle computers, monitors,
and televisions, which means it costs consumers about $28 to recycle an
average-sized desktop computer system.
Recyclers charge these fees to cover the costs they incur when
disassembling used electronics, processing the components, and refining
the commodities for resale. As noted in a 2003 report by the
International Association of Electronics Recyclers, most recyclers and
refurbishers in the United States cannot recoup their expenses from the
resale of recycled commodities or refurbished units. The report, which
compiled data from more than 60 recyclers in North America, stated that
the costs associated with recycling are greater than the revenue
received from reselling recycled commodities and that fees are needed
to cover the difference. Furthermore, the report states that the value
of commodities recovered from computer equipment, such as shredded
plastic, copper, and aluminum, is only between $1.50 and $2.00 per
unit. This point is further underscored by our interviews with eight
electronics recyclers, who were unanimous in emphasizing that they
could not cover costs without charging fees.
The costs associated with recycling make it unprofitable (without
charging fees) for several reasons. First, recycling used electronics
is labor intensive--the equipment must be separated into its component
parts, including the plastic housing, copper wires, metals (e.g., gold,
silver, and aluminum), and circuit boards, as well as parts that can be
easily reused or resold, like hard drives and CD-ROM drives. Officials
with Noranda Recycling Inc., which recycles used electronics for
Hewlett-Packard, told us that over 50 percent of their total costs for
recycling are labor costs involved in disassembly, even though they
operate some of the most technologically advanced equipment available.
Labor costs are high, in part, because electronic products are not
always designed to facilitate recycling at end of life. For instance, a
Hewlett-Packard official told us 30 different screws must be removed to
take out one lithium battery when disassembling a Hewlett-Packard
computer for recycling. According to this official, if Hewlett-Packard
spent $1 in added design costs to reduce the number of different screws
in each computer, it would save Noranda approximately $4 in its
disassembly costs.[Footnote 12] A substantial majority of respondents
to our survey agreed that the complexities of taking apart used
electronics is a major hindrance that impedes the recycling of these
products--over 60 percent said that recycling is discouraged because of
the difficulty of disassembly.[Footnote 13]
Second, to obtain sellable commodities, the resulting metal and plastic
"scrap" must be further processed to obtain shredded plastic, aluminum,
copper, gold, and other recyclable materials. Processing in this
fashion typically involves multimillion-dollar machinery. According to
officials with one international electronics recycling company,
processing costs are high, in part, because this sophisticated and
expensive machinery is being used to process the relatively limited
supply of used electronics being recycled in the United States. Company
officials noted that, by contrast, in some European countries where
manufacturers are required to take financial responsibility for
recycling their products, the increased supply of recyclable
electronics has decreased the company's per-unit processing costs and
increased the net revenue associated with recycling used electronics.
Finally, recyclers incur additional expenses when handling and
disposing of toxic components (such as batteries) and toxic substances
(such as lead), which are commonly found in used electronics. These
expenses include removing the toxic components and substances from the
product, as well as handling and processing them as hazardous
material.[Footnote 14] Once separated from the product, these wastes
may be regulated as hazardous wastes and, thus, subject to more
stringent RCRA requirements governing their transportation, storage,
and disposal. CRTs from computer monitors and televisions are
particularly expensive to dispose of because they contain large volumes
of leaded glass, which must be handled and disposed of as a hazardous
waste. Some recyclers, for example, send their CRT glass to a lead
smelter in Missouri that charges 6.5 cents per pound. A study on the
economics of recycling personal computers found that the cost
associated with disposing of CRT monitors substantially reduces a
recycler's net revenue.[Footnote 15]
Refurbishers charge similar fees to cover the costs involved in
guaranteeing data security by "wiping" hard drives, upgrading systems,
installing software, and testing equipment. A program manager for a
nonprofit technology assistance provider told us that it generally
costs about $100 to refurbish a Pentium III computer system, plus an
additional licensing fee of about $80 for an operating system.
To help minimize the cost and inconvenience of recycling used
electronics, Office Depot and Hewlett-Packard partnered to provide free
take-back of used electronics at Office Depot retail stores in 2004.
Office Depot collected used electronics at their retail stores, and
then sent them to Hewlett-Packard facilities for recycling. Over a 3-
month period, nearly 215,000 computers, monitors, and televisions were
collected and recycled. EPA officials told us that the pilot program
showed the extent to which recycling can be encouraged by making it
inexpensive and convenient to the consumer.
Federal Regulatory Framework Governing Used Electronics Provides Little
Incentive for Recycling or Reuse:
The lack of economic incentives promoting recycling and reuse of
electronics is compounded by the absence of federal provisions that
either encourage recycling, or preclude their disposal in landfills.
Specifically, current federal laws and regulations (1) allow hazardous
used electronics in municipal landfills, (2) do not provide for a
financing system to support recycling, and (3) do not preclude
electronic products generated in the United States from being exported
and subsequently threatening human health and the environment overseas.
Hazardous Used Electronics Are Allowed in Municipal Landfills:
Regulation at the federal level of used electronics identified as
hazardous waste and disposed in landfills falls under RCRA Subtitle C,
which was established to ensure that hazardous waste is managed in a
manner that is protective of human health and the environment. Many
computer monitors and televisions are considered hazardous waste under
RCRA, and some materials from circuit boards might be hazardous waste
as well. Federal regulations bar entities that generate more than 220
pounds of hazardous waste per month from sending hazardous waste to
municipal solid waste landfills. However, households and entities that
generate more than 220 pounds of hazardous waste per month are exempt
from many RCRA regulations, thus allowing them to deposit their used
electronics in municipal solid waste landfills--even though CRTs in
computer monitors and televisions, and potentially circuit boards in
computers, exhibit characteristics of hazardous waste. EPA's Office of
Solid Waste regulates hazardous waste under RCRA, but its regulations
do not require households and other entities that generate small
quantities of hazardous waste to recycle or reuse used electronics, nor
do its regulations require the office to establish a mandatory national
approach, such as a disposal ban.
In response to the RCRA regulatory exemption for household hazardous
waste and the growing volume of obsolete electronics within their
boundaries, four states--California, Maine, Massachusetts, and
Minnesota--recently banned some used electronics from
landfills.[Footnote 16] Such bans appear to have contributed to a
higher degree of recycling than in states where disposal in solid waste
landfills is allowed. In San Ramon, California, for instance, a 1-day
collection event for television monitors yielded 24,000 units. In
contrast, in Richmond, Virginia, a metropolitan area 4 times the size
of San Ramon but without a landfill ban, a similar collection event
(organized by the same electronics recycler as in San Ramon) only
yielded about 6,000 monitors. This difference in yield is consistent
with assessments of California and Massachusetts officials, who all
said that their states have seen substantial increases in used
electronics recycling. One international electronics recycler, for
instance, set up recycling facilities in the San Francisco area in 2003
because of the large volume of used electronics that was no longer
being disposed of in landfills. In Massachusetts, an official with the
Department of Environmental Protection said that six businesses
dedicated to electronics recycling were created following the enactment
of a landfill ban. Finally, over 95 percent (all but one) of survey
respondents said that a national disposal ban should be enacted to
overcome the factors that discourage recycling and reuse of used
electronics.
Recyclers we interviewed in California and Massachusetts said that a
positive side effect of a ban is increased public awareness. In
Massachusetts, for example, the Department of Environmental Protection
conducted a survey in which over 60 percent of the respondents were
aware that electronic products were banned from landfills. Of note,
only 25 percent of survey respondents believe that the public is aware
of recycling options for used electronics on a national scale, and over
85 percent believe that the overall lack of awareness of recycling
options discourages recycling of these products.
Experts Believe a National Financing System Is Needed to Support
Recycling:
Given the inherent economic disincentives to recycling used electronics
in the United States, we also found widespread agreement among our
survey respondents and others we contacted that establishing some type
of financing system is critical to making recycling and reuse
sufficiently inexpensive and convenient for consumers to attract their
participation. Of particular note, over 90 percent of survey
respondents support one of the two major proposals being discussed--an
advanced recovery fee (ARF) or extended producer responsibility (EPR)-
-or, a hybrid of the two.[Footnote 17] Yet despite broad agreement in
principle, participants in the EPA-sponsored NEPSI process,
particularly those in the computer and television industries, did not
reach agreement on a uniform, nationwide financing system after several
years of meetings.
In the absence of a national system, several states have enacted their
own financing systems through legislation to help ensure
environmentally preferable management of used electronics. For example,
in 2005, California implemented an ARF on all new video display
devices, such as televisions and computer monitors, sold within the
state. The fee is charged to consumers at the time and location of
purchase and can range between $6 and $10. According to an official
with the California Department of Toxic Substance Control, the revenues
generated from the fee are intended to deal with a key concern--used
electronics in storage, or "legacy waste." The officials explained that
while California's recycling industry had sufficient capacity to
recycle large volumes of used electronics, consumers and businesses had
little incentive to take products out of their basements or warehouses
to have them recycled. The state uses revenues from the fees to
reimburse electronics recyclers at the rate of 48 cents per pound of
used electronics recycled. The recyclers, in turn, pass on to
collectors 20 cents per pound of used electronics, thereby providing an
incentive for entities to make collection free and convenient for
households.
The state is still in the preliminary stages of program implementation,
and state officials acknowledge that they face a number of challenges.
Some of these challenges underscore the difficulty of dealing with the
electronic waste problem on a state-by-state basis. The officials
noted, for instance, that the ARF applies only to electronics purchased
in California, and that the fees are intended only for used electronics
originating in the state. Implementing the program within the state's
boundaries, however, may prove difficult because the payout may attract
units originating in other states. Preventing this problem, they say,
requires substantial documentation for each unit, and may require a
substantial enforcement effort.
While California's ARF focuses on consumers of electronics, Maine's
approach focuses on producers through an EPR-like system. In 2004, the
state passed legislation requiring computer and television
manufacturers who sell products in Maine to pay for the take back and
recycling of their products at end of life. Under this plan, consumers
are to take their used electronics to a consolidation point, such as a
transfer station, where they are sorted by original manufacturer. Each
manufacturer is physically or financially responsible for transporting
and recycling its products, along with a share of the products whose
original manufacturer no longer exists. According to one official with
Maine's State Planning Office, a key challenge of its EPR system is the
lack of a financial incentive for consumers to take their used
electronics out of storage. Additionally, consumers will still likely
have to pay a fee at consolidation points.
Several other states have implemented or are considering implementing
financing systems for used electronics. Earlier this year, Maryland
passed legislation requiring all computer manufacturers that sell
computers in the state to pay $5,000 into a fund to help implement
local recycling programs.[Footnote 18] For manufacturers that implement
a computer take-back program in the prior year, the fee is only $500.
Other states, such as Arkansas, Colorado, Florida, and Massachusetts,
have allocated grants to help pay for the recycling of used
electronics, and New York, Rhode Island, and Vermont are considering
enacting EPR-like programs.
The differing financing systems of California and Maine, as well as
those being considered by other states, suggest that in the absence of
a national approach, a patchwork of potentially conflicting state
requirements is developing. Further, this patchwork may be placing a
substantial burden on manufacturers, retailers, and recyclers. A
manufacturer in one state, for example, may have an advance recovery
fee placed on its products; whereas in another state, the same
manufacturer may have to take back its products and pay for recycling.
Hewlett-Packard serves as one example: in Maine, officials estimate
they will spend almost $90,000 per year paying for the take-back and
recycling of their products under the state's EPR system. In
California, Hewlett-Packard incurred over $3 million in start-up costs
and will spend an additional $250,000 per year because the state's ARF
system requires them to track their products that have been distributed
to various retailers, who then add a fee. A Hewlett-Packard official
said implementing one financing system on a national scale would be
more preferable than implementing numerous financing systems on a state-
by-state basis that have different requirements and, thus, require
additional costs. A Hewlett-Packard official also told us that these
conflicting systems involve start-up costs, which could cost over $2
million dollars per state if a new state system differs from those
currently in place.
Similarly, a Seattle area recycler told us that because of the
differing state requirements and the lack of a national approach,
recyclers find it difficult to invest in developing a recycling
infrastructure. Specifically, he noted that without certainty about the
regulatory landscape, larger recyclers will not enter the industry and
invest in technologies that can reduce costs, such as has been done in
some European countries where recycling used electronics is more
profitable. He added that until this problem is addressed, recycling
will continue to be conducted primarily by small, niche companies.
Not surprisingly, three major computer manufacturers we contacted said
that while they have individual preferences for one financing mechanism
or another (usually an ARF or EPR system), their main preference is to
operate within a uniform national system that mandates a financing
system preempting varying state requirements. Recyclers and state and
local government officials generally agreed, noting that having a
system in place that covers costs and is national in scope is more
important to them than their preferences for a particular system. Our
survey results substantiate these views, with over 95 percent of survey
respondents indicating that national legislation should be enacted, and
over 90 percent of that group stating that one of the major proposals
being discussed (or a hybrid of the two) should be included, such as an
ARF or EPR system.
Because of these challenges, EPA sponsored a major effort in this
regard by providing the initial funding for the multistakeholder
National Electronic Product Stewardship Initiative (NEPSI) process.
NEPSI stakeholders met between 2001 and 2004, in part, to develop a
financing system to facilitate recycling and reuse of used electronics.
The process ultimately dissolved in 2005, however, in large part
because EPA withdrew its participation and funding.[Footnote 19]
Notwithstanding EPA's withdrawal of its sponsorship of the NEPSI
process, the agency still generally advocates financing systems for
resource conservation that involve all stakeholders--consumers,
manufacturers, and retailers--who benefit from resource use. Under the
Resource Conservation Challenge, EPA seeks to have products designed
with reuse and recycling in mind, the costs of reuse and recycling
included in the price of the product, and improved mechanisms for
collecting products for recovery. Further, in the Resource Conservation
Challenge's strategic plan, EPA recognizes that for some products, such
as electronics, recycling is not economically sustainable. For these
products, EPA supports the consideration of financing approaches that
have been implemented in Japan and some European nations, in which the
cost of recovering products is incorporated into the cost of buying the
product; and in which incentives are provided for environmentally
preferable design.
For example, Japan enacted the Home Appliances Recycling Law in 1998,
which requires that retailers collect--and manufacturers and importers
recycle--four types of household appliances, in which televisions are
included. The law's inclusion of televisions has encouraged the
development of a television and CRT recycling industry in Japan, where
substantial research has gone into the development of television
dismantling and recycling technologies. Since enactment of this law,
Sony, for example, has cooperated with other companies to establish 190
take-back sites and 15 recycling plants in Japan.
In Europe, the European Union (EU) enacted the Waste Electrical and
Electronic Equipment Directive, which established comprehensive take-
back and recycling requirements for retailers, manufacturers, and
importers of electrical and electronic products, including televisions,
computers, and monitors. The directive requires that producers and
importers finance the separate collection of waste electronics either
on their own or through collective systems financed by themselves and
other members of the industry. Ninety-three percent of our survey
respondents believe that this directive will facilitate collection and
recycling of used electronics in the EU. The EU also addressed the
issue of hazardous substances in discarded used electronics by
requiring that six hazardous substances, including substances such as
lead, mercury, and cadmium, commonly found in used electronics, be
replaced by other substances by July 1, 2006.
Oversight of Exported Used Electronics Is Limited:
The lack of oversight over some exported used electronics also appears
to be discouraging environmentally preferable management of such
products and inhibiting the development of a domestic recycling
infrastructure. Companies export used electronics because the largest
markets for reused computers and televisions are overseas. One EPA
official told us that consumers in developing countries are more
willing to purchase older computer and television models than consumers
in developed countries.
Likewise, the largest markets are also overseas for commodities
commonly found in used electronics, such as copper, aluminum, and
shredded plastic. In many developing countries, commodities such as
these can be obtained more cheaply by disassembling whole units, such
as CRT televisions and monitors, under less stringent environmental
requirements. As a result of this demand, many businesses, schools,
government agencies, and recyclers in the United States receive e-mails
from foreign brokers willing to pay them for their obsolete computers
and televisions, even if the products cannot be reused. For example, we
observed that at one e-commerce Web site, a broker sought to purchase
50,000 used monitors per month and did not require the monitors to be
tested to determine whether they could be reused. Another broker in
Pakistan sought to purchase 1 million nonworking monitors annually at a
price of $2 to $3 per monitor. In another instance, another broker
specifically requested nonworking monitors and wanted to fill at least
10 containers, which amounts to anywhere from 6,000 to 11,000 units
overall (depending on their size).
Five electronics recyclers we interviewed, including two who export
nonworking whole computers and televisions, agreed that brokers such as
these are probably not handling nonworking units responsibly once the
units reach their final overseas destination. According to these
recyclers, it costs money to disassemble and recycle used electronics
in such a way that protects human health and the environment from
exposure to toxic substances. In many importing countries, they note,
labor costs are far lower, in part because the regulatory standards
needed to protect workers' health and the environment are far more
lenient. One EPA official agreed, noting that it is safer and more
protective of the environment if used electronics are disassembled (and
their materials subsequently separated) in the United States under
sound environmental standards before exporting recycled commodities.
Even so, two Seattle area recyclers told us they regularly receive e-
mails requesting these types of products, and they are aware of many
other organizations, such as school districts, that sell their obsolete
computers and televisions to foreign brokers because it costs too much
to have them disassembled in the United States in a manner protective
of human health and the environment.
As the export of nonworking whole units continues, a growing body of
evidence suggests that it is cause for concern in developing countries.
Instances have been documented recently to confirm the assertions of
some recyclers and environmental groups that human health and
environmental threats have resulted from the less-regulated disassembly
and disposal of many of these U.S.-generated used electronics overseas-
-products that were allegedly destined for reuse (See fig. 1.) A 2002
documentary by the Basel Action Network and Silicon Valley Toxics
Coalition videotaped egregious disassembly practices in China that
involved open burning of wire to recover copper, open acid baths for
separating precious metals, and human exposure to lead and other
hazardous materials.[Footnote 20] According to a report by these
groups, most of the used electronics being handled in this manner were
of North American origin.
Figure 1: A Woman in Guiyu, China, Disassembling a CRT Monitor:
[See PDF for image]
[End of figure]
Additionally, it appears that nonworking whole electronic products are
more frequently handled in an irresponsible manner. Specifically, seven
recyclers we interviewed, along with a majority of survey respondents,
told us that nonworking whole products (CRT televisions and computer
monitors in particular) are much more likely to pose environmental and
human health risks if they are not disassembled in the United States
prior to being exported. Accordingly, one survey respondent told us
that the export of such products should be regulated more closely than
the export of specific commodities, such as copper, because they still
contain toxic substances likely to be handled improperly in countries
without regulations to protect human health and the environment. Our
survey respondents generally supported these views: while more than 75
percent believe that exports of working units should be allowed to help
developing countries advance technologically, only about 20 percent
said that export of nonworking whole products should be
allowed.[Footnote 21]
Despite the additional risks posed by the export of nonworking whole
CRT televisions and monitors, few legal safeguards are in place to
ensure that these units are managed responsibly or indeed destined for
reuse overseas, and one proposed rule by EPA aims to reduce the few
safeguards that currently exist.[Footnote 22] Under U.S. law, hazardous
electronic products that will be disassembled in another country are
subject to a number of export regulations. Such products may only be
exported with the consent of the government of the receiving country,
and the Department of State must forward to that government a
description of the federal regulations that would apply to the waste if
it remained in the United States. The receiving government may specify
the terms of its consent and, under U.S. law, the exporter must comply
with these terms. In addition, the exporter must know the final
destination of the wastes and must obtain verification that it reached
the destination. The exporter must also make yearly reports to EPA
detailing the type, quantity, frequency, and ultimate destination of
exported hazardous waste.
In practice, however, U.S. legal restrictions on the export of
hazardous waste have had little apparent effect on exporters of used
electronics, even if the units will be disassembled when they reach
their final destination overseas. One reason for this is that EPA has
long interpreted the definition of "waste" (and, thus, "hazardous
waste") to exclude products that will be reused "as is" or after minor
repairs. Therefore, although U.S. export regulations on hazardous waste
apply to products that will not be reused at their destination, the
regulations do not apply to products that are bound for reuse.
Moreover, nothing in RCRA or its regulations requires exporters to
demonstrate that their products will be reused. Exporters can simply
assert that their exported used electronics are bound for reuse, even
if the exports instead are completely disassembled when they reach
their destination.
Of additional concern is EPA's June 2002 proposed rule, which would,
under most circumstances, exclude hazardous CRT televisions and
computer monitors from RCRA's existing notification and consent
regulations for hazardous waste exports. The purpose of the rule, as
outlined in the Federal Register, is to encourage greater reuse and
recycling of these products in the United States by streamlining the
management requirements for used CRTs, while maintaining necessary
environmental protection.[Footnote 23] Many stakeholders support this
rule, including recyclers and manufacturers, because it helps reduce
the costs of recycling CRT televisions and computer monitors. However,
under the proposed rule, EPA also proposed that CRT televisions and
computer monitors, including broken units, be excluded from RCRA's
export notification and consent laws and regulations. Thus, exporters
would be excluded from having to obtain the consent of the receiving
country before exporting the waste and from having to make yearly
reports to EPA detailing the quantity and destination of used CRT
exports. This provision is in stark contrast to recommendations
developed by EPA's Common Sense Initiative between 1994 and 1998, which
recommended that entities exporting CRTs be subject to the same export
regulations as other generators of hazardous waste.[Footnote 24]
According to one EPA official closely involved in this proposed
rulemaking effort, EPA received numerous comments from individuals and
organizations concerned that the rule would increase the export of
eventual hazardous wastes to countries ill-equipped to manage them in a
manner protective of human health and the environment. As a result,
this and another EPA official told us that EPA is making changes to the
final rule that address these stakeholders' concerns while, at the same
time, helping the domestic recycling infrastructure. Currently, the
rule--along with language addressing oversight of hazardous exports--is
being reviewed by the Office of Management and Budget.
In addition to the added health and environmental risks posed by
nonworking whole electronic products, several recyclers who disassemble
domestically told us they cannot compete with exporters of nonworking
whole products because these exporters do not bear the costs of
adherence to U.S. environmental regulations. In support of this view,
75 percent of survey respondents said that exports such as these reduce
the viability of the U.S. recycling infrastructure. Additionally,
concerned about potential environmental and human health risks
resulting from U.S.-generated used electronics, over 70 percent of
survey respondents said the U.S. government should place some
restrictions on used electronics exports.
Federal Efforts to Increase Recycling and Reuse of Used Electronics Can
Be Strengthened:
EPA has implemented several promising voluntary programs to encourage
recycling and reuse of used electronics. Without EPA authority to
require recycling of these products or to require other federal
agencies to participate, however, these programs' successes have been
and will continue to be limited.
Voluntary EPA Programs Show Promise:
In 2002, EPA organized its voluntary efforts for environmentally
preferable management of used electronics under a broadly scoped
program called the Resource Conservation Challenge. This program
focuses EPA resource conservation efforts on four critical areas, two
of which are directly related to used electronics: (1) promoting
environmentally preferable management of used electronics, such as
recycling, and (2) reducing toxic substances potentially entering the
waste stream. This program also challenges the federal government to
lead by example. Since 2000, EPA has spent about $2 million on
voluntary pilot programs, projects, and grants related to recycling
used electronics. Three particularly promising projects under this
program include (1) the Federal Electronics Challenge (FEC); (2) the
Electronic Product Environmental Assessment Tool (EPEAT), both of which
leverage U.S. government purchasing power to promote environmentally
preferable management of electronic products from procurement through
end of life; and (3) the "Plug-In To eCycling" campaign, which aims to
minimize the economic factors that deter recycling.
The FEC program challenges federal agencies and facilities to procure
environmentally preferable electronic products, extend the lifespan of
these products, and expand markets for recycling and recovered
materials by recycling them at end of life. The FEC provides guidance
on environmentally preferable attributes of electronic products,
information on operating and maintaining them in an energy-efficient
manner, and on options for recycling or reusing them at end of life.
Currently, 12 federal agencies and 61 individual federal facilities
participate in the FEC to some extent. Of note, the Bonneville Power
Administration (BPA) recently documented cost savings associated with
its FEC participation. BPA noted, for example, that through the
program, it extended the lifespan of its personal computers from 3 to 4
years. With over 500 computers procured each year at an annual cost of
more than $500,000, a BPA official said that extending computer life
spans could generate substantial savings. Additionally, BPA decided to
procure new flat-screen monitors instead of CRT monitors, reducing both
hazardous waste tonnage and end of life recycling costs. According to
BPA, it expects to save at least $153 per monitor over the life of each
monitor.
Relatedly, the EPEAT program promotes environmentally preferable
management of electronics by helping large purchasers, such as
government agencies, compare and select laptop computers, desktop
computers, and monitors with environmentally preferable attributes. For
example, using EPEAT, purchasers can evaluate the design of an
electronic product for energy conservation, reduced toxicity, extended
lifespan, and end of life recycling, among other things. EPEAT's three-
tier system--bronze, silver, and gold--provides purchasers with the
flexibility to select equipment that meets the minimum performance
criteria, or to give preference to products with more environmental
attributes. For manufacturers, EPEAT provides flexibility to choose
which optional criteria they would like to meet to achieve higher
levels of EPEAT qualification. EPEAT was developed along the lines of
EPA and DOE's Energy Star program, in which the federal government
rewards manufacturers that offer businesses and consumers energy-
efficient products that ultimately save money and protect the
environment by providing them with the Energy Star label for their
products. In fact, specific EPEAT procurement criteria are drawn
heavily from Energy Star standards. EPA expects EPEAT to be instituted
in 2006.
Another promising program, the Plug-In To eCycling campaign, has led to
the collection and recycling of over 45 million pounds of used consumer
electronics in the United States, including computers, monitors, and
televisions, since 2003. The "Plug-In To eCycling" campaign is
partnering with over 20 industry affiliates and 27 state and local
governments to provide the public with information about recycling and
to establish pilot projects to test innovative approaches to collect
and manage used electronics. In the pilot projects funded through Plug-
In To eCycling, partnering organizations have reduced the cost and
inconvenience of recycling used electronics. For example, manufacturers
have helped pay the cost of recycling used electronics; retailers have
helped provide collection opportunities; recyclers have helped provide
lower costs for larger quantity, longer-term contracts that meet
environmentally safe management guidelines; and consumers have taken
their used electronics from storage to designated locations. In 2004,
Plug-In To eCycling sponsored four pilot projects, which all involved
holding collections events at retailers such as Best Buy, Good Guys,
Office Depot, Staples, and Target. These pilot collection events lasted
from a few weeks to a few months and collected over 11 million pounds
of used electronics.
Lack of EPA Authority for Requiring Federal Agency Participation Limits
Programs' Successes:
While the voluntary EPA programs outlined above have produced tangible
results, their ultimate potential is constrained by the lack of EPA
authority to require broader participation. Currently, for example,
only 61 out of thousands of federal facilities are participating in the
FEC. Requiring participation by private parties and state and local
governments in these programs may be neither realistic nor desirable.
However, as discussed below, there is ample precedent for actions that
would engender greater federal participation in these types of
programs. Wider federal participation would likely benefit both the
environment and the development of the electronics recycling industry-
-federal agencies were expected to spend over $60 billion on
televisions, computers, monitors, and other information technology
products and services in fiscal year 2005 alone.
Perhaps the best precedent for requiring broader federal participation
in electronics recycling is the Energy Star program, co-sponsored by
EPA and the Department of Energy. According to EPA, in 2004 alone,
Energy Star products helped save approximately $10 billion in energy
costs and reduced greenhouse gas emissions by an amount equivalent to
that produced by 20 million automobiles. Also, in 2005, public
awareness of Energy Star reached over 60 percent. Because of Energy
Star's high profile, EPA officials told us that although manufacturers
do not have to design their products to meet Energy Star criteria, many
manufacturers view Energy Star as a de facto requirement for design of
their products--suggesting that if their products do not have the
Energy Star label then they are at a competitive disadvantage in the
marketplace.
According to an EPA official who has worked on the Energy Star program
since its inception, part of Energy Star's success can be attributed to
two executive orders that required federal agencies to purchase
products equipped with Energy Star features. Specifically, Executive
Order 12845, issued in 1993, required federal agencies to procure
computers and monitors that meet Energy Star requirements for energy
efficiency. This EPA official told us that the early success of Energy
Star was enhanced by this executive order. Executive Order 13123,
issued in 1999, directs federal agencies to select Energy Star products
when procuring any energy-using product. For product groups where
Energy Star labels are not yet available, agencies are directed to
select products that are in the upper 25 percent of energy efficiency,
as designated by the Federal Energy Management Program.
In contrast, the potential success of the FEC and EPEAT programs is
presently limited because, unlike the Energy Star program, federal
agencies' participation is not required. The potential benefits from
broader federal participation were illustrated by BPA's experience,
which, as noted earlier, demonstrated significant cost and energy
savings and greater environmental protection. They were also
underscored by the results of our survey--almost 90 percent of
respondents said that federal government procurement criteria along the
lines of FEC and EPEAT should be required, and over 95 percent said
that such procurement criteria would encourage environmentally
preferable product design, and greater recycling and reuse.
Conclusions:
Despite the significant environmental benefits of recycling and reusing
used electronics, these environmentally preferable practices will
likely remain underutilized unless concerted actions are taken. Two
overarching factors contribute to this problem. First, consumers have
the cheaper and more convenient option of simply throwing these
products away in most states. Without a fundamental change in the
incentive structure affecting their decisions, such as through the
implementation of a consistent nationwide financing system, consumers
will continue to choose disposal as the preferable option of dealing
with used electronics in the overwhelming number of states where
disposal is allowed. Also in the absence of federal action, states are
taking measures to address their unique recycling challenges. This
state-by-state approach, however, has the unintended consequence of
increasing costs for manufacturers, retailers, and consumers, while
discouraging recyclers from investing in a domestic recycling
infrastructure. It has also led to an array of legislative proposals
that take very different approaches to address the problem.
Second, rather than paying for proper disassembly in the United States,
some organizations discarding used electronics (and some recyclers)
sell these units to overseas buyers with no guarantee that they will be
properly handled. The problem is particularly serious in the case of
nonworking whole products, such as CRT televisions and computer
monitors, which are often handled in a manner that causes adverse
environmental and human health effects in receiving countries. Current
RCRA regulations require EPA to oversee the export of many used CRT
televisions and computer monitors if such products will not be reused
at their final destination. In practice, however, there has been little
oversight over the export of these products because neither RCRA nor
its regulations require exporters to demonstrate that exported
electronic products will actually be reused. In addition to posing
health and environmental risks in developing countries, this practice
undermines the domestic recycling industry by providing a cheap
alternative to domestic recycling, which is more protective of human
health and the environment. Importantly, EPA's proposed CRT rule would
further exacerbate the problem if adopted as presently worded because
it would restrict EPA's regulatory authority to oversee the exportation
of most used CRT televisions and computer monitors.
These factors have prevented much recycling from occurring to date and,
if not addressed, will continue to stymie recycling and reuse efforts.
EPA has implemented several promising voluntary programs to encourage
recycling and reuse of used electronics, but without the authority to
require recycling of these products or to require other federal
agencies to participate, the success of these programs is and will
continue to be limited. In the past, the federal government has taken
steps to encourage environmentally preferable choices by leveraging its
substantial market power, but these actions required the participation
of all federal agencies. Using the success of the Energy Star program
as a precedent, the federal government has the opportunity to lead by
example by building on existing EPA programs to (1) enhance the
domestic recycling infrastructure for used electronics by ensuring a
steady and substantial supply of used electronics; (2) stimulate
markets for environmentally preferable electronic products by
purchasing energy efficient, easily recyclable products with high
recycled content and less toxic substances; and (3) save energy by
extending the lifespan of used electronics.
Recommendations:
Given the numerous and varying legislative proposals for nationwide
financing systems, we recommend that the Administrator, EPA, direct the
Offices of Solid Waste and Pollution Prevention and Toxics to bring its
expertise to bear on the issue by drafting a legislative proposal
including, but not limited to, recommendations for a consistent,
nationwide financing system that addresses the barriers to recycling
and reuse.
As EPA finalizes its proposed rule regarding CRTs, we also recommend
that the Administrator ensure that the final rule reflects the concerns
of numerous commenters that it will not constrict EPA's regulatory
authority to oversee the exportation of CRT televisions and monitors
(many of which exhibit the traits of hazardous wastes currently
regulated by EPA) to countries that do not have the environmental
protections in place to ensure their safe disassembly.
In addition, to establish a national recycling infrastructure and
encourage environmentally preferable management of used electronics
throughout their life-cycle, we also recommend that the Administrator
direct the Office of Solid Waste to take necessary action (in
collaboration with the Office of the Federal Environmental Executive)
to require federal agencies to participate in the Federal Electronics
Challenge and to procure electronic products that meet or exceed the
minimum performance criteria set by the Electronic Product
Environmental Assessment Tool.
Agency Comments and Our Evaluation:
We provided a draft of this report to the Administrator of the
Environmental Protection Agency for review and comment. In its October
14, 2005 letter, EPA expressed agreement with most of the report's
findings, noting further that agency reviewers found the report "to be
very well written, carefully researched, and clearly argued." EPA
disagreed, however, with our recommendations that the agency play a
more active role in promoting electronic waste recycling and reuse by
(1) developing a legislative proposal that would address key barriers
to recycling and reuse and (2) taking additional steps to ensure
broader implementation by federal agencies of EPA's initiatives to
promote wider use of electronics recycling and reuse across the federal
government.
EPA commented that it does not believe it is appropriate for the agency
to develop a proposal for establishing a nationwide financing system
that addresses the barriers to recycling and reusing used electronics.
EPA explained that since there is no consensus among manufacturers
regarding the optimal financing solution to meet these ends, the agency
is "not in the best position to choose between competing financing
solutions, given that this decision is one that is fundamentally a
business and economic issue, rather than an environmental issue." We
acknowledge the lack of consensus among manufacturers cited by EPA, but
disagree that this lack of consensus provides a compelling reason for
EPA to abstain from acting on this recommendation.
First, for the reasons cited in this report and those of other
organizations, electronic waste is becoming an increasingly important
environmental issue. As such, the fact that a key barrier involves
disagreement over competing financing solutions should not preclude EPA
from helping to resolve the problem. There are also ample precedents
for EPA's active involvement in addressing complex financial issues
affecting solutions to key environmental problems. EPA played a central
role, for example, in developing the Clean Water State Revolving Fund
and Drinking Water State Revolving Fund programs. These programs have
become instrumental in helping communities address their water
infrastructure needs efficiently and at lower cost to the federal
government.
Second, our survey results show that while there is disagreement on
precisely what financing mechanism should be used to resolve the
problem, there is an overwhelming consensus that (1) legislation will
be needed to deal with the problem and (2) a uniform nationwide
financing solution would be preferable to none at all. As we noted
above, the manufacturers we contacted said that while they have
individual preferences for one financing mechanism or another, their
overriding goal is to operate within a uniform national system that
mandates a financing system preempting varying state requirements. Our
survey results substantiated these views, with over 95 percent of
survey respondents indicating that some type of national legislation is
needed to move electronics recycling forward. Additionally, over 90
percent of these respondents believe that a financing system should be
included in national legislation. In essence, inaction itself is the
choice that has the least support among stakeholders in dealing with
electronics waste at the national level.
Third, an active EPA role in proposing options to Congress for a
nationwide financing system is consistent with the goals EPA has set
forth in its own strategic plan for electronics recycling.[Footnote 25]
In this plan, EPA commits to removing barriers to recycling and
identifying opportunities to reduce wastes. The plan also says that
sustainable funding systems must be available for recycling,
particularly for products in which recycling is not economically
viable. As noted earlier in our report, such is the case for used
electronics. Finally, EPA's plan notes that within 5 years, the agency
aims for "it to be as easy for consumers to recycle or find a re-user
for their television or computer as it is for them to buy one."
EPA's letter also disagreed with our recommendation that EPA take steps
aimed at requiring federal agencies to participate in the Federal
Electronics Challenge and Electronic Product Environmental Assessment
Tool program. In particular, citing its specific technical comments
provided to us under separate cover, EPA disagreed with our view that
participation in the FEC is limited. Among other things, EPA's
technical comments echoed often-cited data showing that the 12 federal
agencies participating in the program to date "represent over 80
percent of the Information Technology purchasing in the government."
The figure, however, overstates federal agency adherence to the goals
of the FEC. Participation by these 12 agencies, for example, does not
mean that 80 percent of all Information Technology products are
procured, operated, and recycled or reused at end of life in an
environmentally preferable fashion. Instead, participation simply means
these agencies have identified their current practices for managing
electronic products and set goals to improve them. However,
participating agencies and facilities are not required to meet these
goals. As a practical matter, 61 out of thousands of federal facilities
participate in the Federal Electronics Challenge, and only 5 are
meeting electronic product management criteria that the Federal
Electronics Challenge steering committee has asked them to attain.
We believe this track record falls short of the goals of EPA's Resource
Conservation Challenge, which asks the federal government to "lead by
example" in promoting recycling, reducing the use of toxic chemicals,
and conserving energy and materials in its life-cycle management of
electronic products. Past experience with similar programs (such as the
Energy Star program), together with EPA's experience to date with the
FEC, suggests that merely encouraging participation in these programs
will not meet these goals. Because the federal government will spend
about $65 billion on information technology in fiscal year 2006 while
discarding approximately 10,000 computers per week, we continue to
believe that our recommendation on this matter is both practical and
appropriate. Specifically, either through an executive order, changes
to the Federal Acquisition Regulations, or through some other means,
federal participation in the FEC and EPEAT programs should be required
to help ensure environmentally preferable management of used
electronics by the federal government.
EPA also provided technical clarifications on the text of our draft
report, which we have incorporated into the final report as
appropriate.
As agreed with your offices, unless you publicly announce the contents
of this report earlier, we plan no further distribution of this report
until 30 days from the date of this letter. At that time, we will send
copies of this report to interested congressional committees; the
Administrator of the Environmental Protection Agency; and other
interested parties. We will make copies available to others upon
request. In addition, the report will be available at no charge on the
GAO Web site at http://www.gao.gov.
If you or your staff have any questions about this report, please
contact me at (202) 512-3841 or [Hyperlink, stephensonj@gao.gov].
Contact points for our Office of Congressional Relations and Public
Affairs may be found on the last page of this report. Key contributors
to this report are listed in appendix IV.
Signed by:
John B. Stephenson:
Director, Natural Resources and Environment:
[End of section]
Appendixes:
Appendix I: Scope and Methodology:
To summarize existing research on the quantity of end-of-life
electronics and the problems they may pose, we reviewed scientific
studies and reports conducted by government agencies, nonprofits, trade
organizations, and academics. We also consulted with federal, state,
local, nonprofit, and industry officials, as well as academic and
research organization experts. For studies estimating the volume of
used electronics, we focused on those that generated original data
analyses rather than summaries of existing literature. In addition, we
limited our review to studies that provided nationwide
estimates.[Footnote 26] For studies that we cited in this report, we
reviewed their methodology, assumptions, limitations, and conclusions
to ensure that we properly represented the validity and reliability of
their results and conclusions. We also interviewed experts and study
authors from government, industry, and academia to obtain their views
on the quantity of used electronics and problems they may pose.
To examine the factors that affect the nation's ability to recycle and
reuse electronics, we examined current federal laws, regulations, and
guidance regarding solid and hazardous waste disposal as they relate to
the disposal of used electronics. We also reviewed pertinent state and
local laws, regulations, and guidance. In particular, we reviewed the
electronic waste legislation passed in Massachusetts, California,
Maine, Minnesota, and Maryland. We visited states and localities that
have implemented programs or passed legislation to responsibly manage
used electronics, including California, Maine, Massachusetts, Oregon,
and Washington. In addition we interviewed federal, state, local,
government officials. We also interviewed officials from original
equipment manufacturers, recyclers, trade organizations, nonprofit
organizations, and environmental advocacy groups, as well as academic
and research organization experts. Further, we examined EPA-sponsored
federal, state, and local pilot programs that attempt to encourage
recycling of electronic products. Finally, we also examined regulations
that manage used electronics in Japan and the European Union.
In addition, to obtain the views of informed stakeholders regarding the
factors that affect the nation's ability to recycle and reuse used
electronics, we conducted a survey of a nonprobability sample of
participants in the National Electronics Product Stewardship Initiative
(NEPSI) and other key stakeholders.[Footnote 27] The NEPSI stakeholders
met in a series of meetings between 2001 and 2004 in an attempt to
develop solutions to the issue of managing used electronics. NEPSI was
comprised of 48 stakeholders, with 15 representing federal, state, and
local governments; 16 representing equipment manufacturers; and 17
other stakeholders from environmental organizations, recyclers,
retailers, and academics. We attempted to contact all the NEPSI
stakeholders listed on NEPSI's Web site, but we could not obtain
current contact information for 4 of the 48 stakeholders or their
alternates. We also sent surveys to 3 alternate NEPSI stakeholders
because we were told by other stakeholders that they were active
participants in NEPSI deliberations and did not work in the same agency
as the primary stakeholder. We sent another 7 surveys to non-NEPSI
participants to provide more balance in our survey population. These 7
stakeholders included two retailers, two recyclers (one for profit and
one nonprofit), a recycling trade organization, a retail trade
organization, and an EPA consultant who is an expert on recycling
issues. Finally, we excluded from our survey population 4 stakeholders
that did not respond to our survey who the coordinator of NEPSI
characterized as "inactive" during the NEPSI deliberations, and 1
stakeholder who now works for the same organization as another
stakeholder. In total, our survey population comprised of 49
individuals, 42 of which completed surveys and submitted them to us,
yielding an 86 percent response rate.
To develop the questions for our survey, we identified key information
to gain a general understanding of recycling and reuse issues for used
electronics. In particular, the survey focused on areas such as public
awareness, collections, exports, costs, historic and orphan waste, and
hypothetical provisions in potential federal legislation. After
initially developing, reviewing, and modifying the survey questions, we
conducted a total of six pretests, two with GAO employees who were not
associated with this review, and four non-GAO employees who were chosen
on the basis of having characteristics similar to the NEPSI
stakeholders. The final changes to the survey were made on the basis of
the combined observations from the six pretests.
We conducted our review from October 2004 to September 2005 in
accordance with generally accepted government auditing standards, which
include an assessment of data reliability and internal controls.
[End of section]
Appendix II: Survey of Selected Stakeholders on Recycling Used
Electronics:
[See PDF for image]
[End of figure]
[End of section]
Appendix III: Comments from the Environmental Protection Agency:
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY:
OFFICE OF SOLID WASTE AND EMERGENCY RESPONSE:
WASHINGTON, D.C. 20460:
October 14, 2005:
Mr. John B. Stephenson:
Director:
Natural Resources and Environment:
Government Accountability Office:
Washington, DC 20548:
Dear Mr. Stephenson:
This letter provides EPA's comments and responses to the draft report
"Electronic Waste: Strengthening the Role of the Federal Government in
Encouraging Recycling and Reuse."
We appreciate your report and the work that lies behind it. We have
carefully reviewed the report and find it to be very well written,
carefully researched and clearly argued. We had a number of technical
and editorial suggestions which are provided in the attached document.
We agree with most of the findings made in this report. However, we
take issue with your specific recommendations on development of
legislation and on how to ensure broader implementation within the
Federal Government of the Federal Electronics Challenge and the
Electronic Products Environmental Assessment Tool. Our specific
suggestions with regard to those recommendations follow.
On page 33 of the draft report, GAO recommends that EPA "draft a
legislative proposal including, but not limited to, recommendations for
a consistent, nationwide financing system that addresses the barriers
to recycling and reuse." We do not believe it is appropriate for EPA
(on behalf of the Administration) to develop such a proposal. As GAO
knows, there is no consensus among manufacturers about what the best
financing solution is to enable widespread electronics recycling, even
though manufacturers and many other stakeholders have expressed the
view that a national solution is better than a patchwork of state
solutions. Manufacturers are sharply divided over whether it should be
a visible fee at point of sale charged to the consumer or some kind of
internalized fee charged to the manufacturers. Retailers appear to be
strongly opposed to a visible fee at point of sale. While EPA has
gained some expertise on the issues of financing electronics recycling
through participation in the NEPSI dialogue and its observation of
development of state laws, EPA is not in the best position to choose
between competing financing solutions, given that this decision is one
that is fundamentally a business and economic issue, rather than an
environmental issue. However, if the House Working Group on E-Waste or
a yet to be formed House/Senate Working Group on E-Waste were to take
up the task of developing a national financing bill modeled on some of
the financing solutions discussed in NEPSI or being implemented at the
state level, EPA could provide technical assistance, as requested.
GAO also calls on EPA to "take necessary action (in collaboration with
the Office of the Federal Environmental Executive) to require federal
agencies to participate in the Federal Electronics Challenge and to
procure electronic products that meet or exceed the minimum performance
criteria set by the Electronic Product Environmental Assessment Tool."
As we explain in more detail in our specific comments, we disagree with
GAO's view that participation in the FEC is limited, especially
considering that this program was just launched in the past year. And
we are not yet convinced that an Executive Order mandating
participation is the best approach to ensuring broad and effective
participation. However, we will explore this and other options with the
Office of the Federal Environmental Executive and will continue to work
with federal agencies and their facilities to encourage them to join
FEC and use EPEAT.
Thank you for the opportunity to review the draft. Once again, we
commend you on an excellent draft.
If you need additional information, you may contact Thea McManus,
Associate Director of the Municipal and Industrial Solid Waste
Division, Office of Solid Waste, at (703) 308-8738 or Clare Lindsay,
Office of Solid Waste, at (703) 308-7266.
Sincerely,
Signed for:
Thomas P. Dunne:
Acting Assistant Administrator:
Enclosure:
cc: Office of Pollution Prevention and Toxics,
Office of Administration and Resources Management.
[End of section]
Appendix IV: GAO Contact and Staff Acknowledgments:
GAO Contact:
John B. Stephenson (202) 512-3841:
Staff Acknowledgments:
Individuals making key contributions to this report included Nathan
Anderson, Charles Bausell, Virginia Chanley, Bernice Dawson, Steve
Elstein, Omari Norman, Alison O'Neill, Judy Pagano, Carol Herrnstadt
Shulman, Monica Wolford, and Arvin Wu.
(360517):
FOOTNOTES
[1] For the purposes of our study, used electronics includes computers,
computer monitors, and televisions that have reached the end of their
original useful life.
[2] States are subject to minimum national standards for the management
of municipal solid waste in landfills, but they are free to implement
more stringent policies as well.
[3] National Safety Council, Electronic Product Recovery and Recycling
Baseline Report, May 1999. These estimates are based on major
assumptions, as well as responses from only 38 percent of sampled
companies. Although the study supports the existence of a large and
growing problem, the precise estimates should be used with caution.
[4] CRTs are the technology used in most televisions and computer
display screens.
[5] International Association of Electronics Recyclers, IAER
Electronics Recycling Industry Report, 2003. These estimates are based
on major assumptions, as well as responses from only 20 percent of
sampled companies. Although the study supports the existence of a large
and growing problem, the precise estimates should be used with caution.
[6] "Flow and Capacity Analysis of Cathode Ray Tube Management for
Households and Conditionally Exempt Small Quantity Generators,"
prepared for EPA by ICF, June 2004. Because we were unable to review
the methodology of this study, these data should be used with caution.
[7] Bleiwas, Donald and Kelly, Thomas, Obsolete Computers, "Gold
Mines," or High-Tech Trash? Resource Recovery from Recycling
(Washington, D.C. U.S. Geological Survey, 2001). Because we were unable
to review the methodology of this study, these data should be used with
caution.
[8] The United Nations University is a think tank for the United
Nations and is not a degree granting university.
[9] Townsend, Timothy, et al, Characterization of Lead Leachability
from Cathode Ray Tubes Using the Toxicity Characteristic Leaching
Procedure. (University of Florida, Department of Environmental
Engineering Sciences: 2000). Because this study did not test a
representative sample of each type of electronic device, the results
cannot be generalized to the population. However, the results do
indicate that color monitors and televisions with CRTs have the
potential to be toxicity characteristic hazardous wastes.
[10] Solid Waste Association of North America, The Effectiveness of
Municipal Solid Waste Landfills in Controlling Releases of Heavy Metals
to the Environment (2004). We did not independently evaluate and
validate the reliability of the information from the studies reviewed
in this report.
[11] Data from recent EPA-sponsored pilot projects show that the costs
of collecting and transporting used electronics can be as much as two-
thirds of the total cost associated with recycling.
[12] Hewlett-Packard officials said they are currently modifying their
computers to reduce Noranda's recycling costs.
[13] The percentages used in this report reflect those survey
respondents who provided an answer for the question being examined and
does not include non-responses to the question.
[14] EPA does not regulate whole circuit boards that contain batteries
and minimal quantities of mercury. However, once these materials are
removed from the circuit boards, EPA may consider them to be hazardous
wastes.
[15] Boon, J.E., Isaacs, J.A., and Gupta, S.M. "Economic Sensitivity
for End of Life Planning and Processing of Personal Computers." Journal
of Electronics Manufacturing (Vol. 11, 81-93, 2002).
[16] The landfill bans in Maine and Minnesota take full effect in 2006.
[17] An ARF involves placing an additional fee on a product at the
point of sale. EPR involves the manufacturers of a product having
financial or physical responsibility for taking back their products for
recycling or reuse at end of life.
[18] An official with the Maryland Department of Environment estimated
that anywhere from 40 to 200 computer manufacturers might be required
to pay the fee. He cited one estimate that the fee will provide the
state with about $400,000 to use toward recycling used electronics.
[19] EPA provided funding for NEPSI through a cooperative agreement
with the University of Tennessee. EPA's Office of General Counsel
recommended that EPA withdraw from NEPSI because discussions had, by
late 2003, evolved to the point where some stakeholders were discussing
jointly lobbying for federal legislation. The Office of General Counsel
was concerned that EPA's continued involvement in this dialogue (and
continued funding of a grant to facilitate the dialogue) could raise
questions relating to anti-lobbying restrictions applicable to EPA
staff and EPA grantees.
[20] The Basel Action Network is an environmental group that works to
prevent the trade of toxic wastes from developed countries to
developing countries. The Silicon Valley Toxics Coalition is an
environmental group that works to prevent environmental and human
health problems caused by the electronics industry.
[21] Also of note, about 65 percent said that export of commodities
like copper and shredded plastic should be allowed once disassembled
domestically.
[22] The following are generally not classified as solid wastes under
RCRA, which means they cannot be regulated as hazardous waste: Used
electronics for reuse, whole circuit boards, shredded circuit boards,
if free of certain hazardous materials, metal from used electronics,
and scrap metal.
[23] Hazardous Waste Management System; Modification of the Hazardous
Waste Program; Cathode Ray Tubes and Mercury-Containing Equipment, 67
Fed. Reg. 40507 (proposed June 12, 2002).
[24] EPA's Common Sense Initiative was an advisory committee formed
under the Federal Advisory Committee Act.
[25] Environmental Protection Agency, Resource Conservation Challenge
Strategic Plan, What Can You Save Tomorrow? Five Year Plan.
[26] For the purposes of our study, used electronics includes
computers, computer monitors, and televisions that have reached the end
of their original useful life.
[27] Results from nonprobability samples cannot be used to make
inferences about a population, because in a nonprobability sample some
elements of the population being studied have no chance or an unknown
chance of being selected as part of the sample.
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