Inspectors General

Pursuant to a congressional request, GAO reviewed 27 federal entities' progress in establishing offices of inspector general (OIG).

GAO found that: (1) all 27 entities complied with 1988 legislation requiring them to establish OIG by appointing inspectors general (IG) or acting IG and preparing policy documents describing OIG missions and functions; (2) most of the entities made appropriate revisions to policy documents that did not always properly reflect OIG roles and authorities; (3) IG were the only professional staff assigned to OIG at eight entities, and IG lacking OIG staff resources intended to use management or other federal agencies' staff or rely on contractors to accomplish their plans; (4) lack of permanent staff could prevent OIG from developing in-depth and comprehensive knowledge of agency programs and subsequently limit effectiveness, and reliance on management staff could detract from OIG independence and objectivity; (5) the Office of Management and Budget (OMB) identified the Pension Benefit Guaranty Corporation's (PBGC) executive director and the Legal Services Corporation's (LSC) president as the entity heads to which IG must report, although the 1988 legislation required that OMB list the chief policymaking officer or board as entity head; and (6) both the Corporation for Public Broadcasting and the Federal Election Commission were able to resolve their concerns that establishing OIG would conflict with their missions by ensuring that IG focused on auditing and investigating entity activities, rather than becoming involved in program operating responsibilities.

Recommendations

Our recommendations from this work are listed below with a Contact for more information. Status will change from "In process" to "Open," "Closed - implemented," or "Closed - not implemented" based on our follow up work.

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