Homeland Security
Ongoing Challenges Impact the Federal Protective Service's Ability to Protect Federal Facilities
Gao ID: GAO-10-506T March 16, 2010
Recent events including last month's attack on Internal Revenue Service offices in Texas, and the January 2010 shooting in the lobby of the Nevada, federal courthouse demonstrate the continued vulnerability of federal facilities and the safety of the federal employees who occupy them. These events also highlight the continued challenges involved in protecting federal real property and reiterate the importance of protecting the over 1 million government employees, as well as members of the public, who work in and visit the nearly 9,000 federal facilities. This testimony is based on past GAO reports and testimonies and discusses challenges Federal Protective Service (FPS) faces in protecting federal facilities and tenant agencies' perspective of FPS's services. To perform this work, GAO visited a number of federal facilities, surveyed tenant agencies, analyzed documents, and interviewed officials from several federal agencies.
Over the past 5 years GAO has reported that FPS faces a number of operational challenges protecting federal facilities, including: (1) FPS's ability to manage risk across federal facilities and implement security countermeasures is limited. FPS assesses risk and recommends countermeasures to the General Services Administration (GSA) and its tenant agencies, however decisions to implement these countermeasures are the responsibility of GSA and tenant agencies who have at times been unwilling to fund the countermeasures. Additionally, FPS takes a building-by-building approach to risk management, rather than taking a more comprehensive, strategic approach and assessing risks among all buildings in GSA's inventory and recommending countermeasure priorities to GSA and tenant agencies. (2) FPS has experienced difficulty ensuring that it has sufficient staff and its inspector-based workforce approach raises questions about protection of federal facilities. While FPS is currently operating at its congressionally mandated staffing level of no fewer than 1,200 full-time employees, FPS has experienced difficulty determining its optimal staffing level to protect federal facilities. Additionally, until recently FPS's staff was steadily declining and as a result critical law enforcement services have been reduced or eliminated. (3) FPS does not fully ensure that its contract security guards have the training and certifications required to be deployed to a federal facility. GAO found that FPS guards had not received adequate training to conduct their responsibilities. Specifically, some guards were not provided building-specific training, such as what actions to take during a building evacuation or a building emergency. This lack of training may have contributed to several incidents where guards neglected their assigned responsibilities. GSA has not been satisfied with FPS's performance, and some tenant agencies are unclear on FPS's role in protecting federal facilities. According to GSA, FPS has not been responsive and timely in providing security assessments for new leases. About one-third of FPS's customers could not comment on FPS's level of communication on various topics including security assessments, a response that suggests that the division of roles and responsibilities between FPS and its customers is unclear. FPS is taking some steps to better protect federal facilities. For example, FPS is developing a new risk assessment program and has recently focused on improving oversight of its contract guard program.
GAO-10-506T, Homeland Security: Ongoing Challenges Impact the Federal Protective Service's Ability to Protect Federal Facilities
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Testimony:
Before the Subcommittee on Federal Workforce, Postal Service and the
District of Columbia, Committee on Oversight and Government Reform,
House of Representatives:
United States Government Accountability Office:
GAO:
For Release on Delivery:
Expected at 2:00 p.m. EDT:
Tuesday, March 16, 2010:
Homeland Security:
Ongoing Challenges Impact the Federal Protective Service's Ability to
Protect Federal Facilities:
Statement of Mark L. Goldstein, Director:
Physical Infrastructure Issues:
GAO-10-506T:
GAO Highlights:
Highlights of GAO-10-506T, a testimony before the Subcommittee on
Federal Workforce, Postal Service and the District of Columbia,
Committee on Oversight and Government Reform, House of Representatives.
Why GAO Did This Study:
Recent events including last month‘s attack on Internal Revenue
Service offices in Texas, and the January 2010 shooting in the lobby
of the Nevada, federal courthouse demonstrate the continued
vulnerability of federal facilities and the safety of the federal
employees who occupy them. These events also highlight the continued
challenges involved in protecting federal real property and reiterate
the importance of protecting the over 1 million government employees,
as well as members of the public, who work in and visit the nearly
9,000 federal facilities.
This testimony is based on past GAO reports and testimonies and
discusses challenges Federal Protective Service (FPS) faces in
protecting federal facilities and tenant agencies‘ perspective of FPS‘
s services. To perform this work, GAO visited a number of federal
facilities, surveyed tenant agencies, analyzed documents, and
interviewed officials from several federal agencies.
What GAO Found:
Over the past 5 years GAO has reported that FPS faces a number of
operational challenges protecting federal facilities, including:
* FPS‘s ability to manage risk across federal facilities and implement
security countermeasures is limited. FPS assesses risk and recommends
countermeasures to the General Services Administration (GSA) and its
tenant agencies, however decisions to implement these countermeasures
are the responsibility of GSA and tenant agencies who have at times
been unwilling to fund the countermeasures. Additionally, FPS takes a
building-by-building approach to risk management, rather than taking a
more comprehensive, strategic approach and assessing risks among all
buildings in GSA‘s inventory and recommending countermeasure
priorities to GSA and tenant agencies.
* FPS has experienced difficulty ensuring that it has sufficient staff
and its inspector-based workforce approach raises questions about
protection of federal facilities. While FPS is currently operating at
its congressionally mandated staffing level of no fewer than 1,200
full-time employees, FPS has experienced difficulty determining its
optimal staffing level to protect federal facilities. Additionally,
until recently FPS‘s staff was steadily declining and as a result
critical law enforcement services have been reduced or eliminated.
* FPS does not fully ensure that its contract security guards have the
training and certifications required to be deployed to a federal
facility. GAO found that FPS guards had not received adequate training
to conduct their responsibilities. Specifically, some guards were not
provided building-specific training, such as what actions to take
during a building evacuation or a building emergency. This lack of
training may have contributed to several incidents where guards
neglected their assigned responsibilities.
GSA has not been satisfied with FPS‘s performance, and some tenant
agencies are unclear on FPS‘s role in protecting federal facilities.
According to GSA, FPS has not been responsive and timely in providing
security assessments for new leases. About one-third of FPS‘s
customers could not comment on FPS‘s level of communication on various
topics including security assessments, a response that suggests that
the division of roles and responsibilities between FPS and its
customers is unclear.
FPS is taking some steps to better protect federal facilities. For
example, FPS is developing a new risk assessment program and has
recently focused on improving oversight of its contract guard program.
What GAO Recommends:
GAO makes no new recommendations in this testimony. DHS concurred with
GAO‘s past recommendations for FPS, but FPS has not completed many
related corrective actions.
View [hyperlink, http://www.gao.gov/products/GAO-10-506T] or key
components. For more information, contact Mark L. Goldstein at (202)
512-2834 or goldsteinm@gao.gov.
[End of section]
Mr. Chairman and Members of the Subcommittee:
We are pleased to be here to discuss the challenges the Federal
Protective Service (FPS) faces and tenant agencies' perspective of the
services FPS provides in protecting more than 1 million government
employees, as well as members of the public, who work in and visit the
nearly 9,000 federal facilities that are under the control and custody
of the General Services Administration (GSA). While there has not been
a large-scale terrorist attack on a domestic federal facility since
the terrorist attacks of September 11, 2001, and the 1995 bombing of
the Alfred P. Murrah Federal Building in Oklahoma City, recent events
including last month's attack on Internal Revenue Service offices in
Austin, Texas, and the January 2010 shooting in the lobby of the Las
Vegas, Nevada, federal courthouse demonstrate the continued
vulnerability of federal facilities and the need to ensure the safety
of the federal employees who occupy them. These recent events also
continue to demonstrate the challenges involved in protecting federal
real property and are part of the reason GAO has designated federal
real property management as a high-risk area.[Footnote 1]
FPS--located within the National Protection and Programs Directorate
(NPPD) of the Department of Homeland Security (DHS)--is responsible
for protecting the buildings, grounds, and property that are under the
control and custody of GSA, as well as the persons on that property;
authorized to enforce federal laws and regulations aimed at protecting
GSA buildings and persons on the property; and authorized to
investigate offenses against these buildings and persons.[Footnote 2]
FPS conducts its mission by providing security services through two
types of activities: (1) physical security activities, including
conducting risk assessments of facilities and recommending
countermeasures, aimed at preventing incidents at facilities and (2)
law enforcement activities, including proactively patrolling
facilities, responding to incidents, conducting criminal
investigations, and exercising arrest authority. To accomplish its
mission, FPS currently has a budget of around $1 billion, about 1,225
full-time employees, and about 15,000 contract guards deployed at
federal facilities across the country.
This testimony is based on our past reports and testimonies[Footnote
3] and discusses challenges FPS faces in protecting federal
facilities, as well as GSA and tenant agencies' views on the services
FPS's provides.[Footnote 4] Work for these past reports and
testimonies included assessing FPS's facility protection efforts using
our key security practices as a framework. We also visited FPS regions
and selected GSA buildings to assess FPS activities firsthand. We
surveyed a generalizable sample of 1,398 federal officials who work in
GSA buildings in FPS's 11 regions and are responsible for
collaborating with FPS on security issues. Additionally, we reviewed
training and certification data for 663 randomly selected guards in 6
of FPS's 11 regions. Because of the sensitivity of some of the
information in our prior work, we cannot specifically identify in this
testimony the locations of the incidents discussed. For all of our
work, we reviewed related laws and directives; interviewed officials
and analyzed documents and data from DHS and GSA; and interviewed
tenant agency representatives, contactors, and guards. These reviews
took place between April 2007 and September 2009. The previous work on
which this testimony is based was conducted in accordance with
generally accepted government auditing standards. Those standards
require that we plan and perform the audit to obtain sufficient,
appropriate evidence to provide a reasonable basis for our findings
and conclusions based on our audit objectives. We believe that the
evidence obtained provides a reasonable basis for our findings and
conclusions based on our audit objectives.
FPS Faces Challenges in Protecting Federal Facilities:
FPS's Ability to Manage Risk Across Facilities and Implement Security
Countermeasures Is Limited:
FPS assesses risk and recommends countermeasures to GSA and tenant
agencies; however, FPS's ability to use risk management to influence
the allocation of resources is limited because resource allocation
decisions are the responsibility of GSA and tenant agencies--in the
form of Facility Security Committees (FSC)--who have at times been
unwilling to fund the countermeasures FPS recommends. We have found
that, under the current risk management approach, the security
equipment that FPS recommends and is responsible for acquiring,
installing, and maintaining may not be implemented for several reasons
including the following:
* tenant agencies may not have the security expertise needed to make
risk-based decisions,
* tenant agencies may find the associated costs prohibitive,
* the timing of the assessment process may be inconsistent with tenant
agencies' budget cycles,
* consensus may be difficult to build amount multiple tenant agencies,
or:
* tenant agencies may lack a complete understanding of why recommended
countermeasures are necessary because they do not receive security
assessments in their entirety.[Footnote 5]
For example, in August 2007, FPS recommended a security equipment
countermeasure--the upgrade of a surveillance system shared by two
high-security locations that, according to FPS officials, would cost
around $650,000. While members of one FSC told us they approved
spending between $350,000 and $375,000 to fund their agencies' share
of the countermeasure, they said that the FSC of the other location
would not approve funding; therefore, FPS could not upgrade the system
as it had recommended. In November 2008, FPS officials told us that
they were moving ahead with the project by drawing on unexpended
revenues from the two locations' building-specific fees as well as the
funding that was approved by one of the FSCs. Furthermore, FPS
officials, in May 2009, told us that all cameras had been repaired,
and all monitoring and recording devices had been replaced, and that
the two FSCs had approved additional upgrades, which FPS was
implementing. As we reported in June 2008, we have found other
instances in which recommended security countermeasures were not
implemented at some of the buildings we visited because FSC members
could not agree on which countermeasures to implement or were unable
to obtain funding from their agencies. Currently no guidelines exist
outlining the requirements for FSCs including their composition,
requirements, and relationship with FPS. The Interagency Security
Committee (ISC), which is chaired within NPPD, recently began to
develop guidance for FSC operations, which may address some of these
issues. The ISC, however, has yet to announce an anticipated date for
issuance of this guidance.
Compounding this situation, FPS takes a building-by-building approach
to risk management, using an outdated risk assessment tool to create
facility security assessments (FSA), rather than taking a more
comprehensive, strategic approach and assessing risks among all
buildings in GSA's inventory and recommending countermeasure
priorities to GSA and tenant agencies. As a result, the current
approach provides less assurance that the most critical risks at
federal buildings across the country are being prioritized and
mitigated. Also, GSA and tenant agencies have concerns about the
quality and timeliness of FPS's risk assessment services and are
taking steps to obtain their own risk assessments. For example, GSA
officials told us they have had difficulties receiving timely risk
assessments from FPS for space GSA is considering leasing. These risk
assessments must be completed before GSA can take possession of the
property and lease it to tenant agencies. An inefficient risk
assessment process for new lease projects can add to costs for GSA and
create problems for both GSA and tenant agencies that have been
planning for a move. Therefore, GSA is updating a risk assessment tool
that it began developing in 1998, but has not recently used, to better
ensure the timeliness and comprehensiveness of these risk assessments.
GSA officials told us that, in the future, they may use this tool for
other physical security activities, such as conducting other types of
risk assessments and determining security countermeasures for new
facilities. Additionally, although tenant agencies have typically
taken responsibility for assessing risk and securing the interior of
their buildings, assessing exterior risks requires additional
expertise and resources. This is an inefficient approach considering
that tenant agencies are paying FPS to assess building security.
FPS Has Experienced Difficulty Ensuring That It Has Sufficient Staff,
and Its Inspector-Based Workforce Approach Raises Questions About
Protection of Federal Facilities:
While FPS is currently operating at its congressionally mandated
staffing level of no fewer than 1,200 full-time employees, FPS has
experienced difficulty determining its optimal staffing level to
protect federal facilities.[Footnote 6] Prior to this mandate, FPS's
staff was steadily declining and, as a result, critical law
enforcement services have been reduced or eliminated. For example, FPS
has largely eliminated its use of proactive patrol to prevent or
detect criminal violations at many GSA buildings. According to some
FPS officials at regions we visited, not providing proactive patrol
has limited its law enforcement personnel to a reactive force.
Additionally, officials stated that, in the past, proactive patrol
permitted its police officers and inspectors to identify and apprehend
individuals that were surveilling GSA buildings. In contrast, when FPS
is not able to patrol federal buildings, there is increased potential
for illegal entry and other criminal activity. In one city we visited,
a deceased individual had been found in a vacant GSA facility that was
not regularly patrolled by FPS. FPS officials stated that the deceased
individual had been inside the building for approximately 3 months.
In addition to the elimination of proactive patrol, many FPS regions
have reduced their hours of operation for providing law enforcement
services in multiple locations, which has resulted in a lack of
coverage when most federal employees are either entering or leaving
federal buildings or on weekends when some facilities remain open to
the public. Moreover, some FPS police officers and inspectors also
said that reducing hours has increased their response times in some
locations by as much as a few hours to a couple of days, depending on
the location of the incident. The decrease in FPS's duty hours has
also jeopardized police officer and inspector safety, as well as
building security. Some inspectors said that they are frequently in
dangerous situations without any FPS backup because many regions have
reduced their hours of operations and overtime.
In 2008, FPS transitioned to an inspector-based workforce--eliminating
the police officer position--and is relying primarily on FPS
inspectors for both law enforcement and physical security activities,
which has hampered its ability to protect federal facilities.[Footnote
7] FPS believes that an inspector-based workforce approach ensures
that its staff has the right mix of technical skills and training
needed to accomplish its mission. However, FPS's ability to provide
law enforcement services under its inspector-based workforce approach
may be diminished because FPS relies on its inspectors to provide both
law enforcement and physical security services simultaneously. This
approach has contributed to a number of issues. For example, FPS faces
difficulty ensuring the quality and timeliness of FSAs and adequate
oversight of its 15,000 contract security guards. In addition, in our
2008 report, we found that representatives of several local law
enforcement agencies we visited were unaware of FPS's transition to an
inspector-based workforce and stated that their agencies did not have
the capacity to take on the additional job of responding to incidents
at federal facilities. In April 2007, a DHS official and several FPS
inspectors testified before Congress that FPS's inspector-based
workforce approach requires increased reliance on state and local law
enforcement agencies for assistance with crime and other incidents at
GSA facilities and that FPS would seek to enter into memorandums of
agreement (MOA) with local law enforcement agencies. However,
according to FPS's Director, the agency decided not to pursue MOA with
local law enforcement officials, in part because of reluctance on the
part of local law enforcement officials to sign such MOAs. In
addition, FPS believes that the MOAs are not necessary because 96
percent of the properties in its inventory are listed as concurrent
jurisdiction facilities where both federal and state governments have
jurisdiction over the property.[Footnote 8] Nevertheless, these MOAs
would clarify roles and responsibilities of local law enforcement
agencies when responding to crime or other incidents.
Insufficient Oversight and Inadequate Training of Contract Guards Has
Hampered FPS's Protection of Federal Facilities:
FPS does not fully ensure that its contract security guards have the
training and certifications required to be deployed to a GSA building.
FPS maintains a contract security guard force of about 15,000 guards
that are primarily responsible for controlling access to federal
facilities by (1) checking the identification of government employees,
as well as members of the public who work in and visit federal
facilities and (2) operating security equipment, including X-ray
machines and magnetometers, to screen for prohibited materials such as
firearms, knives, explosives, or items intended to be used to
fabricate an explosive or incendiary device. We reported in July 2009,
that 411 of the 663 guards (62 percent) employed by seven FPS
contractors and deployed to federal facilities had at least one
expired certification, including a declaration that the guards have
not been convicted of domestic violence, which makes them ineligible
to carry firearms.
We also reported in July 2009, that FPS guards had not received
adequate training to conduct their responsibilities. FPS requires that
all prospective guards complete about 128 hours of training including
16 hours of X-ray and magnetometer training. However, in one region,
FPS has not provided the X-ray or magnetometer training to its 1,500
guards since 2004. Nonetheless, these guards are assigned to posts at
GSA buildings. X-ray training is critical because guards control
access points at buildings. In addition, we also found that some
guards were not provided building-specific training, such as what
actions to take during a building evacuation or a building emergency.
This lack of training may have contributed to several incidents where
guards neglected their assigned responsibilities. Following are some
examples:
* at a level IV facility,[Footnote 9] the guards did not follow
evacuation procedures and left two access points unattended, thereby
leaving the facility vulnerable;
* at a level IV facility, the guard allowed employees to enter the
building while an incident involving suspicious packages was being
investigated; and:
* at a level III facility, the guard allowed employees to access the
area affected by a suspicious package; this area was required to be
evacuated.
We also found that FPS has limited assurance that its guards are
complying with post orders.[Footnote 10] In July 2009, we reported
that FPS does not have specific national guidance on when and how
guard inspections should be performed. Consequently, inspections of
guard posts in 6 of the 11 regions we visited were inconsistent and
varied in quality. We also found that guard inspections in the 6
regions we visited are typically completed by FPS during regular
business hours and in locations where FPS has a field office and
seldom at nights or on weekends or in nonmetropolitan areas. For
example, in 2008, tenants in a level IV federal facility in a
nonmetropolitan area complained to a GSA property manager that they
had not seen FPS in over 2 years, there was no management of their
guards, and the number of incidents at their facility was increasing.
GSA officials contacted FPS officials and requested FPS to send
inspectors to the facility to address the problems. Most guards are
also stationed at fixed posts that they are not permitted to leave,
which can impact their response to incidents. For example, we
interviewed over 50 guards and asked them whether they would assist an
FPS inspector chasing an individual in handcuffs escaping a federal
facility. The guards' responses varied, and some guards stated they
would likely do nothing and stay at their posts because they feared
being fired for leaving. Other guards also told us that they would not
intervene because of the threat of a liability suit for use of force
and did not want to risk losing their jobs. Additionally, guards do
not have arrest authority, although contract guards do have authority
to detain individuals. However, according to some regional officials,
contract guards do not exercise their detention authority also because
of liability concerns.
GSA Has Not Been Satisfied With FPS's Performance and Some Tenant
Agencies Are Unclear On FPS's Role In Protecting Federal Facilities:
We found that GSA--the owner and lessee of many FPS protected
facilities--has not been satisfied with the level of service FPS has
provided since FPS transferred to DHS. For example, according to GSA
officials, FPS has not been responsive and timely in providing
assessments for new leases. GSA officials in one region told us that
the quality of the assessments differs depending on the individual
conducting the assessment. This official added that different
inspectors will conduct assessments for the same building so there is
rarely consistency from year to year, and often inspectors do not seem
to be able to fully explain the countermeasures that they are
recommending. We believe that FPS and GSA's information sharing and
coordination challenges are primarily a result of not finalizing a new
MOA that formalizes their roles and responsibilities. According to GSA
officials, in November 2009, the two agencies have met to start
working through the MOA section by section, and as of early March 2010
they have had four working group sessions and are anticipating an
initial agreed upon draft in late spring 2010. In the absence of a
clearly defined and enforced MOA, FPS officials told us they feel they
are limited in their ability to protect GSA properties.
Additionally, in 2009, we reported that tenant agencies have mixed
views about some of the services they pay FPS to provide.[Footnote 11]
For example, according to our generalizable survey of tenant agencies,
* About 82 percent of FPS's customers indicated they do not use FPS as
their primary law enforcement agency in emergency situations, and said
they primarily rely on other agencies such as local law enforcement,
the U.S. Marshals Service, or the Federal Bureau of Investigation; 18
percent rely on FPS.
* About one-third of FPS's customers indicated that they were
satisfied with FPS's level of communication, one-third were neutral or
dissatisfied, while the remaining one-third could not comment on how
satisfied or dissatisfied they were with FPS's level of communication
on various topics including building security assessments, threats to
their facility, and security guidance This response that suggests that
the division of roles and responsibilities between FPS and its
customers is unclear.
Our survey also suggests that this lack of clarity is partly due to
the little or no interaction customers have with FPS officers.
Examples are as follows:
* A respondent in a leased facility commented that FPS has very
limited resources, and the resources that are available are assigned
to the primary federally owned building in the region.
* A respondent remembered only one visit from an FPS officer in the
last 12 years.
FPS Is Taking Steps to Better Protect Federal Facilities:
Over the past 5 years, we have conducted a body of work reviewing the
operations of FPS and its ability to adequately protect federal
facilities and we have made numerous recommendations to address these
challenges. For example, we recommended FPS improve its effective long-
term human capital planning, clarify roles and responsibilities of
local law enforcement agencies in regard to responding to incidents at
GSA facilities, develop and implement performance measures in various
aspects of its operations, and improve its data collection and quality
across its operations. While FPS has generally agreed with all of our
recommendations, it has not completed many related corrective actions.
At the request of Congress we are in the process of evaluating some of
FPS's most recent actions. For example, FPS is developing the Risk
Assessment and Management Program (RAMP), which could enhance its
approach to assessing risk, managing human capital, and measuring
performance. With regard to improving the effectiveness of FPS's risk
management approach and the quality of FSAs, FPS believes RAMP will
provide inspectors with the information needed to make more informed
and defensible recommendations for security countermeasures. FPS also
anticipates that RAMP will allow inspectors to obtain information from
one electronic source, generate reports automatically, track selected
countermeasures throughout their life cycle, and address some concerns
about the subjectivity inherent in FSAs.
In response to our July 2009 testimony, FPS took a number of immediate
actions with respect to contract guard management. For example, the
Director of FPS instructed Regional Directors to accelerate the
implementation of FPS's requirement that two guard posts at Level IV
facilities be inspected weekly. FPS also required more X-ray and
magnetometer training for inspectors and guards.
To improve its coordination with GSA, the FPS Director and the
Director of GSA's Public Buildings Service Building Security and
Policy Division participate in an ISC executive steering committee,
which sets the committee's priorities and agendas for ISC's quarterly
meetings. Additionally, FPS and GSA have established an Executive
Advisory Council to enhance the coordination and communication of
security strategies, policies, guidance, and activities with tenant
agencies in GSA buildings. This council could enhance communication
and coordination between FPS and GSA, and provide a vehicle for FPS,
GSA, and tenant agencies to work together to identify common problems
and devise solutions.
We plan to provide Congress with our final reports on FPS's oversight
of its contract guard program and our other ongoing FPS work later
this year.
Mr. Chairman, this completes my prepared statement. I would be happy
to respond to any questions you or other members of the committee may
have at this time.
GAO Contact and Staff Acknowledgments:
For further information on this testimony, please contact me at (202)
512-2834 or by e-mail at goldsteinm@gao.gov. Contact points for our
Offices of Congressional Relations and Public Affairs may be found on
the last page of this statement. Individuals making key contributions
to this testimony include Tammy Conquest, Assistant Director; Tida
Barakat; Jonathan Carver; Delwen Jones; and Susan Michal-Smith.
[End of section]
Footnotes:
[1] GAO, High-Risk Series: An Update, [hyperlink,
http://www.gao.gov/products/GAO-09-271] (Washington, D.C.: Jan. 22,
2009).
[2] 40 U.S.C § 1315.
[3] This testimony draws upon six primary sources. We reported on
FPS's allocation of resources using risk management, leveraging of
technology, and information sharing and coordination in GAO, Homeland
Security: Greater Attention to Key Practices Would Improve the Federal
Protective Service's Approach to Facility Protection, [hyperlink,
http://www.gao.gov/products/GAO-10-142] (Washington, D.C.: Oct. 23,
2009), and GAO, Homeland Security: Greater Attention to Key Practices
Would Help Address Security Vulnerabilities at Federal Buildings,
[hyperlink, http://www.gao.gov/products/GAO-10-236T] (Washington,
D.C.: Nov. 18, 2009). We reported on FPS's strategic management of
human capital in GAO, Homeland Security: Federal Protective Service
Has Taken Some Initial Steps to Address its Challenges, but
Vulnerabilities Still Exist, [hyperlink,
http://www.gao.gov/products/GAO-09-1047T] (Washington, D.C.: Sept. 23,
2009); GAO, Homeland Security: Preliminary Results Show Federal
Protective Service's Ability to Protect Federal Facilities Is Hampered
By Weaknesses in Its Contract Security Guard Program, [hyperlink,
http://www.gao.gov/products/GAO-09-859T] (Washington, D.C.: July 8,
2009); and GAO, Homeland Security: Federal Protective Service Should
Improve Human Capital Planning and Better Communicate with Tenants,
[hyperlink, http://www.gao.gov/products/GAO-09-749] (Washington, D.C.:
July 30, 2009). We reported on FPS's performance measurement and
testing in GAO, Homeland Security: The Federal Protective Service
Faces Several Challenges That Hamper Its Ability to Protect Federal
Facilities, [hyperlink, http://www.gao.gov/products/GAO-08-683]
(Washington, D.C.: June 11, 2008).
[4] Tenant agencies are also referred to as FPS's customers.
[5] Historically, FPS has not shared its security assessments with GSA
or tenant agencies, but it instead provided an executive summary.
However, in his November 2009 testimony, FPS's Director stated this
will change with the implementation of FPS's new security assessment
tool, Risk Assessment and Management Program (RAMP), and that the
security assessment would be fully disclosed and shared with GSA.
[6] This mandate has been included in FPS's annual appropriations acts
for fiscal years 2008, 2009, and 2010. Appropriations are presumed to
be annual appropriations and applicable to the fiscal year unless
specified to the contrary. See Pub. L. No. 110-161, Division E, 121
Stat. 1844, 2051-2052 (2007); Pub. L. No. 110-329, Division D, 122
Stat. 3574, 3659-3660 (2008); and Pub. L. No. 111-83, 123 Stat. 2142,
2156-2157 (2009).
[7] This model was intended to make more efficient use of FPS's
declining staffing levels by increasing focus on FPS's physical
security duties and consolidating law enforcement activities. FPS's
goal was to shift its law enforcement workforce composition from a mix
of about 40 percent police officers, about 50 percent inspectors, and
about 10 percent special agents, to a workforce primarily composed of
inspectors and some special agents.
[8] Under the Assimilative Crimes Act, state law may be assimilated to
fill gaps in federal criminal law where the federal government has
concurrent jurisdiction with the state. 18 U.S.C. §13.
[9] The level of security FPS provides at each of the 9,000 federal
facilities varies depending on the building's security level. Based on
the Department of Justice's (DOJ) 1985 "Vulnerability Assessment
Guidelines," there are five types of security levels. A level I
facility is typically a small storefront-type operation such as
military recruiting office that has 10 or fewer employees and a low
volume of public contact. A level II facility has from 11 to 150
employees, a level III facility has from 151 to 450 employees and
moderate to high volume of public contact, a level IV facility has
over 450 employees, a high volume of public contact, and includes high-
risk law enforcement and intelligence agencies. FPS does not have
responsibility for level V facilities which include the White House
and the Central Intelligence Agency. The ISC has recently promulgated
new security level standards that will supersede the 1995 DOJ
standards.
[10] At each guard post, FPS maintains a book, referred to as post
orders, that describes the duties that guards are to perform while on
duty.
[11] [hyperlink, http://www.gao.gov/products/GAO-09-749].
[End of section]
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